Compliance Officer

1 day ago

Gandhinagar GJ IN Adhaan Hiring Edge Solution Pvt Ltd Full time

Compliance Officer Location GIFT Gandhinagar Gujarat Job Summary Responsibilities 1 Regulatory Compliance Ensure organization s adherence to IFSCA SEBI RBI FEMA and SEZ guidelines and all applicable regulatory frameworks 2 Liaison with Regulators Liaison with regulators IFSCA SEZ or others in regulatory filings returns and compliances 3 Internal Policies Develop and implement internal compliance policies and standard Operating procedures SOPs in alignment with regulatory requirements Regularly review internal controls to ensure alignment with regulatory expectations 4 Documentation and Reporting Maintain accurate and up-to-date documentation related to compliance activities including regulatory filings reports and records Prepare and submit compliance reports to regulatory authorities as required 5 Risk Assessment Conduct periodic risk assessments to identify compliance risks and vulnerabilities Develop and implement risk mitigation strategies to address identified risks effectively 6 Training and Awareness Provide training and guidance to employees on compliance matters including IFSCA regulations internal policies and procedures Foster a culture of compliance awareness and adherence throughout the organization 7 Investigations and Resolution Investigate compliance breaches incidents and complaints Take appropriate corrective and preventive actions to address issues and prevent recurrence 8 Audit Support Co-ordinate and support for audit as specified by authorities Collaborate with auditors to provide necessary documentation and facilitate audit processes 9 Other Tasks Responsible for any other tasks assigned by the management from time to time Qualifications A professional qualification including Bachelor of Law or Post-graduate degree in Law Finance commerce business management or related discipline from a recognized university institution Clear understanding of IFSCA regulations and compliance requirements applicable to Investment Advisers Minimum of 2 years of post-qualification experience in compliance roles within the financial services industry preferably in Investment Advisory portfolio management services AIF Broking House or Mutual Fund House Strong analytical skills with the ability to assess regulatory requirements and mitigate compliance risks effectively Excellent communication and interpersonal skills with the ability to interact with internal stakeholders regulatory authorities and external auditors Proven ability to work independently manage multiple tasks and prioritize workload effectively Must meet the fit and proper person criteria as specified by IFSCA Join Our Team If you are a qualified Candidate with a passion for compliance and a track record of success in the financial services industry we invite you to join us As our Compliance Officer you will have the opportunity to ensure regulatory compliance and contribute to the integrity and reputation of our firm Apply now to be part of our dynamic and growing team Job Type Full-time Pay 300 000 00 - 600 000 00 per year Work Location In person

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