Principal Officer

1 day ago

Gandhinagar GJ IN Adhaan Hiring Edge Solution Pvt Ltd Full time

Principal Officer Location GIFT Gandhinagar Gujarat Responsibilities 1 Regulatory Compliance - Monitor end-to-end regulatory compliance with IFSCA SEBI RBI and other applicable frameworks - Oversee accurate and timely filing of all regulatory reports audits and disclosures - Ensure all employees of the CMI adhere to relevant regulatory obligations and internal compliance standards 2 Client Relationship Suitability - Oversee the onboarding process to ensure adherence to Know Your Client KYC norms and risk profiling - Ensure that investment advice and product recommendations align with clients goals and regulatory standards 3 Advisory Oversight - Review investment strategies financial plans and product suitability matrices 4 Operational Oversight - Monitor day-to-day functioning of the GIFT City unit including fund flows client onboarding and transaction processing - Identify areas for improvement and implement operational enhancements as needed 5 Strategic Operational Leadership - Participate in business strategy discussions and contribute to the growth and operational efficiency of the advisory division 6 Documentation Record Maintenance - Ensure all client interactions advisory documentation and financial planning records are maintained per IFSCA s retention policies 7 Other Tasks - Undertake any other responsibilities or tasks assigned by management as required Qualifications A professional qualification or Post-graduate degree in finance commerce business management or related discipline from a recognized university institution Clear understanding of IFSCA rules regulations and compliance requirements applicable to Investment Advisers Minimum of 3 years of experience in similar roles within the financial services industry preferably working with GIFT City AIF PMS regulations and offshore structures Excellent communication and interpersonal skills with the ability to interact with internal stakeholders regulatory authorities and external auditors Proven ability to work independently manage multiple tasks and prioritize workload effectively Must meet the fit and proper person criteria as specified by IFSCA Join Our Team If you are a qualified Candidate with a passion for regulatory compliance operational leadership and client-centric advisory practices we welcome you to join our fast-growing and future-focused team As our Principal Officer you will play a key role in shaping the regulatory integrity and operational success of our GIFT City unit Job Type Full-time Pay 300 000 00 - 550 000 00 per year Work Location In person

  • [3 Days Left] Principal Officer

    1 day ago

    Gandhinagar, GJ, IN CDSL VENTURES Full time

    - Manager Senior Manager KRA Operations IFSC - GIFT City Salary Range Rs 25 lakhs Location Ahmedabad GIFT City Position Title Principal Officer - KRA Operations Location GIFT City Gandhinagar Gujarat IFSC Department Compliance Operations - KYC Registration Agency KRA Reports To CEO Board of Directors Role Objective To lead and oversee all operational and...

  • Compliance Officer

    3 days ago

    Gandhinagar, GJ, IN Fiducrest Full time

    Role Summary The Compliance Officer will support the Principal Officer in ensuring that the Fund Management Entity operates in full compliance with all applicable laws regulations and internal policies This role focuses on day-to-day compliance operations regulatory reporting and maintaining adherence to GIFT City and IFSCA guidelines while supporting the...

  • Principal Officer

    4 days ago

    Gandhinagar, Gujarat, India CDSL VENTURES Full time ₹ 25,00,000 per year

    Job Description – Manager / Senior Manager (KRA Operations, IFSC - GIFT City)Salary Range: Rs 25 lakhsLocation: Ahmedabad, GIFT CityPosition Title: Principal Officer – KRA OperationsLocation: GIFT City, Gandhinagar, Gujarat (IFSC)Department: Compliance & Operations – KYC Registration Agency (KRA)Reports To: CEO / Board of DirectorsRole Objective:To...

  • Principal Officer

    3 weeks ago

    Gandhinagar, GJ, IN xponentiate Full time

    We are pleased to present an exciting opportunity for the role of Principal Officer with a new global healthcare fund being launched out of GIFT City India This fund is strategically focused on investing in the Indian healthcare market with a significant emphasis on collaboration between the US and India Fund Details Fund Size The fund is valued...

  • Principal Officer

    5 days ago

    Gandhinagar, Gujarat, India Adhaan Hiring Edge Solution Pvt Ltd Full time ₹ 3,00,000 - ₹ 5,50,000 per year

    Job Description: Principal OfficerLocation: GIFT Gandhinagar, GujaratResponsibilities:Regulatory & Compliance: - Monitor end-to-end regulatory compliance with IFSCA, SEBI, RBI, and other applicable frameworks. - Oversee accurate and timely filing of all regulatory reports, audits, and disclosures. - Ensure all employees of the CMI adhere to relevant...

  • [High Salary] Compliance Officer

    1 day ago

    Gandhinagar, GJ, IN CDSL VENTURES Full time

    - Compliance Officer KRA Operations IFSC - GIFT City Salary Rs 12-15 lakhs Location Ahmedabad GIFT City Position Title Compliance Officer Deputy Manager - KRA Operations Location GIFT City Gandhinagar Gujarat IFSC Department Compliance - KYC Registration Agency Reports To Senior Manager Head of Compliance Role Objective To ensure day-to-day regulatory...

  • Principal Officer

    4 days ago

    Gandhinagar, India CDSL Ventures Limited Full time

    **Job Description - Manager / Senior Manager (KRA Operations, IFSC - GIFT City)** **Salary Range**: Rs 25 lakhs **Location**: Ahmedabad, GIFT City **Position Title**: Principal Officer - KRA Operations **Location**: GIFT City, Gandhinagar, Gujarat (IFSC) **Department**: Compliance & Operations - KYC Registration Agency (KRA) **Reports To**: CEO / Board of...

  • Principal Officer

    6 days ago

    Gandhinagar, India Adhaan Hiring Edge Solution Pvt Ltd Full time

    Principal Officer Location: GIFT Gandhinagar, Gujarat **Responsibilities**: 1. Regulatory & Compliance: - Monitor end-to-end regulatory compliance with IFSCA, SEBI, RBI, and other applicable frameworks. - Oversee accurate and timely filing of all regulatory reports, audits, and disclosures. - Ensure all employees of the CMI adhere to relevant regulatory...

  • Compliance Officer

    2 weeks ago

    Gandhinagar, GJ, IN Swastik Placement Agency Full time

    Job Title Compliance Officer Loca on GIFT City Gandhinagar Gujarat Timings 9 00 AM - 6 00 PM Onsite role About Us We are a proprietary trading firm based in GIFT City Gandhinagar As a regulated en ty under IFSCA we operate with no external clients and focus exclusively on proprietary trading We are looking for a Compliance Officer to ensure full compliance...

  • Principal Officer- Gift City, Gujarat

    1 week ago

    Ahmedabad, Gandhinagar, India Abans Finance Full time ₹ 20,00,000 - ₹ 25,00,000 per year

    Job Summary:We are seeking a highly qualified and experienced Principal Officer for our broking entity in Gift city to lead and oversee compliance, regulatory, and operational functions at our Capital Market Intermediary. The Principal Officer will act as a key point of contact with regulatory authorities and ensure adherence to all applicable financial...