Principal Officer

4 weeks ago

Gandhinagar GJ IN Adhaan Hiring Edge Solution Pvt Ltd Full time

Principal Officer Location GIFT Gandhinagar Gujarat Responsibilities 1 Regulatory Compliance - Monitor end-to-end regulatory compliance with IFSCA SEBI RBI and other applicable frameworks - Oversee accurate and timely filing of all regulatory reports audits and disclosures - Ensure all employees of the CMI adhere to relevant regulatory obligations and internal compliance standards 2 Client Relationship Suitability - Oversee the onboarding process to ensure adherence to Know Your Client KYC norms and risk profiling - Ensure that investment advice and product recommendations align with clients goals and regulatory standards 3 Advisory Oversight - Review investment strategies financial plans and product suitability matrices 4 Operational Oversight - Monitor day-to-day functioning of the GIFT City unit including fund flows client onboarding and transaction processing - Identify areas for improvement and implement operational enhancements as needed 5 Strategic Operational Leadership - Participate in business strategy discussions and contribute to the growth and operational efficiency of the advisory division 6 Documentation Record Maintenance - Ensure all client interactions advisory documentation and financial planning records are maintained per IFSCA s retention policies 7 Other Tasks - Undertake any other responsibilities or tasks assigned by management as required Qualifications A professional qualification or Post-graduate degree in finance commerce business management or related discipline from a recognized university institution Clear understanding of IFSCA rules regulations and compliance requirements applicable to Investment Advisers Minimum of 3 years of experience in similar roles within the financial services industry preferably working with GIFT City AIF PMS regulations and offshore structures Excellent communication and interpersonal skills with the ability to interact with internal stakeholders regulatory authorities and external auditors Proven ability to work independently manage multiple tasks and prioritize workload effectively Must meet the fit and proper person criteria as specified by IFSCA Join Our Team If you are a qualified Candidate with a passion for regulatory compliance operational leadership and client-centric advisory practices we welcome you to join our fast-growing and future-focused team As our Principal Officer you will play a key role in shaping the regulatory integrity and operational success of our GIFT City unit Job Type Full-time Pay 300 000 00 - 550 000 00 per year Work Location In person

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    Gandhinagar, GJ, IN CDSL VENTURES Full time

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