Compliance Associate

3 weeks ago

Thane MH IN Supremus Angel Pvt.Ltd. Full time

Job Title Compliance Associate Department Finance Department Location Thane Reporting To CFO Job Summary We are looking for a meticulous and detail-oriented professional to join our Legal and Compliance team in the External Compliance function The role involves managing compliance activities related to the Companies Act 2013 SEBI regulations including ICDR LODR SAST as well as ensuring Secretarial and Legal Due Diligence M A compliance and handling the Initial Offering Process IOP The ideal candidate should have a deep understanding of corporate laws regulatory frameworks and best practices in legal compliance Key Responsibilities Regulatory Statutory Compliance Ensure end-to-end compliance with the Companies Act 2013 including filing of necessary returns resolutions and maintaining statutory registers Ensure timely and accurate compliance with SEBI regulations including ICDR Issue of Capital and Disclosure Requirements LODR Listing Obligations and Disclosure Requirements SAST Substantial Acquisition of Shares and Takeovers Secretarial and Legal Due Diligence Conduct detailed Secretarial Due Diligence and Legal Due Diligence for proposed transactions including acquisitions mergers and restructuring Review corporate documents agreements board resolutions and regulatory filings as part of diligence processes Identify compliance gaps potential liabilities and recommend corrective actions Mergers Acquisitions M A Compliance Provide compliance support during M A activities including documentation statutory filings coordination with regulatory authorities and post-merger integration requirements Liaise with external counsels and internal stakeholders to ensure legal and regulatory alignment in M A deals Initial Offering Process IOP Support the legal and compliance team in the Initial Public Offering IPO or other public offering processes Assist with preparation of offer documents interaction with regulatory bodies e g SEBI stock exchanges and ensure legal readiness for the offering Liaison Advisory Liaise with external regulatory authorities consultants and legal advisors on compliance matters Advise internal stakeholders on legal and compliance requirements for business activities contracts and corporate actions Documentation Reporting Maintain accurate compliance records trackers and reports for audits and internal controls Prepare compliance checklists standard operating procedures SOPs and legal summaries for management Qualifications Skills Educational Qualification Company Secretary CS Executive Level or Professional Level LLB LLM is preferred Experience 1-3 years of experience in legal secretarial compliance preferably in listed companies or regulated environments Strong working knowledge of Companies Act SEBI regulations ICDR LODR SAST FEMA and other applicable corporate laws Experience in M A compliance and IPO process is highly desirable Proficiency in drafting legal documents agreements board resolutions and regulatory correspondence Excellent communication coordination and analytical skills Preferred Attributes Experience working in a law firm or in-house legal department Merchant banking firm Exposure to interactions with SEBI ROC stock exchanges and other regulators Familiarity with digital compliance platforms and secretarial tools e g MCA portal NSE BSE portals Job Type Full-time Pay 30 063 00 - 45 000 00 per month Work Location In person

  • Gst Associate

    2 weeks ago

    Thane, MH, IN ATMS&COLLP Full time

    - GST Associate Location Thane Wagle Estate Department Indirect Tax GST Position GST Associate Experience 1-2 years Role Overview We are looking for a detail-oriented and enthusiastic GST Associate to join our Indirect Tax team The role involves GST compliance return filing reconciliations documentation and client coordination Ideal for candidates from...

  • Finance Associate

    2 weeks ago

    Thane, India Zigsaw Full time

    Associate-FinanceExperience: 1-5 yearsFor Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 4006146 days workInterview mode : F2F in Office Job DescriptionWe are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Finance Associate

    2 weeks ago

    Thane, India Zigsaw Full time

    Associate-FinanceExperience: 1-5 yearsFor Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 4006146 days workInterview mode : F2F in Office Job DescriptionWe are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Associate Operations

    5 days ago

    Thane, MH, IN Quantanite Full time

    About Us Quantanite is a global customer experience and digital solutions partner that blends cutting-edge AI with the human touch Headquartered in London and operating across four continents our 2 000-strong team helps some of the world s fastest-growing brands scale smarter work faster and deliver better service every time We re not your typical...

  • (High Salary) Clinical Research Associate

    3 weeks ago

    Thane, MH, IN BIOSPHERE CLINICAL RESEARCH PVT LTD & Sprutha Impex Pvt Ltd Full time

    Biosphere Clinical Research Pvt Ltd is looking for a Clinical Research Associate CRA Clinical Research Associate CRA - Location Thane Maharashtra Company Biosphere Clinical Research Pvt Ltd Job Summary We are seeking a highly motivated and detail-oriented Clinical Research Associate CRA to join our dynamic team at Biosphere Clinical Research Pvt Ltd As a CRA...

  • Associate Director Employee Relations

    5 days ago

    Thane, MH, IN Dentsu Full time

    The Associate Director Employee Relations ER for India is an integral part of the HR function responsible for implementing and continuously improving employee relations strategies policies and frameworks that align with dentsu s business objectives and Indian labour laws This role independently manages complex ER cases and projects including investigations...

  • Finance compliance Executive

    2 weeks ago

    Thane, India Zigsaw Full time

    Associate-FinanceExperience : 1-5 yearsFor Quick response Kindly fill : Application Formlocation : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 6 days workInterview mode : F2F in OfficeJob DescriptionWe are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory advisory...

  • Finance compliance Executive

    2 weeks ago

    Thane, India Zigsaw Full time

    Associate-Finance Experience : 1-5 years For Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 6 days work Interview mode : F2F in Office Job Description We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Finance compliance Executive

    2 weeks ago

    Thane, India Zigsaw Full time

    Associate-Finance Experience : 1-5 years For Quick response Kindly fill : Application Form location : Sector 11, CBD Belapur, Navi Mumbai, Maharashtra 6 days work Interview mode : F2F in Office Job Description We are looking to hire motivated and detail-driven professionals who are interested in or have experience working in the compliance and regulatory...

  • Insurance & Investment Associate Thane

    2 weeks ago

    Thane, MH, IN Bonace Engineers Pvt Ltd Full time

    Position Insurance Investment Associate 50 Sales 50 Operations Location Thane Company Overview We take this opportunity to introduce our company M s Bonace an ISO 9001 2015 certified firm mainly caters to Technical Manpower deployment to various reputed Companies for their project stage Third Party Inspection Construction Supervision Pre - Commissioning...