Regulatory Filtering Analyst

3 weeks ago


Bengaluru, Karnataka, India Deutsche Bank Full time
Job Description

Regulatory Filtering Analyst

Position Overview

Job Title:Regulatory Filtering Analyst

Corporate Title: NCT

Location: Bangalore, India

Role Description

Regulatory Operations is responsible for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities. This is to support the bank in its efforts to ensure regulatory compliance.

Work includes:

- Partnering with the bank's regulatory team to translate regulation into operational processes/procedures assisted
- Developing the bank's information technology infrastructure
- Developing and implementing regulatory strategies, procedures and controls for new products and/or business activities that require governmental approvals
- Preparing and submitting regulatory applications such as permits, licenses, certificates and authorization required by governmental agencies
- Coordinating government interactions and compliance activities and interacts with regulatory agencies

What we'll offer you

As part of our flexible scheme, here are just some of the benefits that you'll enjoy

- Best in class leave policy
- Gender neutral parental leaves
- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

Your key responsibilities

- Support the RTB team lead in protecting DB from legal, regulatory and reputational risk with regard to business involving sanctioned entities and / or countries.
- Ensure diligent review and confirmation of transactions that require escalation to a Level 2 investigator and decide on these in full compliance with the applicable Sanctions regulations and the bank's policies and procedures.
- Execute internal control checks as defined in the KOP documentation and Embargo control framework documents governed by AFC Sanction & Embargo.
- Support any applicable reporting obligations to the competent authorities with respect to transaction handling.
- Convert timely the update of the relevant embargo lists in respective filtering systems - implement the data to central and decentralized tools in GT and Operations.
- Support CoC Regulatory Filtering team on the adoption of new clients

Your Key Accountabilities

RTB focus

- Primarily review stopped messages and take a decision on them (either pass or investigate), based on limited set of rules provided and maintained by AFC.
- Record rationale for decision from pre-defined set of options.
- Seek feedback from more senior investigators/reviewers, where their decisions fail the four-eye control.
- Provide support feedback loop and filter optimization by identifying repeat mismatches to propose Good Guys.
- Use user access privileges only for authorised purposes actively safeguard sensitive and confidential information.

CTB focus

- Supports TSMO / AFC related change projects
- Supports remediation actions owned by TSMO / AFC

Training & Development

- Participate Trainings such as on HotScan, Sanctions policies, L1 procedures, specific payment types, including structure / form of messages.

Your skills and experience

- Sanctions and Regulatory Filtering
- SWIFT Message Format and Fields
- SWIFT Payment Flow
- SEPA Message Structure and Payment Flow
- MS Office (MS Excel, Word and Outlook)
- Proficient in e mail communication
- Good communication skills (Written & Verbal)
- Ability to support rotational shifts
- Ready to support on weekends

How we'll support you

- Training and development to help you excel in your career
- Coaching and support from experts in your team
- A culture of continuous learning to aid progression
- A range of flexible benefits that you can tailor to suit your needs

About us and our teams

Please visit our company website for further information:

We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.

  • Bengaluru, Karnataka, India Jobs via eFinancialCareers Full time ₹ 6,00,000 - ₹ 12,00,000 per year

    Job Title:Regulatory Filtering AnalystCorporate Title: NCTLocation: Bangalore, IndiaRole DescriptionRegulatory Operations is responsible for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities. This is to support the bank in its efforts to ensure regulatory compliance.Work...


  • Bengaluru, Karnataka, India Deutsche Bank Full time

    Job DescriptionRegulatory Filtering Analyst, NCTPosition OverviewJob Title: Regulatory Filtering Analyst, NCTLocation: Bangalore, IndiaRole DescriptionRegulatory Operations is responsible for defining and implementing procedures which provide regulatory operations services for various divisions of the bank and its group entities. This is to support the bank...


  • Bengaluru, Karnataka, India Deutsche Bank Full time ₹ 1,04,000 - ₹ 1,30,878 per year

    Regulatory Filtering Analyst, NCTJob ID: R0393939Full/Part-Time: Full-timeRegular/Temporary: RegularListed: Location: BangalorePosition OverviewJob Title: Regulatory Filtering Analyst, NCTLocation: Bangalore, IndiaRole DescriptionRegulatory Operations is responsible for defining and implementing procedures which provide regulatory operations services for...


  • Bengaluru, Karnataka, India Deutsche Bank Full time

    Job DescriptionRegulatory Filtering AnalystPosition OverviewJob Title: Regulatory Filtering AnalystCorporate Title: AssociateLocation: Bangalore, IndiaRole Description- Deutsche Bank (DB) Group and its staff are committed to compliance with all applicable laws and official regulations in the respective jurisdictions. Restrictive measures under sanctions and...


  • Bengaluru, Karnataka, India Deutsche Bank Full time

    Job DescriptionRegulatory Operations AnalystPosition OverviewJob Title: Regulatory Operations AnalystLocation: Bangalore, IndiaRole DescriptionThe Level 1 Reviewer are primarily responsible for the appropriate review, confirmation and decision-taking on stopped messages to confirm mismatches for release from the transaction filtering process (first level...


  • Bengaluru, Karnataka, India JP Morgan Chase Full time

    : Join our team as a Regulatory Reporting Analyst within AM Operations, India, where you'll play a vital role in ensuring the accuracy and compliance of our regulatory reports. You'll have the opportunity to develop relationships across the firm and contribute to strategic initiatives, enhancing processes and managing team activities. As a Regulatory...


  • Bengaluru, Karnataka, India beBeeCompliance Full time ₹ 17,54,000 - ₹ 20,31,000

    Job OverviewThe Regulatory Compliance Expert plays a pivotal role in ensuring adherence to all applicable laws and regulations. This involves reviewing transactions handled by the operations team and making decisions based on pre-defined rules.This critical function is essential for maintaining the integrity of business operations and preventing potential...


  • Bengaluru, Karnataka, India Deutsche Bank Full time

    Job DescriptionRegulatory Control AnalystPosition OverviewJob Title: Regulatory Control AnalystCorporate Title: AssociateLocation: Bangalore, IndiaRole Description- The candidate for the AFC Centre of Excellence for KYC is supporting CB and IB KYC escalations to AFC, collaborating with the relevant Business stakeholders, Client Lifecycle Management and other...


  • Bengaluru, Karnataka, India StoneX Group Inc. Full time ₹ 5,00,000 - ₹ 8,00,000 per year

    OverviewPermanent, full-time, hybridConnecting clients to markets – and talent to opportunity.With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we're a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and...


  • Bengaluru, Karnataka, India Genpact Full time ₹ 1,50,000 - ₹ 28,00,000 per year

    Inviting applications for the role of Regulatory Project Manager / Business AnalystIn this role, the professional will ensure that client disclosures align with current regulations and best practices. This role requires a dynamic individual with strong communication skills, stakeholder management expertise, and a blend of business analysis and project...