Team Lead

4 weeks ago

Mumbai, India Pss Global Full time

Job Description Key Responsibilities: - Monitoring and ensuring full adherence to SEBI and other statutory regulatory frameworks. - Drafting, reviewing, and negotiating legal agreements and business contracts. - Managing litigation and regulatory responses in coordination with external counsels. - Designing and implementing internal policies exceeding minimum compliance thresholds. - Conducting regular audits and generating reports for internal and regulatory stakeholders. - Leading compliance risk assessments and mitigation strategies in collaboration with the risk team. - Driving compliance awareness across the organization through training and engagement. - Leading a team to ensure seamless legal and compliance operations. Educational Qualifications and Experience: - Candidates must be qualified Company Secretary (CS). - LL.B. is ideal; CA or B.Com is an added advantage. - 12-15 years of experience in legal and compliance roles, preferably within mutual fund companies or broking houses. - Strong expertise in SEBI regulations, compliance, internal governance, and policy implementation. - A proactive leader with strong interpersonal skills and business acumen.

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