Compliance Officer IT Advisory
3 days ago
Job Description Position Compliance IT Reporting to Head - RBS Objective The incumbent would be primarily responsible for co-ordinating regulatory inspections. Responsibilities Take care of IT compliance & also conduct Information Systems Audit for the Bank. Experience in conducting Information Systems and Security audits, application control reviews and application functionality reviews Need to perform IT audits as per the agreed annual audit plan. Practical experience of audit methodology Assisting the team members in conducting compliance reviews. Assist in preparation of monthly / quarterly / annual submission to the Board / Audit & Compliance Committee. Essential competencies In depth knowledge of the regulatory environment for the banks in India particularly RBI & FEMA requirements. Good Co-ordination skills. Good research capabilities and intelligent interpretation of regulatory guidelines. Good knowledge of all the elements (commercial, operational) of banking areas like Trade, Remittances, Treasury e.t.c. Demonstrated ability to drive results and be very effective in a startup. Good interpersonal skills. Qualifications And Relevant Experience Chartered Accountant (preferably first attempt). A degree in Law or Company Secretary will be an added benefit. 1-2 years post qualification experience in Financial Services environment, preferably in handling RBI Inspection Impeccable integrity and compliance consciousness.
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Urgent! Compliance Officer
4 weeks ago
Ahmedabad, India Prudent Corporate Advisory Services Ltd. Full timeJob Description Prudent Corporate Advisory Services Ltd is urgently hiring for the post of Compliance Officer. Location : Ahmedabad Experience required : Min 2 Years Job Description: Compliance with various regulations governing Mutual funds, Bonds, Insurance, NPS and other financial products; Liaise with external legal and regulatory authorities, Drafting &...
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Avp - Compliance Sanctions Advisory
2 weeks ago
Mumbai, India MUFG Bank, Ltd., Mumbai Branch Full time**Do you want your voice heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we’re 160,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...
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Compliance Officer FM advisory
3 days ago
Mumbai, India YES BANK Full timeJob Description Role Summary The role holder is responsible for providing regulatory guidance on various products, processes and transaction structures pertaining to the treasury function of the Bank. The role also ensures regular interaction with the regulators for queries as well as during on-site and off-site inspections. Further, the role also ensures...
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Team Lead- Compliance Advisory
6 days ago
Mumbai, Maharashtra, India Forward Full time ₹ 20,00,000 - ₹ 25,00,000 per yearRole OverviewThe Team Lead- Compliance (Advisory) will play a key role in providing proactive regulatory guidance and advisory support to business, product, risk, operations teams. The incumbent will ensure that all new business initiatives, partnerships, and product offerings comply with applicable RBI regulations and internal policies under the Scale-Based...
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Mulund West, Mumbai, Maharashtra, India APMH Full time**Requirements -** - Bachelor’s degree in Commerce, Accounting, or a related field. - Basic understanding of GST laws, compliance, and reporting. - Strong analytical, organizational, and time management skills. - Proficiency in MS Office (Excel, Word, and PowerPoint). - Excellent communication and interpersonal skills. - 1 to 2 years of experience in GST...
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Compliance Officer
2 days ago
Mumbai, Maharashtra, India SKS Enterpprises - Human Resource Planning and Management Full time ₹ 6,00,000 - ₹ 18,00,000 per yearJob Title:Compliance Officer – AIF/PMSLocation:Mumbai (Andheri)Experience Required:6–7 yearsAbout the Role:We are looking for an experienced Compliance Officer to manage and oversee compliance for our Alternative Investment Fund (AIF) and Portfolio Management Services (PMS) business. The role involves ensuring adherence to SEBI regulations, internal...
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Compliance advisory
3 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARYRole holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder.KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...
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Compliance advisory
4 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...
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Compliance advisory
3 weeks ago
Mumbai, India YES BANK Full timeROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...
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Compliance advisory
1 week ago
Mumbai, India YES BANK Full timeROLE SUMMARY Role holder should have 12-15 years of post-qualification experience with very good communication skills, hands on with Credit regulations (Wholesale/ Retail) and compliances thereunder. KEY RESPONSIBILITIES/ ACCOUNTABILITIESStrategic/ Managerial ResponsibilitiesGuiding Business Units on Regulatory Compliance for transactions handled by the Bank...
