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Audit mutual Fund/aif/pms
2 weeks ago
Accounting / Tax / Company Secretary / Audit Mumbai _Mumbai Western Suburbs_ April 18, 2024 - April 19, 2025 Financial Services
**Job Overview**:
- **Office Location (Area) **Mumbai
- **Required Education **In case of CA - Audit Manager overseeing internal/concurrent/statutory audit of Mutual Funds, PMS, AIF, insurance companies, In case of B.Com./CMA, MBA - Audit Executive to carry out internal/concurrent/statutory audit of Mutual Funds, PMS, AIF, insurance companies
- **Course Type **Full Time
- **Min Required Experience (Years) **1
- **Max Required Experience (Years) **5
**Roles and Responsibilities**:
**Audits include**:
- Daily NAV verification, transaction verification, valuation, performance computation etc.;
- Pre-verification of various regulatory reports to be filed with SEBI/AMFI etc.;
- Verification of compliance with Mutual Funds, PMS, AIF, IRDAI Regulations;
- Verification of investment limits as stated in SEBI Regulations as well as SIDs of the schemes;
- Verification of compliance with risk management framework put in place by the above entities;
- Audit of PMS client accounts and issuance of audit reports;
- Statutory audit of MF, PMS, AIFs
**Other assignments**
- Review of operations of the above entities and carry out gap analysis
- Preparation of Standard Operating Processes/Operations Manuals/policies
- Review of Front office software systems to confirm that the system function as envisaged in the Regulations and all investment limits have been correctly set in the system
- Data migration from one system to other or at the time of change of Fund Accountant, mergers etc.
- Issuing of various certificates to clients as required under above regulations
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