Avp - Cte Assurance Services

4 weeks ago


Delhi Delhi, India Barclays Full time

Job Title : AVP - CTE Assurance Services
Location: Noida

About Barclays
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.

Risk and Control Objective

Take ownership for managing risk and strengthening controls in relation to the work you do

Working Flexibly

Hybrid Working

Structured hybrid role:
Introduction:

- Provide controls assurance on processes/controls covering principal risks such as Third Party Service Provider Risk, Premises, Global Reconciliation Services, Records Management, Data Management, People Risk (HR) etc.
- Govern the end to end delivery of the Controls Testing Framework to understand and report on control effectiveness for Barclays
- Review activities to remediate control gaps and assess whether the risk has been fully mitigated and whether the implemented controls are sustainable for Barclays
- Identify, evaluate, report and escalate risks in line with Barclays risk and control frameworks, utilising relevant tools and analytical techniques
- Provide guidance to ensure compliance with relevant Barclays Policies, Standards, frameworks and procedures across Business Units, Functions and Shared Services
- Report the results of testing activities to Senior Stakeholders across Business Units, Functions and Shared Services
- Influence and support the implementation of the Controls Assurance strategy
- Meet the needs of key internal and external risk processes, reporting schedules, stakeholders and regulatory authorities in delivering assurance activities
- Develop strong and productive working relationships with local line management, SOX teams and global Controls Assurance team to ensure continuous engagement on key deliverables and project updates are shared on a timely basis

What will you be doing?
- Own and deliver Controls Assurance program by delivering reviews and providing oversight across other reviews in Book of work with deep understanding of Controls Assurance frameworks
- The individual would be responsible for planning and executing Controls Testing reviews and reporting findings while ensuring mínimal supervision is required from Controls Assurance testing teams
- Develop qualitative review reports to report findings/outcomes of controls assurance reviews
- Ensuring reviews are managed within the approved scope and budgets on a regular basis
- Building and developing relationships with key Vertical, Horizontal and all 3 Lines of Defence stakeholders to drive Barclays Control Framework agenda
- Review activities undertaken by management to remediate control gaps and provide an opinion as to whether the risk has been fully mitigated and whether the implemented controls are sustainable
- Identify and leverage appropriate data sources and analytical techniques to deliver targeted testing
- Maintain an independent perspective, challenging as required and setting out quantified control options and risk decision recommendations
- Set and proactively manage Stakeholder expectations to promote an understanding and achievement of risk management objectives, ensuring awareness of responsibilities regarding risk and control

What we’re looking for:

- Experience in developing Controls Assurance plans, overseeing and conducting controls assurance reviews, independently develop qualitative controls assurance review reports communicating review results to senior stakeholders
- Strong project & change management, analytical and organisation skills
- Experience to consolidate and process information from multiple sources to create meaningful insight and reporting for stakeholders
- Proven experience of influencing Stakeholders including briefings and presentations
- Analytical approach and proven ability to manage issues through to resolution
- Experience or knowledge of working within a regulatory and control environment
- Experienced in dealing with multiple stakeholders in different business functions who have different objectives
- Experience in providing informed opinion and being a trusted source on business / function’s policies and standards
- Strong interpersonal skills and ability to communicate effectively across a global team
- Ability to successfully multitask and complete assignments with varying lead times
- Self-starter

Skills that will help you in the role:

- Basic Minimum Educational Qualification - Graduate or equivalent
- Experience in developing Controls Assurance plans, providing oversight as well as delivering controls assurance reviews
- Strong report writing skills
- Experience to consolidate and process information from multiple sources to create meaningful insight and reporting for stakehold


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