Nbfc Compliance

Key roles & responsibilities: Compliance RBI reporting All applicable compliances under NBFC Regulations. Assist in various audits: PPM Audit, Internal Audit and Statutory Audit Draft/ Prepare/ Review/ Annual Trustee Compliance Test Report Assist in preparation/drafting of applications/letters/communications with RBI, trustee, investors...

Chief Compliance Officer -NBFC Key Responsibilities:RBI Compliance Management:- Stay updated with RBI / SEBI regulations, circulars, guidelines, and notifications relevant to the NBFC sector.- Develop and maintain a robust compliance framework aligned with RBI directives, ensuring regulatory adherence, SEBI directives including LODR requirements.- Monitor...

Chief Compliance Officer -NBFC Key Responsibilities:RBI Compliance Management:- Stay updated with RBI / SEBI regulations, circulars, guidelines, and notifications relevant to the NBFC sector.- Develop and maintain a robust compliance framework aligned with RBI directives, ensuring regulatory adherence, SEBI directives including LODR requirements.- Monitor...

Roles and Responsibilities:- Assist the Board and the Senior Management in overseeing the implementation of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct, etc.- Play significant role in identifying the level of Compliance risk in the organisation. The Compliance risks in existing / new...

Roles and Responsibilities:- Assist the Board and the Senior Management in overseeing the implementation of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct, etc.- Play significant role in identifying the level of Compliance risk in the organisation. The Compliance risks in existing / new...

What you will work on:- Should be well-versed with the compliance guidelines and controls for all regulatory requirements including RBI related compliances, SEBI, Companies Act, etc.- Should be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.- Liaison and deal with auditors and...

What you will work on:- Should be well-versed with the compliance guidelines and controls for all regulatory requirements including RBI related compliances, SEBI, Companies Act, etc.- Should be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters.- Liaison and deal with auditors and...

Roles & responsibilities: Ensure identification of compliance requirements for NBFC (ND-SI), AIF, PMS, Investment advisor & mutual fund compliances. Evaluate the implication of regulatory guidelines on the business and Liaise with internal departments to get the regulations implemented. Do submission of various regulatory filings Proactively...

Hello Dear, Profile - Company Secretary for a NBFC. Location: Malad CTC: 45k to 65k Exp: 7 years Industry Preference - NBFC Requirement: Qualified Company Secretary with ICSI membership Job Profile: Ensuring Compliance, facilitate between Board of Directors and Management, Manage and maintain all statutory records, Organise and prepare agendas, minutes,...

**Urgently Hiring for Company Secretary for a NBFC.** **Location: Malad** **CTC: 45k to 65k** **Exp: 7 years** **Industry Preference - NBFC** ** Ensure compliance with all applicable laws, regulations, and guidelines.** ** Facilitate communication between the Board of Directors and management.** ** Manage statutory records, filings, and documentation...

**Hiring For NBFC : Compliance Officer : Mumbai**: - From 6 to 11 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** **Core Responsibilities**: - File the regulatory returns as required under National Housing Bank (“NHB”) Directions. - Intimate opening and closing of branches with NHB. - Update and share...

Designation: Accounts Officer Location: Malad Qualification: B.Com/ M.Com/ CA /ICWA Industry Preference: NBFC Keyskills: Bookkeeping, financial reporting, budgeting, Tax compliance, Audit support, Cash flow management **Job Types**: Full-time, Permanent Pay: ₹600,000.00 per year **Benefits**: - Health insurance - Provident Fund Schedule: - Day...

**Roles and Responsibilities** - File the regulatory returns as required under "NHB" Directions. - Intimate opening and closing of branches with NHB. - Update and share the online reporting of information to NHB. - Compile and submit data as and when required by the NHB. **Perks and Benefits** Key Skills Housing Finance RBI Compliance NHB...

Examine the applicability of various RBI Regulations/Directions/ Notifications and Statutes to the Company as an NBFC and compliances applicable to the Company. Identify/ update the compliance obligations applicable to the respective departments for implementation. Promptly report amendments/ any new Regulations along with its impact. Support in...

Our client is a renowned NBFC and a leading industry player in SME Funding. It is a part of a large real estate company. **Responsibilities**: - **Regulatory Compliance**: a. Stay abreast of the latest regulatory requirements, guidelines, and updates from the Reserve Bank of India (RBI), Digital Protections ACT, Daksha, and other relevant regulatory...

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together. **YOUR CHALLENGE**: - Provide Legal Support to the India Legal & Compliance Team and to internal teams including Sales,...

Hiring for one of the leading Fintech Company in IndiaExperience- 5 Years+CTC- 20-30 LPANOTE-Excellent knowledge of all the corporate laws including Companies Act, RBI compliance, etc.What you will work on:● Assist the Board to implement the compliance policy● Identify the compliance risk● Monitor & test compliance of regulatory/supervisor direction...

Roles and Responsibilities Job Requirements & Required Qualifications & ExperienceJob Requirements To conduct Internal Systems Audits this includes, Regulatory / Statutory Systems Audits, Information Security, Annual IT Compliances, Cyber Security audits. To review and provide input to the Information Security/ Cyber Security Policies, IT policies and...

**Payroll - With a leading NBFC - Mumbai Location**: - From 3 to 7 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** **Payroll Role with leading Manufacturing Company** **Brief Roll Profile** Run monthly payroll cycle basis inputs as per compliance requirement Identify any additional input basis time and...

Job Title / Designation : AVP - Finance and Accounts - NBFC - MumbaiJob Location : MumbaiJob Description:AVP - Finance and Accounts for a Non-Banking Financial Company (NBFC).This role is crucial in ensuring financial stability, regulatory compliance, and strategic financial planning.Key Responsibilities:1. Preparation/Review of Financial Statements as per...