Compliance Executive Fresher

4 months ago


Jayanagar th Block, India TradeJINI Financial Services Pvt. Ltd. Full time

Compliance Fresher JD

Salary range
- 2.5-4 Lpa

We are seeking a Compliance Fresher to assist in ensuring adherence to SEBI regulations, stock exchange rules, and internal policies. This role offers hands-on exposure to compliance functions in a dynamic stock broking environment.

Key Responsibilities

Assist in monitoring regulatory compliance (SEBI, NSE, BSE).

Support in reviewing internal processes for regulatory adherence.

Maintain records and reports as per compliance requirements.

Assist in audits and regulatory inspections.

Stay updated on changes in regulatory guidelines.

**Qualifications**:
Bachelor’s degree in Finance, Law, or related field.

Strong analytical and attention to detail.

Good communication and report writing skills.

Why Join Us?

Be part of a dynamic and regulated stock broking firm.

Gain valuable experience in regulatory compliance and corporate governance.

Opportunity to grow professionally while completing your CS qualification.

Pay: ₹250,000.00 - ₹400,000.00 per year

Work Location: In person

Application Deadline: 24/09/2024
Expected Start Date: 26/09/2024



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