Compliance Assistant

**JOB TITLE: Compliance Assistant** Handling of the compliances with respect to Private Limited Companies, LLP such as maintaining of statutory register, Minutes, Notices and Share Certificates. Incorporation of Company, LLP, Partnership Firm. Drafting of various agreements such as Partnership Deed, Rent Agreement, MoU Filing of various e-forms on the...

Assistant (Accreditation & Compliance)The candidate should have Bachelor’s Degree with 3-5 years of experience in the relevant field and on hands experience in MS-Office especially in Excel. He/ she should have knowledge of general administration and coordination. Roles & Responsibility: The candidate will report to the Director for Accreditation &...

Assistant (Accreditation & Compliance) The candidate should have Bachelor’s Degree with 3-5 years of experience in the relevant field and on hands experience in MS-Office especially in Excel. He/ she should have knowledge of general administration and coordination.  Roles & Responsibility: The candidate will report to the Director for Accreditation &...

A Position Overview Position Title Assistant Manager - Compliance Department Compliance Level/Band 301 Role Summary:  Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements. B Organizational Relationships Reports To AVP – Compliance...

A Position Overview Position Title Assistant Manager - Compliance Department Compliance Level/Band 301 Role Summary:  Responsible for ensuring that company’s processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements. B Organizational Relationships Reports To ...

**Your Main Tasks** - Support the Compliance team by performing various administrative tasks, such as managing and organizing the documentation and internal folders, assisting in the distribution of various reports/paperwork, managing appointments and scheduling meetings for the Compliance team. - Filling in different questionnaires received from the...

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

Role: Involves ensuring compliance with SEBI & other applicable rules and regulations of the stockexchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, clientcommunications, monitoring operations, reporting, empanelment, liaising with back office ofinstitutional cum HNI clients, other day to day back office work...

**Responsibilities**: **Job Summary**: - Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks - Assisting in Handling all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti-Money Laundering (AML) and Combating The Financing of Terrorism (CFT) matters - Assisting in...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The successful...

MAIN RESPONSIBILITIES PineBridge is seeking a Compliance Analyst to assist the Global Regulatory and Conflicts of Interest Team in the oversight of our compliance program for the asset management business. The candidate will be exposed to all aspects of the PineBridge Compliance Program and work closely with the global compliance teams. The...

1. Assist in developing policies and procedures related to risk management and quality standards. 2. Monitoring the compliance with existing policies and requirements set by the Firm. 3. Standardizing engagement letters, reports/deliverables, audit execution checklists, manuals. 4. Reviewing the documents vis-à-vis the standard formats and evaluating...

Roles and Responsibilities: - Regulatory inspections of commodity & Stock market, person should be well versed with internal audits, DP audits, special and Spot inspections, verification of data sub-mitted by all depts., Coordination and Exchange submission, sending suitable reply to the regulatory authorities. - Assisting to internal auditors for...

To handle Payroll / Establishment / Vendor / Factory related compliance activities of clients - Assist the clients in effectively handling queries, objections and inspection by authorities. - Should have experience in either of S&E Act, Bonus Act, LWF Act, Factory Act, Factory compliances, Factory Audit, Vendor Audit, Knowledge in PF & ESI, Payroll etc. -...

**Controls Testing & Assurance, Compliance Testing Tester (Origination & Advisory / Research)**: **Job ID**:R0305102**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-03-18**Location**:Mumbai**Position Overview**: **In Scope of Position based Promotions (INTERNAL only)** **Job Title: Controls Testing & Assurance, Anti Financial Crime...

**Compliance Officer**: - From 3 to 5 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Hiring for a Leading Bank- Preparation and collation of data and MIS - Communication with the Senior / Top Management of the Bank for RBI SSM related indents - Collation of RBI SSM related indents - Assisting in RBI...

Job Location- Mumbai- Experience (in Years)- 3 - 7- Job Type- Full Time**Job Description**: Core Purpose of the Role: - This role reports to the Compliance officer with a primary objective to effectively manage and run a fully compliant business in the highly regulated business of financial services. The role extends across all group entities & businesses....

MAIN RESPONSIBILITIES The compliance analyst will be responsible for: Working with the Senior Compliance Manager to facilitate onboarding and training of new team members locally for respective Center of Expertise (CoEs). Working with the Assessment and Testing team to identify and develop testing protocols for all aspects of the Global Compliance...