Associate - Aml Kyc -transfer Agency

2 weeks ago

Pune Maharashtra, India LRI Invest Full time

Description

Do you have transfer agency processing experience, and are you seeking a new full-time job in Pune? Apex Group is looking for an Associate - AML/KYC and the hybrid role comes with an attractive salary and benefits package, along with the chance to progress your career at a thriving company.

The Transfer Agency Department provides Fund Administration services to numerous Fund management companies covering the full range of shareholder servicing functions including Transaction processing, Reporting, AML and Registration and Payments. The department is responsible for client and investor document management, processing and quality checking of transactions and updating the registers of clients in response to investor instructions. This role is to perform BAU activities in the TA department to ensure that Client Service Level Agreements are consistently met and/or exceeded and regulatory requirements are effectively met.

To give you an idea of how this Associate role would look and feel, here are some of the things you could expect to do:

- Review AML/KYC documents for all entity types
- Be well versed with AML guidance for Cayman, Delaware, Australia, Ireland, Bermuda, etc
- Keep records in good order and perform regular remediation activities as per the risk rating of investors
- Create the required reports in time, without any reminders.
- Analytical skills
- Responsible for meeting all client deliverables
- The ability to navigate proficiently in a window environment
- Knowledge of Microsoft Excel and Word
- The ability to write messages clearly and concisely.

In return for your dedication, collaboration and commitment, you'll receive a generous salary and benefits package, joining a welcoming and inclusive culture. Benefits As a truly global business, we tailor benefits to each location to safeguard our people and respect local cultures and ways of working. Our people are our greatest asset, and we invest in talent development. Join our global network, and you will benefit from education support, sponsorship and in-house training programs.

Apex Group Ltd ("Apex" or "the Group"), established in Bermuda in 2003, is a global financial services provider. With over 80 offices worldwide and 12,000 employees in 38 countries, Apex delivers an expansive range of services to asset managers, financial institutions, private clients, and family offices. Apex's purpose is to be more than just a financial services provider. The Group is committed to driving positive change to address three core areas: the environment and climate change, women's empowerment and economic independence, and education and social mobility. Life at Apex isn't just about the work you do. It's about embracing the culture and loving what you do. Every employee plays a part in making Apex who we are today, and the more we grow, the more important that becomes. The international nature of our business and global network of offices means that there are opportunities to broaden your life experiences and take short-term or permanent relocation options.

  • Transfer Agency

    2 weeks ago

    Pune, India LRI Invest S.A. Full time

    -Transfer Agency Trade Processing Team Business - AML/KYC Role Title - Associate/ Senior Associate/ AVP Location Pune/ Bangalore The Transfer Agency Department provides Fund Administration service to numerous Fund management companies covering the full range of shareholder servicing functions including Transaction processing, Reporting, AML and...

  • Transfer Agency

    7 days ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate Location: Pune, India Date Posted: Aug 4, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - AML/KYCRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing, Reporting, AML and...

  • Associate, Compliance

    3 days ago

    Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Associate -transfer Agency

    7 days ago

    Pune, India Apex Group Full time

    Associate -Transfer agency Location: Pune, India Date Posted: Aug 4, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - DealingRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing, Reporting, AML and...

  • Associate -transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Associate -Transfer agency Location: Pune, India Date Posted: Feb 17, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - DealingRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing, Reporting, AML and...

  • Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate Location: Pune, India Date Posted: Feb 17, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - DealingRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing, Reporting, AML...

  • Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate Location: Pune, India Date Posted: Aug 7, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - DealingRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing, Reporting, AML and...

  • Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate Location: Pune, India Date Posted: Feb 22, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - DealingRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing, Reporting, AML...

  • Associate -transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Associate -Transfer agency Location: Pune, India Date Posted: Feb 22, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - DealingRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing, Reporting, AML and...

  • Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate Location: Pune, India Date Posted: Feb 17, 2023 **Description** - Transfer Agency Payment Processing TeamBusiness - Global Payments - Transfer AgencyRole Title - Associate/ Senior AssociateLocation Pune/ Bangalore/Mumbai/HyderabadThe Transfer Agency Department provides Fund Administration service to numerousfunctions including...

  • Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate Location: Pune, India Date Posted: Feb 22, 2023 **Description** - Transfer Agency Payment Processing TeamBusiness - Global Payments - Transfer AgencyRole Title - Associate/ Senior AssociateLocation Pune/ Bangalore/Mumbai/HyderabadThe Transfer Agency Department provides Fund Administration service to numerousfunctions including...

  • Associate - Payments - Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Associate - Payments - Transfer agency Location: Pune, India Date Posted: Aug 8, 2023 **Description** - Transfer Agency Payment Processing TeamBusiness - Global Payments - Transfer AgencyRole Title - Associate/ Senior AssociateLocation Pune/ Bangalore/Mumbai/HyderabadThe Transfer Agency Department provides Fund Administration service to numerousfunctions...

  • Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate - Payment Location: Pune, India Date Posted: Mar 22, 2023 **Description** - Transfer Agency Payment Processing TeamBusiness - Global Payments - Transfer AgencyRole Title - Associate/ Senior AssociateLocation Pune/ Bangalore/Mumbai/HyderabadThe Transfer Agency Department provides Fund Administration service to numerousfunctions...

  • Associate - Hf Dealing - Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Associate - HF Dealing - Transfer agency Location: Pune, India Date Posted: Aug 8, 2023 **Description** - Transfer Agency Trade Processing TeamBusiness - DealingRole Title - Associate/ Senior Associate/ AVPLocation Pune/ BangaloreThe Transfer Agency Department provides Fund Administration service to numerousfunctions including Transaction processing,...

  • Transfer Agency

    4 weeks ago

    Pune, India LRI Invest S.A. Full time

    Location: Pune, India Date Posted: Mar 22, 2023 **Description** - Transfer Agency Payment Processing TeamBusiness - Global Payments - Transfer AgencyRole Title - Associate/ Senior AssociateLocation Pune/ Bangalore/Mumbai/HyderabadThe Transfer Agency Department provides Fund Administration service to numerousFund management companies covering the full range...

  • Sr. Rep, AML/Prevention/KYC

    4 weeks ago

    Pune, India PamTen Full time

    Role:Sr. Rep, AML/Prevention/KYC Experience:3-5 years Location:Pune Contract:9 Months Shifts: Flexible shifts(Should be able to do do EMEA,APAC or NA shifts Job Description: AML/KYC/Prevention - S4 Prepares detailed risk profiles for complex clients and conducts periodic reviews of client profiles for renewal. May provide guidance to...

  • Citi - KYC AML Operations Role

    4 days ago

    Pune, India Citi Full time

    Experience - 4-9 yearsLocation - PuneWilling to work in night shift (5:30 PM to 2:30 Partner with Relationship Management and Compliance teams to assist with the preparation, development, due diligence and approval of the electronic Know Your Client (KYC) record and supporting appendices- Validate the information within KYC records and Customer...

  • Kyc/aml

    4 weeks ago

    Airoli, Navi Mumbai, Maharashtra, India Hird Full time

    ou will - Document, sort, pack, and ship customers while following its processes and procedures. - Document and reject non customer mail daily per our guidelines. - Monitor the flow of mail from our remote locations to our processing center(s) and investigate any disruptions, opening cases, contacting vendors, and submitting refunds/claims...

  • Transfer Agency

    4 weeks ago

    Pune, India Apex Group Full time

    Transfer Agency - Associate Location: Pune, India Date Posted: Feb 22, 2023 **Description** - Profile Overview: Role will include the administration of any services pursuant to AdministrationAgreements in respect of portfolio of Private Equity Funds.Main Responsibilities: - Hands-on Fund Setup, Investor Setup, Company Setup, Contacts andcirculation list...

  • KYC Analyst

    12 hours ago

    Pune, India Citi Full time

    The KYC Operations Analyst 1 is an entry-level position responsible for participating in Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting activities in coordination with the Compliance and Control team. The overall objective of this role is to assist in the development and management of a dedicated internal KYC (Know...