Compliance Executive
5 months ago
**Job Summary**
**The profile essentially involves all Exchange & SEBI compliances, ROC compliances, Exchange Inspections, CTCL related work, etc.**
**Responsibilities and Duties**
- **Complete work related to CTCL ID/TWS/Lease Line including reconciliation thereof**:
- **Assisting the compliance officer for various operational activities of the company as per rules and regulations of NSE, BSE, MCX, NCDEX and SEBI.**:
- **Prepare and submit various reports to the above regulators within stipulated time.**:
- **Copying Exchange circulars data and circulation thereof.**
- **AP/Sub-Broker registration formalities.**:
- **Maintaining of statutory records & registers**:
Education **:Semi Qualified CS, CS Pursuing**
Job Location **:Delhi-110092**
**Job Types**: Full-time, Permanent
**Salary**: ₹180,000.00 - ₹300,000.00 per year
**Benefits**:
- Health insurance
- Provident Fund
Schedule:
- Day shift
-
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