Compliance Executive

3 weeks ago


Mumbai, India eMSME Fintech Full time

Organizing, preparing agendas for and taking minutes of board meetings and general meetings;
- Arranging Board meetings and general meetings including circulation of notices, draft minutes, certified minutes etc.;
- Drafting and preparing of Minutes of General Meetings, Board Meetings and other Meeting;
- Maintaining statutory books, including registers of members, directors and secretaries;
- Updating management and team members on recent amendments and enactments by ministry of corporate affairs, Registrar of Companies (ROC), Reserve Bank of India and any other relevant authorities;
- Liaising with external regulators and advisers, such as lawyers and auditors;
- Developing and overseeing the systems that ensure the company complies with all applicable codes, in addition to its legal and statutory requirements;
- Preparing documents and filing of forms for incorporation of Private Limited Company, LLP,

Trust & Section 8 Company;
- Filing of financial statements and Annual returns with respective ROC;
- Preparing documents and filing of forms for increase in authorized share capital and paid up share capital, alteration of share capital, issue of share certificates, split off share certificates,

Transfer of shares;
- Preparing documents and filing of forms for change in constitution of Board of Directors;
- Handling matter of Voluntary winding up Company/LLP;
- Reply and handling of notices issued by ROC;
- Filing of forms for creation of Charge, Closure of charge, Condonation of Delay of Charge.
- Handling matter of Compounding and Condonation of delay under various sections of

Companies Act;
- Inspection of public documents of companies filed with ROC through MCA portal;
- Preparing documents and filing of forms for alteration of Memorandum & Articles of

Association Companies;
- Filing of any other forms with respective ROC;
- RBI compliances FCGPR, FCTRS, FLA reporting etc.;
- GST, MSME, DPIIT registrations;
- Registration for Licenses like S & E, Import-export code and Trademark, Professional Tax.

**Salary**: ₹20,000.00 - ₹25,000.00 per month

**Benefits**:

- Health insurance
- Paid time off
- Provident Fund

Schedule:

- Day shift

Ability to commute/relocate:

- Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required)

**Experience**:

- total work: 1 year (preferred)
- Health insurance


  • Compliance Executive

    1 month ago


    Mumbai, Maharashtra, India Team Management Services Full time

    **Position Title**: - Compliance Executive **Location**: - Ghatkopar **Qualifications**: - Any Graduate. Experience Required - 1+ Years **Roles & Responsibilities**: Will be responsible for administering payroll accurately and on timely basis Will be responsible for filing PF, ESI, PT and LWF and other statutory challans Must have extensive knowledge of...

  • Compliance Executive

    1 month ago


    Navi Mumbai, Maharashtra, India Millicon Consultant Engineers Full time

    Positions : Compliance Executive Location : Chembur 6 month contract base and third party payroll Required Skills: - all compliance, payroll management, PF,ESIC, Employee data, salary process, audit etc. someone who deals with labor laws, specifically the top CLRA & BOCW part. - Experience- 2 - 5 Years- Salary- 3 Lac To 4 Lac 75 Thousand P.A.- Industry-...

  • Compliance Executive

    1 month ago


    Mumbai, India Great Future Corporate Solution Full time

    We are Hiring...!!! Position: - Compliance Executive Experience: - 1-3 Years Location: - Mumbai. **Job Description: - ** - Sourcing new sales opportunities through internet sourcing, web sourcing, identifying the right prospects for calling, data generation from job portals and web research. - Calling customers and giving them information about...

  • Compliance Executive

    1 month ago


    Malad West Dely, Mumbai, Maharashtra, India EXLCareer Full time

    Designation-compliance executive location-malad west experience-2+ years ctc-upto 5 lpa hands on experience on: Regulation compliance **BSE,NSE,SEBI** Inspection **SEBI** Registration/cancellation vendor handling contact/agreement stock exchange compliance immediate joiner excellent communication skills Compliances related to AMFI Replied to...


  • Mumbai, India Double HR Consultancy Full time

    Mumbai, Vile Parle East, Maharashtra Nagar - Share Compliance Executive/Manager for a Pharmaceutical Company FDA Approval - Statutory Compliance Required for Pharma Company - Experience- 3 - 6 Years- Salary- 3 Lac To 4 Lac 50 Thousand P.A.- Industry- Health Care / Pharmaceuticals / Medical- Qualification- Professional Degree, Other Bachelor Degree,...


  • Mumbai, India HULLECT SERVICES PRIVATE LIMITED Full time

    We are hiring for a leading HR Staffing company Position-Sr.Compliance and Payroll Executive Location-Mumbai,Malad,Vikroli Experience-3-4 years into Compliance,Labour Laws and Payroll Processing Qualification-Graduate+Diploma in Labour Laws Salary - Upto 4.5 LPA Industry-HR & Staffing **Skills**: Good Communication Skills Good Client Coordination...


  • Mumbai, India Hinduja Group Full time

    **Job Location**: Goregaon, Mumbai **Salary**: 14K to 25K Gross per month **Designation**: Executive - Compliance **Work Ex**: 6 Months to 2 Years **Qualification**: Graduation mandatory Ensuring adherence to the Compliance checklists 1. Adhere and Comply with statutory provisions like PF, ESIC, etc. 2. Preparation & checking the documents like PF...

  • Compliance Executive

    1 month ago


    Mumbai, India Client of Peoplelan LLP Full time

    **Roles And Responsibilities : -** - Ensure timely generation of Alerts and disposing off, maintain MIS, filing STRs etc. - Ensure AML related FIU filings and reporting compliances - Ensure Surveillance Alerts related filings and reporting compliances - Ensure periodic and instance based operational compliance requirements relating to Exchange, Depository,...


  • Mumbai, India KPMG India Full time

    The KPMG brand is a valuable asset to the organisation. The Marketing Compliance team helps protect the KPMG brand in India. The team works with business teams to make their marketing initiatives compliant with guidelines laid down by KPMG International. The Compliance team has an opening for a Sr. Analyst / Executive who will help achieve the team's...


  • Mumbai, India Double HR Consultancy Full time

    Urgent OpeningsLegal Compliance ExecutiveIn a Pharmaceutical Company,Vile Parle East (Mumbai) Maharashtra Qualification: Graduates Experience: Administrative background with a minimum of 5 years experience in a similar position preferably with the Pharma industry. Co-ordination with office and factory pertaining to various matters; Making employment letters;...


  • Mumbai, Maharashtra, India Double HR Consultancy Full time

    Urgent OpeningsLegal Compliance ExecutiveIn a Pharmaceutical Company,Vile Parle East (Mumbai) Maharashtra Qualification: Graduates Experience: Administrative background with a minimum of 5 years experience in a similar position preferably with the Pharma industry. Co-ordination with office and factory pertaining to various matters; Making employment letters;...


  • Mumbai, India Medtronic Full time

    Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...


  • mumbai, India Medtronic Full time

    Careers that Change Lives Reporting to the Director, Compliance Officer for Medtronic APAC Region, the India Compliance Officer will lead the India Ethics and Compliance Team and will be responsible for overseeing compliance program and relevant initiatives within India. A Day in the Life Ensuring Medtronic’s Business Conduct Standards and other...

  • Compliance Associate

    1 month ago


    Mumbai, India Morningstar Full time

    Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage monitoring &...

  • Compliance Associate

    1 month ago


    mumbai, India Morningstar Full time

    Compliance Associate (eComm), Monitoring & Testing, Sustainalytics & Indexes Role: Compliance Associate Shift: General No of Position: 2 The Team: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. The Role: Morningstar is currently seeking a Compliance Associate to manage...

  • Broking - Compliance

    1 month ago


    Mumbai, India Arin Consultancy Full time

    Compliance Mumbai _Mumbai Western Suburbs_ February 28, 2023 - February 29, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **6 We are looking for someone who has worked as a compliance personnel in a broking firm for at least 2 years, and has a good...

  • Compliance Associate

    4 weeks ago


    Navi Mumbai, India Morningstar Full time

    About the role: The Compliance Associate will report into the Global Head of Internal Controls, located in Compliance function of DBRSM. Job responsibilities: Main activity Others - Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities. - Ensure proper documentation of monitoring results for all...


  • Andheri, Mumbai, Maharashtra, India Ananta resource Management Full time

    WE ARE HIRING FOR AUDIT AND COMPLIANCE EXECUTIVE ABOUT: Our Client is a chartered accountancy partnership firm registered with Institute of Chartered Accountants of India (ICAI), established in 2010, having office at Mumbai. At K N J, we are the team of young and energetic people’s having positive approach to provide expert and professional services with...


  • Mumbai, India R management Full time

    Post : SOCIAL COMPLIANCE EXECUTIVE Gender : Male / Female Qualification : Any Graduate / Diploma/Degree in HR / IR / Labour law / SA8000 certified, etc. Experience : 2 - 5 years of experience in either Social compliance/Audits or HR/ADMIN. *GENERAL JOB DESCRIPTION: 1. Social Audit: Follow-up with the supplier for on time renewal. **Supply Chain...

  • Avp - Compliance

    1 month ago


    Mumbai, India TransUnion Full time

    TransUnion's Job Applicant Privacy Notice **What We'll Bring**: We are one of India’s leading credit information company with one of the largest collections of consumer information. We aim to be more than just a credit reporting agency. We are a sophisticated, global risk information provider striving to use information for good. We take immense pride in...