See more Collapse

Compliance Executive

2 months ago


Malad West Dely Mumbai Maharashtra, India EXLCareer Full time

Designation-compliance executive

location-malad west

experience-2+ years

ctc-upto 5 lpa

hands on experience on:
Regulation compliance **BSE,NSE,SEBI**

Inspection **SEBI**

Registration/cancellation

vendor handling

contact/agreement

stock exchange compliance

immediate joiner

excellent communication skills

Compliances related to AMFI

Replied to complaints and attained IGRP

Compliances of Investment Adviser

Registration of SEBI as an Investment Adviser

Compliances pertaining to TRAI

Pay: ₹300,000.00 - ₹500,000.00 per year

**Benefits**:

- Health insurance
- Provident Fund

Schedule:

- Day shift

Supplemental pay types:

- Performance bonus
- Yearly bonus

Work Location: In person


We have other current jobs related to this field that you can find below

  • Compliance Executive

    2 weeks ago


    Malad West Dely, Mumbai, Maharashtra, India Comfort Securities Limited Full time

    Ø Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited. Ø Submission of Internal audit and Concurrent audit report to CDSL. Ø Updating of Dealers NISM certificate before expiry in All Exchanges. Ø Gathering and analyzing data, performing computations, and preparing work...

  • Compliance Executive

    2 weeks ago


    Malad, Mumbai, Maharashtra, India comfort securities limited Full time

    Handling regulatory compliance of BSE, NSE and SEBI regulations for Comfort Securities Limited and Comfort Commotrade Limited.Submission of Internal audit and Concurrent audit report to CDSL.Updating of Dealers NISM certificate before expiry in All Exchanges.Gathering and analyzing data, performing computations, and preparing work Researched, interpreted,...

  • Compliance Officer

    5 days ago


    Malad, Mumbai, Maharashtra, India approach Full time

    Look into and resolve investor grievances/complaints - Address legal and arbitration cases - Manage operational and regulatory compliance - Quarterly Settlement of all clients - Ensure proper compliance under the SEBI act, SCRA, Rules and Regulations & Bye-laws of The National Stock Exchange of India Ltd, The Stock Exchange, Mumbai, and circulars issued by...

  • Logistics Executive

    2 months ago


    Malad West Dely, Mumbai, Maharashtra, India MM MITHAIWALA PRIVATE LIMITED Full time

    **Job Title: Logistics Executive** **Company**: MM Mithaiwala Pvt Ltd **Location**: Malad West, Mumbai As a Logistics Executive at MM Mithaiwala Pvt Ltd, located in Malad West, Mumbai, you will play a pivotal role in managing both the logistics and packaging aspects of our operations. You will be responsible for ensuring the efficient transportation of...

  • Logistics Executive

    4 days ago


    Malad West Dely, Mumbai, Maharashtra, India global Advertisers pvt ltd Full time

    **Job Title: Logistics Executive** **Company**: MM Mithaiwala Pvt Ltd **Location**: Malad West, Mumbai As a Logistics Executive at MM Mithaiwala Pvt Ltd, located in Malad West, Mumbai, you will play a pivotal role in managing both the logistics and packaging aspects of our operations. You will be responsible for ensuring the efficient transportation of...

  • Logistics Executive

    3 weeks ago


    Malad West Dely, Mumbai, Maharashtra, India MM MITHAIWALA PRIVATE LIMITED Full time

    **Job Title: Logistics Executive** **Company**: MM Mithaiwala Pvt Ltd **Location**: Malad West, Mumbai As a Logistics Executive at MM Mithaiwala Pvt Ltd, located in Malad West, Mumbai, you will play a pivotal role in managing both the logistics and packaging aspects of our operations. You will be responsible for ensuring the efficient transportation of...


  • Pune, Maharashtra, India Compliance Mentorz Inc Full time

    Job description Job Title: Backend Operations Executive - Night Shift Company: Compliance Mentorz Location: Remote - Work from Home **Job Type**: Full-Time (Night Shift) About Us: Compliance Mentorz is a distinguished risk and safety consulting firm, dedicated to assisting organizations in achieving and exceeding regulatory compliance standards. Our...


  • Mumbai, Maharashtra, India Team Management Services Full time

    **Position Title**: - Compliance Executive **Location**: - Ghatkopar **Qualifications**: - Any Graduate. Experience Required - 1+ Years **Roles & Responsibilities**: Will be responsible for administering payroll accurately and on timely basis Will be responsible for filing PF, ESI, PT and LWF and other statutory challans Must have extensive knowledge of...

  • Accounts Executive

    2 months ago


    Malad West Dely, Mumbai, Maharashtra, India HR Yaar Full time

    We are in search of a seasoned Accounts Executive to become a part of our dynamic team. As an Accounts Executive, you will play a pivotal role in overseeing financial transactions, managing the general accounting operations, and ensuring adherence to pertinent laws and regulations. **Responsibilities**: - Supervising accounts payable and receivable...


  • Malad West Dely, Mumbai, Maharashtra, India global Advertisers pvt ltd Full time

    **Job Title: E-commerce Operations Executive** **Company**: MM Mithaiwala Pvt Ltd **Location**: Malad West, Mumbai As the E-commerce Operations Executive responsible for managing online food delivery platforms at MM Mithaiwala Pvt Ltd in Malad West, Mumbai, you will play a pivotal role in ensuring the smooth operation of our online sales channels. Your...


  • Malad West Dely, Mumbai, Maharashtra, India HSE INTEGRO Full time

    COMPANY PROFILE: HSE Integro pioneers in providing a comprehensive and integrated suite of health, safety, and environmental services under one roof, with a vision to protect workers, assets and community in the most cost effective and structured manner. It is a “one-stop shop” to address the health, safety and environmental needs of an organization. Our...

  • Logistics Executive

    6 days ago


    Malad West Dely, Mumbai, Maharashtra, India MM MITHAIWALA PRIVATE LIMITED Full time

    **Job Title**: Logistics Executive **Company**: MM Mithaiwala Pvt Ltd **Location**: Malad West, Mumbai As a Logistics Executive at MM Mithaiwala Pvt Ltd, located in Malad West, Mumbai, you will play a pivotal role in managing both the logistics and packaging aspects of our operations. You will be responsible for ensuring the efficient transportation of...


  • Navi Mumbai, Maharashtra, India Millicon Consultant Engineers Full time

    Positions : Compliance Executive Location : Chembur 6 month contract base and third party payroll Required Skills: - all compliance, payroll management, PF,ESIC, Employee data, salary process, audit etc. someone who deals with labor laws, specifically the top CLRA & BOCW part. - Experience- 2 - 5 Years- Salary- 3 Lac To 4 Lac 75 Thousand P.A.- Industry-...


  • Malad West Dely, Mumbai, Maharashtra, India HSE INTEGRO Full time

    COMPANY PROFILE:HSE Integro pioneers in providing a comprehensive and integrated suite of health, safety, and environmental services under one roof, with a vision to protect workers, assets and community in the most cost effective and structured manner. It is a "one-stop shop" to address the health, safety and environmental needs of an organization. Our...

  • Compliance Executive

    2 weeks ago


    Borivali East, Mumbai, Maharashtra, India EDGE ON MANPOWER LLP Full time

    **Job Description**: - UAN/ESIC No. Generation - PF / ESIC Challan - PT Returns - MLWF Challan - Payroll Process - Statutory Compliances Documents making - Mail Co.ordination **Salary**: ₹25,000.00 - ₹30,000.00 per month Schedule: - Day shift **Experience**: - compliance executive: 4 years (preferred) Work Location: In person **Speak with the...

  • Company Secretary

    3 weeks ago


    Mumbai, India Talentbes Executive Search Full time

    Company Secretary (CS) minimum experience of 3 years in a listed company. Location Worli Mumbai To oversee Secretarial Compliances of the Company with MCA, BSE, RBI for NBFC regulations. Must be well versed with SEBI LODR regulations, PIT Regulations, SAST Regulations and other regulations as applicable to BSE listed Company. Also must be well versed with...

  • Compliance Executive

    3 weeks ago


    Mumbai, Maharashtra, India Superbottoms Full time

    Key Responsibilities: - Collaborate with legal teams and stakeholders to ensure compliance with regulatory - requirements. - Assist in the preparation of necessary documentation and presentations. - Support the onboarding of new associates by providing necessary historical documents, facilitating a seamless transition through easy access to essential...


  • Navi Mumbai, Maharashtra, India Ultimate Recruiter Full time

    **Urgent Opening for the post of Compliance Executive** **Job Location - Rabale** **Experience - 1 to 6 yrs** **Qualification - Any Graduate** **Industry type - Outsourcing industry** **Roles & Responsibilities -** - Preparation of monthly ESIC/PF/LWF challan - Annual/Half yearly returns under PF/ESIC/LWF/Bonus Act and other applicable laws - ESIC...

  • Compliance Executive

    2 weeks ago


    Mumbai, India Serviam Manpower Private Limited Full time

    Hello Connection, Experience: - 0-1 year. Qualification: - B.COM. Designation: - Compliance Executive. Location: - Mira Road. **Salary**: ₹100,000.00 - ₹300,000.00 per month Schedule: - Day shift Ability to commute/relocate: - Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required) **Experience**: -...

  • Compliance Executive

    2 months ago


    Mumbai, India Aarvi encon LTD Full time

    Compliance executive - lower parel immediately joiner 2-6 years experience in audit low pf esic Graduate complsury **Salary**: ₹15,000.00 - ₹25,000.00 per month Ability to commute/relocate: - Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work (required) **Experience**: - Compliance executive: 2 years...