Compliance Executive
2 months ago
Designation-compliance executive
location-malad west
experience-2+ years
ctc-upto 5 lpa
hands on experience on:
Regulation compliance **BSE,NSE,SEBI**
Inspection **SEBI**
Registration/cancellation
vendor handling
contact/agreement
stock exchange compliance
immediate joiner
excellent communication skills
Compliances related to AMFI
Replied to complaints and attained IGRP
Compliances of Investment Adviser
Registration of SEBI as an Investment Adviser
Compliances pertaining to TRAI
Pay: ₹300,000.00 - ₹500,000.00 per year
**Benefits**:
- Health insurance
- Provident Fund
Schedule:
- Day shift
Supplemental pay types:
- Performance bonus
- Yearly bonus
Work Location: In person
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