Associate, Compliance

1 month ago


Pune Maharashtra, India BNY Mellon Full time

Overview
Under direct supervision, contributes to the compliance efforts of the assigned business unit. Helps with assessment activities to ensure the business units are in compliance with standard regulatory and policy requirements,, reviews work for accuracy with more experienced professionals. May assist with drafting of documentation when control changes are made. Under direct supervision, analyzes existing legislation, regulatory announcements and industry practices in order to report on the assigned business' current state of compliance. As needed, assists with projects and program tasks intended to improve compliance and enhance the control environment. Assists with analyses of control processes to ensure they are in compliance with all applicable laws, rules and regulations. Begins to build working relationships with business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions for compliance activities. With direct supervision, assists with the assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses. May begin to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps. May assist with the preparation of non-complex reporting, as directed. Escalates issues to more experienced professionals. No direct reports.Contributes to the achievement of team objectives. Modified based upon local regulations/requirements.Bachelor‘s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred. 0-3 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

**Employer Description**:



  • Baner, Pune, Maharashtra, India Rahul Dang & Associate Full time

    Currently, we have an opening for an Accounts and Tax Associate at Baner (Radha Chouk) 1. Statutory audits 2. Tax Audits and Income Tax Returns 3. Internal Audits 4. Accounting 5. GST Compliance, litigation and refunds 6. Other compliance work related to Profession Tax, TDS, etc. 7. Rera Compliance 8. Advisory services 9. Annual Secretarial...

  • Compliance Associate

    1 month ago


    Navi Mumbai, Maharashtra, India Morningstar Full time

    **_Compliance Associate (eComm), _**_Monitoring & Testing, Sustainalytics & Indexes_** **Role: Compliance Associate** **Shift: General** **No of Position: 2** **The Team**: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. To assist in the responsibility, the Compliance Associate will interact with key...


  • Pune, Maharashtra, India TIAA Full time

    Associate - Investment Compliance The objective for the Portfolio Compliance Team is to reduce the risk associated with Portfolio Managers/traders investing of portfolios. Key Responsibilities and Duties - This role focuses on working very closely with Portfolio Managers and traders to identify, investigate, and report compliance risks. - This role may...

  • Compliance Associate

    2 hours ago


    Pune, India QuinStreet Full time

    **Powering Performance Marketplaces in Digital Media** QuinStreet is a pioneer in powering decentralized online **marketplaces that match searchers and "research and compare" consumers with brands**. We run these virtual - and private-label marketplaces in one of the nation's largest media networks. Our industry leading segmentation and AI-driven...


  • Pune, Maharashtra, India Rahul Dang & Associate Full time

    **Role Description for Accounts And Tax Executive** 1. Closing of Statutory Audit, Tax Audit, and GST audit of clients independently and with the support of seniors wherever required 2. Handling Direct and indirect Taxation work of clients independently 3. Handling TDS & and advance tax Compliance work independently 4. Transactional Advisory work. 5....

  • Compliance Associate

    1 month ago


    Navi Mumbai, Maharashtra, India Morningstar Full time

    About the role: The Compliance Associate will report into the Global Head of Internal Controls, located in Compliance function of DBRSM. Job responsibilities: Main activity Others - Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities. - Ensure proper documentation of monitoring results for all...


  • Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...


  • Pashan, Pune, Maharashtra, India Nexdigm Full time

    Location City - Pune - Department - Finance and Accounts - Experience - 1 - 3 Years - Salary - Designation - Associate - Total Position - 1 - Employee Type - Third Party- Job Description**JOB DESCRIPTION**: A Compliance Associate is responsible to verify different types of documents, your primary job responsibility would be to ensure that all documents...

  • Associate, Compliance

    2 hours ago


    Pune, India BNY Mellon Full time

    Overview Associate, Compliance & Control II Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • Baner, Pune, Maharashtra, India Rahul Dang & Associate Full time

    Role Description: 1. Closing of Statutory Audit, Tax Audit, and GST audit of clients independently and with the support of seniors wherever required 2. Handling Direct and indirect Taxation work of clients independently 3. Handling TDS & and advance tax Compliance work independently 4. Transactional Advisory work. 5. Handling accounting and finalization...


  • Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    **Job Title**: Associate Compliance **Function/ Department**: Compliance **Job Purpose**: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Roles & Responsibilities**: Support all business operations relating to compliance including policies,...

  • Associate, Compliance

    2 hours ago


    Pune, India The Bank of New York Mellon Corporation Full time

    Associate, Compliance & Control II **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • Pune, Maharashtra, India The Bank of New York Mellon Corporation Full time

    Associate, Compliance & Control II **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of...


  • Mumbai, Maharashtra, India Datavail Full time

    **Job Title: Information Security and Compliance Analyst** **Education: Any Degree** **Location: Mumbai** **Experience: 0 -1 year** **Key Skills: ISMS, PIMS, CISA, ISO 27001:2022 LI/LA, ISO 27701:2019 LI / LA and PCI DSS** Information Security and Compliance Associate Reports to Sr. Director of Information Security. Information Security and Compliance...


  • Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...


  • pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - % of the world’s top banks...


  • Pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Associate, Compliance & Control Representative I Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the...


  • pune, India THE BANK OF NEW YORK MELLON CORPORATION Full time

    Associate, Compliance & Control Representative I Bring your ideas. Make history.  BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the...


  • Pune, India Mangalam Placement Full time

    **Location** Pune **Experience** 4-5 Years **Key Skills** RBI, Compliance, Statutory Compliance, Corporate Compliances **Position: Associate Officer - Co. Security & Compliance** **Qualification: CS** **Experience: 3 to 7 years** **Location: Pune** **Job description** **Key Result Areas**: **Company Description**: As a leading global investment...

  • Associate, Compliance

    1 month ago


    Pune, Maharashtra, India BNY Mellon Full time

    Overview Overview Of BNY Mellon BNY Mellon is a global financial services company focused on helping clients manage their financial assets, operating in 35 countries and serving in more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management...