Associate Officer- Co. Security
3 weeks ago
**Location**
Pune
**Experience**
4-5 Years
**Key Skills**
RBI, Compliance, Statutory Compliance, Corporate Compliances
**Position: Associate Officer
- Co. Security & Compliance**
**Qualification: CS**
**Experience: 3 to 7 years**
**Location: Pune**
**Job description**
**Key Result Areas**:
**Company Description**:
As a leading global investment management firm, Alliance Bernstein fosters diverse perspectives and embraces innovation to help our clients navigate the uncertainty of capital markets. Through high-quality research and diversified investment services, we serve institutions, individuals, and private wealth clients in major markets worldwide. Our ambition is simple: to be our clients’ most valued asset-management partner.
**Group Description**:
The Compliance Officer will be part of a team that has responsibility for identifying and managing compliance, regulatory issues for the business, corporate secretarial matters including communication with the regulators and working with the business to develop solutions, policies and procedures, implementation and maintenance of a risk-based monitoring program, training and briefing business managers on related compliance issues. Visibility in the business is critical to ensure the presence of a positive compliance culture.
The functions described above are required to be always performed accurately and in a professional manner, in accordance with regulatory standards and written procedures.
**Overall Objectives**:
1. Designated Company Secretary for Alliance Bernstein Business Services Private Limited
2. Maintenance of regulatory deadlines and compliance monitoring program
3. Handle Regulatory and statutory filings
4. Review of regulatory circulars on daily basis - NSE, BSE, RBI, MCA and repository maintenance
5. Work within a small, proactive team to deliver efficient and best practice compliance solutions.
6. Work with the risk-based compliance monitoring program and testing of the compliance environment.
7. Assist the Compliance team in the management of complaints, breaches and errors.
8. Assist in employee and regulatory licensing matters.
9. Preparing the regulatory reporting checklist and assist in ad hoc project.
10. Coordination with internal teams for regulatory, audit and Inspection related matters.
**What makes this role unique or interesting (if applicable)?**
Working amongst an energetic Team in a new office
Learning of Regulatory and all applicable compliance activities
**Qualifications, Experience, Education**:
**This position requires**:
Qualified Company Secretary.
3-5 years’ experience in Company Secretarial matters preferred
Proficient in written and spoken English.
High degree of professionalism
Flexible approach to a multi-tasking work environment.
The ability to communicate effectively, both written and verbally, at all levels throughout the organization
and consultative compliance culture. Lastly, a proactive, can-do attitude and ability to work to deadlines
will be required.
-
Security Officer
4 weeks ago
Chinchwad, Pune, Maharashtra, India Globe Security Full time1. Sourcing security guards 2. Deploying Guards 3. Rounding 4. Providing replacement 5. Basic onsite training Area Officer should have security expereience and have network with guards in order to find and deploy guards particularly in Hinjawadi area. Pay: ₹18,000.00 - ₹26,000.00 per month **Benefits**: - Provident Fund Schedule: - Rotational...
-
Security Field Officer
4 weeks ago
Pune, India MODERN SECURITY SERVICES Full timeResponsibilities include: - site vist / guard deployment / clint handling - manpower arrangement - bike is must - speaking english /hindi/marthi Pay: ₹20,000.00 - ₹22,000.00 per month **Benefits**: - Health insurance - Provident Fund Schedule: - Rotational shift Ability to commute/relocate: - Pune, Maharashtra: Reliably commute or planning to...
-
Associate-middle Office
4 weeks ago
Pune, India Apex Group Full timeAssociate-Middle Office Location: Pune, India Date Posted: May 15, 2023 **Description** **ASSOCIATE -** **Middle Office**Reporting** - The position reports to AVP - Middle Office**Responsibilities** - Working as a member of the Trade Processing team that includes trade capture, Matching settlement of Securities, FX and Money market instruments. - Process...
-
Area Officer
4 weeks ago
Chinchwad, Pune, Maharashtra, India Globe Security Full time1. Sourcing security guards 2. Deploying Guards 3. Rounding 4. Providing replacement 5. Basic onsite training Area Officer should have security expereience and have network with guards in order to find and deploy guards particularly in Hinjawadi area. Pay: ₹18,000.00 - ₹25,000.00 per month **Benefits**: - Provident Fund Schedule: - Rotational...
-
Associate Principal
4 days ago
Pune, India Bristlecone Full timeJob Title: Associate Principal - SAP Security **Job Description**: Information Security Responsibilities: - Understand and adhere to Information Security policies, guidelines and procedure, practice them for protection of organizational data and Information System. - Take part in information security training and act while handling information. - Report...
-
Technical Information Security Officer
2 days ago
pune, India F337 Deutsche India Private Limited, Pune Branch Full timeDescription : Job Title: Technical Information Security Officer Location: Pune, India Role description: The TISO acts based on the direction of and the tasks assigned by the Divisional TISO. The TISO is typically assigned a set of application software assets and associated databases (IT aspects only), Infrastructure software assets, IT...
-
Associate Architect- Security Engineer
2 weeks ago
Pune, Maharashtra, India ICERTIS Full timeApply for Associate Architect Security Engineer, Career Progress Consultants in Pune for 3 - 7 Year of Experience on
-
Associate Architect- Security Engineer
2 weeks ago
Pune, India ICERTIS Full timeApply for Associate Architect Security Engineer, Career Progress Consultants in Pune for 3 - 7 Year of Experience on TimesJobs.com.
-
Security Officer
4 weeks ago
Pune, Maharashtra, India Aster Medcity Full timeJob Requirements Job Title: Security OfficerCompany Name: Aster MedcityLocation: PuneSalary: Not DisclosedQualification:1-4 years of relevant experienceCertification in security management or related fieldStrong problem-solving skillsJob Description:Aster Medcity, a healthcare institution with 4,3101 positive reviews, is seeking experienced individuals for...
-
Security Testing
4 days ago
Pune, India Cognizant Full timeSr. AssociateTotal IT experience ranging from 7 to 8 yearsAt least 6 years of experience in application security testing (Web), secure code review, Mobile PT, and Infra PTShould have performed DAST and SAST for web and mobile applications (developed in Java, ASP, .NET, C++, C#, PHP etc)Should be able to handle Client Meetings and EscalationsExperience in...
-
GST Associate
15 hours ago
Pune, India D P SHEWALE & CO LLP Full timeCompany Description:D P SHEWALE & CO LLP is a distinguished professional firm in Pune, specializing in Accounting, Auditing & Assurance, Direct Taxes, Indirect Taxes, Corporate Advisory Services, and Financial Services. With a dedicated team committed to delivering high-quality and comprehensive solutions, we cater to a diverse clientele.Role Description:We...
-
Associate-middle Office
4 weeks ago
Pune, India LRI Invest S.A. Full timeLocation: Pune, India Date Posted: May 15, 2023 **Description** **ASSOCIATE -** **Middle Office**Reporting** - The position reports to AVP - Middle Office**Responsibilities** - Working as a member of the Trade Processing team that includes trade capture, Matching settlement of Securities, FX and Money market instruments. - Process Global Security...
-
Security Testing
1 week ago
Pune, India Cognizant Full timeSr. Associate Total IT experience ranging from 7 to 8 years At least 6 years of experience in application security testing (Web), secure code review, Mobile PT, and Infra PT Should have performed DAST and SAST for web and mobile applications (developed in Java, ASP, .NET, C++, C#, PHP etc) Should be able to handle Client Meetings and Escalations ...
-
Security Testing
7 days ago
pune, India Cognizant Full timeSr. Associate Total IT experience ranging from 7 to 8 years At least 6 years of experience in application security testing (Web), secure code review, Mobile PT, and Infra PT Should have performed DAST and SAST for web and mobile applications (developed in Java, ASP, .NET, C++, C#, PHP etc) Should be able to handle Client Meetings and Escalations...
-
Security Testing
4 weeks ago
Pune, Maharashtra, India Cognizant Technology Solutions Full timeSr. AssociateTotal IT experience ranging from 7 to 8 yearsAt least 6 years of experience in application security testing (Web), secure code review, Mobile PT, and Infra PTShould have performed DAST and SAST for web and mobile applications (developed in Java, ASP, .NET, C++, C#, PHP etc)Should be able to handle Client Meetings and EscalationsExperience in...
-
Supervisor Operations of Security
5 days ago
Pune, India Western Union Full time**Supervisor Operations of Security - Pune, India** How about working for an organization committed to providing an inclusive culture that celebrates the unique backgrounds and perspectives of our global teams? Join Western Union as a Supervisor Operations of Security. **Western Union powers your pursuit**. You will be working with a team of engineers who...
-
Security Architect
3 weeks ago
Pune, India F337 Deutsche India Private Limited, Pune Branch Full timeDescriptionThe Security Architect is a senior manager aligned to a division or function. Security Architect is responsible to enforce Information Security compliance within their area of responsibility in line with the CISO mandate and strategy as well as the bank’s risk appetite. Furthermore, Security Architect are the experts and points of escalation for...
-
Direct Tax Associate
15 hours ago
Pune, India D P SHEWALE & CO LLP Full timeD P SHEWALE & CO LLP is a leading professional firm headquartered in Pune, specializing in Accounting, Auditing & Assurance, Direct Taxes, Indirect Taxes, Corporate Advisory Services, and Financial Services. With a dedicated team committed to delivering high-quality and comprehensive solutions, we cater to a diverse clientele.Role Description:We are...
-
Support Executive
4 weeks ago
Pune, India vision Civil Engineers Contractors and Valuers Full timeD We are hiring Support Executive at #vision Valuers Job Profile - Support Executive (Office Co-coordinator) Location - Pune (FC Road ) Experience - 1 To 3 Years in Accounting, Dails MIS & Tele-communications with client Expertise - Tally, MS Excel & MSCIT. Command on Language - English & Hindi Qualities - Team Work, Soft Spoken & Time Management Skills...
-
Pune, India TAC Security Full timeCompany DescriptionTAC Security is a global leader in vulnerability management, providing protection for Fortune 500 companies, leading enterprises, and governments worldwide. TAC Security's Artificial Intelligence (AI) based Vulnerability Management Platform, ESOF (Enterprise Security in One Framework), manages over 5 million vulnerabilities. ESOF has been...