Associate, Compliance

3 weeks ago


Pune Maharashtra, India The Bank of New York Mellon Corporation Full time

Associate, Compliance & Control II

**_Bring your ideas. Make history. _**
BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administration. Known as the “bank of banks” - 97% of the world’s top banks work with us as we lead and serve our customers into the new era of digital.

With 240 years of rich history and industry firsts, BNY Mellon has been built upon our proven ability to evolve, lead, and drive new ideas at every turn. Today, we’re approximately 50,000 employees across 35 countries with a culture that empowers you to grow, take risks, experiment and be yourself. This is what **#LifeAtBNYMellon **is all about.

We’re seeking a future team member for the role of Associate, Compliance & Control II to join our Corporate Risk team. This role is located in Pune, Maharashtra - HYBRID.

In this role, you’ll make an impact in the following ways:
Support the Corporate Risk function with the continued maintenance of the Risk Management Framework (encompassing Operational, Fiduciary, Business and Reputational risks) within Insight.

Responsibilities include:

- Maintenance of Insight’s Risk and Control Self-Assessment (‘RCSA’) programme
- Maintenance of Insight’s incident reporting system (EVA)
- Support of the SOC1 external audit process:

- Support the Evidence Based Control Assessment process
- Ensure Insight are meeting the BNYM Policy and reporting requirements with regards to both incident reporting and escalation and the RCSA
- Team administration

The position requires a general understanding of how a buy-side, agency Asset Management company operates. The applicant will be expected to develop a sound understanding of Insight’s governance structure, business divisions, business strategy and key product capabilities

To be successful in this role, we’re seeking the following:

- At least 2 Year’s experience in risk management in any financial services company
- The applicant will be expected to continually consider different methodologies, tools and formats appropriate for effective risk monitoring and reporting, suggesting improvements to reporting in order to provide effective key risk management information.
- The applicant should have good analytical skills, capable of thinking logically, using initiative and systematically able to resolve problems.
- Should be detail oriented, collaborative, a strong communicator with excellent written and verbal abilities.
- Working experience of Microsoft Word, Power Point and Excel

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards:

- Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion, 2023
- Bloomberg’s Gender Equality Index (GEI), 2023
- Human Rights Campaign Foundation, Corporate Equality Index, 2023
- Best Places to Work for Disability Inclusion, Disability: IN - 100% score, 2023
- Dow Jones Sustainability Indices, Top performing company for Sustainability, 2023
- Forbes Blockchain 50, 2023

Our Benefits:
BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

**BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.**

**Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients and communities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.


  • Tax Associate

    4 days ago


    Pune, Maharashtra, India Rahul Dang & Associate Full time

    **Role Description for Tax Associate** 1. Closing of Statutory Audit, Tax Audit, and GST audit of clients independently and with the support of seniors wherever required 2. Handling Direct and indirect Taxation work of clients independently 3. Handling TDS & and advance tax Compliance work independently 4. Transactional Advisory work. 5. Handling...


  • Baner, Pune, Maharashtra, India Rahul Dang & Associate Full time

    Currently, we have an opening for an Accounts and Tax Associate at Baner (Radha Chouk) 1. Statutory audits 2. Tax Audits and Income Tax Returns 3. Internal Audits 4. Accounting 5. GST Compliance, litigation and refunds 6. Other compliance work related to Profession Tax, TDS, etc. 7. Rera Compliance 8. Advisory services 9. Annual Secretarial...


  • Baner, Pune, Maharashtra, India Rahul Dang & Associate Full time

    Role Description for Tax And Accounts Associate 1. Closing of Statutory Audit, Tax Audit, and GST audit of clients independently and with the support of seniors wherever required 2. Handling Direct and indirect Taxation work of clients independently 3. Handling TDS & and advance tax Compliance work independently 4. Transactional Advisory work. 5....


  • Pune, Maharashtra, India ZS Full time

    : **ZS** is a place where passion changes lives. As a management consulting and technology firm focused on transforming global healthcare and beyond, our most valuable asset is our people. Here you’ll work side-by-side with a powerful collective of thinkers and experts shaping solutions from start to finish. At ZS, we believe that making an impact demands...

  • Compliance Associate

    2 months ago


    Navi Mumbai, Maharashtra, India Morningstar Full time

    **_Compliance Associate (eComm), _**_Monitoring & Testing, Sustainalytics & Indexes_** **Role: Compliance Associate** **Shift: General** **No of Position: 2** **The Team**: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. To assist in the responsibility, the Compliance Associate will interact with key...

  • Compliance Associate

    7 hours ago


    Navi Mumbai, Maharashtra, India Morningstar Full time

    **_Compliance Associate (eComm), _**_Monitoring & Testing, Sustainalytics & Indexes_** **Role: Compliance Associate** **Shift: General** **No of Position: 2** **The Team**: Monitoring & Testing team is embedded in the Global Controls team, within the Compliance department. To assist in the responsibility, the Compliance Associate will interact with key...


  • Mumbai, Maharashtra, India MoSahay Associate Full time

    The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...


  • Pune, Maharashtra, India TIAA Full time

    Associate - Investment Compliance The objective for the Portfolio Compliance Team is to reduce the risk associated with Portfolio Managers/traders investing of portfolios. Key Responsibilities and Duties - This role focuses on working very closely with Portfolio Managers and traders to identify, investigate, and report compliance risks. - This role may...

  • Compliance Associate

    3 weeks ago


    Pune, India QuinStreet Full time

    **Powering Performance Marketplaces in Digital Media** QuinStreet is a pioneer in powering decentralized online **marketplaces that match searchers and "research and compare" consumers with brands**. We run these virtual - and private-label marketplaces in one of the nation's largest media networks. Our industry leading segmentation and AI-driven...

  • Compliance Associate

    2 weeks ago


    Mumbai, Maharashtra, India TIAA Full time

    Associate - Compliance (Marketing Review) The Research and Marketing materials Quality Associate is an integral role that will perform monitoring and periodic spot checks in accordance with defined standards and stated requirements, and will assist in review, create Fact sheets and marketing materials ensuring compliance with local regulatory...


  • Mumbai, Maharashtra, India TIAA Full time

    Associate - Compliance (Monitoring, Surveillance & Reporting) - IN The role assists with performing all phases of compliance monitoring and surveillance activities, including data collection, developing the scope, documenting applicable risks and controls, developing reproducible scripts, analyzing and interpreting findings, documenting and tracking issues...

  • Tax Associate

    1 month ago


    Baner, Pune, Maharashtra, India Rahul Dang & Associate Full time

    Individuals**Job Title**: Tax Executive **Location**: Baner, Pune **Job Type**: Full-time **Job Overview**: As a Tax Executive, you will be responsible for overseeing the organization's tax compliance and planning activities. You will ensure that the company adheres to tax laws and regulations while also identifying opportunities for tax optimization. You...

  • Compliance Associate

    2 months ago


    Navi Mumbai, Maharashtra, India Morningstar Full time

    About the role: The Compliance Associate will report into the Global Head of Internal Controls, located in Compliance function of DBRSM. Job responsibilities: Main activity Others - Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities. - Ensure proper documentation of monitoring results for all...

  • Compliance Associate

    7 hours ago


    Navi Mumbai, Maharashtra, India Morningstar Full time

    About the role: The Compliance Associate will report into the Global Head of Internal Controls, located in Compliance function of DBRSM. Job responsibilities: Main activity Others - Execute general monitoring activities in-scope and ensure timely and effective execution of each of the activities. - Ensure proper documentation of monitoring results for all...


  • Pune, Maharashtra, India Rahul Dang & Associate Full time

    **Role Description for Accounts And Tax Executive** 1. Closing of Statutory Audit, Tax Audit, and GST audit of clients independently and with the support of seniors wherever required 2. Handling Direct and indirect Taxation work of clients independently 3. Handling TDS & and advance tax Compliance work independently 4. Transactional Advisory work. 5....


  • Mumbai, Maharashtra, India Third Bridge Full time

    **Company Description** Company Overview** Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world’s top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment offering: our superpower is the combination of human...


  • Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...


  • Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...


  • Pune, Maharashtra, India The Bank of New York Mellon Corporation Full time

    **BNY Mellon Global Job Posting Template** **Updated: Jan. 29, 2024 - W. Wilber Associate, Compliance & Control Representative I **_Bring your ideas. Make history. _** BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that...


  • Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...