Operations Associate

2 months ago


Noida, India S&P Global Full time

Position Requirements
- Experience in KYC Onboarding and Remediation (Full Review, Risk Assessment), Outreach to clients and Screening (Alert disposition on entitles and related parties) with a demonstrated track-record supporting international clients.
- Must have detailed understanding of each entity types e.g., NBFI, Corporations, General Partner, Limited Partner, Limited Liability Company (LLC), Trust, Fund, Special Purpose Vehicle, Bank etc.
- Working knowledge on various agreements and how to find relevant information from the agreements - LLC agreement, Private Placement Memorandum, Limited Partnership etc.
- Experience in working on complex entity structures globally.
- Expert knowledge and experience to extract relevant information from the public domain.
- Must have exposure in various KYC/Screening tools such as Factiva, RDC, World Check, Lexis Nexis etc.
- Expert knowledge of alert disposition related to Sanctions, PEP, and adverse media.
- Experience in reviewing documents to identify any money laundering or terrorist financing cautionary flags and rapidly dispositioning them along with escalating cases.

Duties & accountabilities
- Create Quality KYC/Screening profiles ensuring accuracy and completeness incorporating multiple risk factors in compliance with global regulatory requirements.
- Conduct quality check on profiles created by junior members including KYC, Screening and Outreach
- Identify true hits for Sanctions/PEPs/Negative news concerns and escalate to concerned team.
- Responsible for ensuring rational documentation for clearing name matches and escalate issues / risks to the manager in a timely manner.
- Perform outreach to clients for seeking information/documentation as per policy standards
- Manage priority items and ensure timely escalations of key risks/issues to management.
- Perform daily target cases for the allocated clients including translation.
- Keep informed of any changes to processes and procedures, policy change and ensure open verbal dialogue with colleagues across locations.
- Prepare productivity and other reports for management reporting.
- Frequently interact with stakeholders such as Policy Team, Quality Control and Relationship Partners team to develop strong partnership and ensuring continuity of information flow across the groups.
- Provide real time constructive verbal feedback to Junior members and facilitate timely completion of engagement reviews
- Support knowledge sharing efforts and continually improve processes.
- Promote and embed a culture of openness, trust, and risk awareness, where ethical, legal, regulatory and policy compliant conduct is norm.
- Must have excellent communication skills.
- Must be willing to work in flexible shift (both UK and US).
------------------------------------------------------
- Equal Opportunity Employer
------------------------------------------------------- 203 - Entry Professional (EEO Job Group) (inactive), 20 - Professional (EEO-2 Job Categories-United States of America), OPRTON203 - Entry Professional (EEO Job Group)

**Job ID**: 283469

**Posted On**: 2023-03-21

**Location**: Gurgaon, Haryana, India


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