Opc - Kyc Checker

**Operational Risk and Permanent Control
- CLIENT MANAGEMENT - KYC Checker**

**Position Purpose**

Main responsibilities is to implement the operational risk management framework and monitor the operational risk related to Client Management activities. Hence, to analyze control results (Ops, OPC, LoD2, LoD3) and incidents to identify main operational risks and follow the associated mitigation/remediation actions (including recommendations).

Will also be responsible for the improvement of the overall internal control mechanisms to ensure compliance with regulatory requirements and Group standards.

**Responsibilities**

**OPC framework**

Work closely with Global OPC teams to ensure that guidelines established centrally are adapted in APAC

Update RCSA and risk maps as part of the implementation of the Convergence program

Identify gaps in the control framework based on IG missions, RISK ORC permanent control actions, open risk areas, TAC/NAC, projects and incidents

Subsequently review the control plans using a risk based approach

**Risk management**

Monitor the ORUS controls results declared by Operations Teams and report the sign-off status

Perform the control testing as defined in the control plan and validate the action plan with ITO management

Ensure operational risk incidents are properly collected, coordinate the root cause analysis and contribute to the definition of remedial actions

Follow-up and contribute to close recommendations/permanent control actions/incident remediation actions assigned to ITO across the Region

Ensure adherence to reporting in all tools (Orus, Mercator/Forecast, Aurora, etc)

Take a step back to identify key risk areas and to propose long-term remediation actions to ITO management

**OPC governance**

Liaise with territory and ISPL OPCs to ensure that APAC ITO control framework is uniformly adopted across the Region

With the other ITO OPCs, contribute to the risk awareness within ITO and bring into the spotlight key areas of focus/attention

Actively support a front-to-back approach via a strong collaboration with Business OPCs and a clear reporting on risks and mitigating actions for the concerned business

Closely collaborate with Risk ORC by attending regular meetings and sharing relevant information

**Regulations, Procedures and Code of Conduct**

Pro-actively monitor the regulations changes to ensure cascading in Ops teams

Monitor the implementation of global/local regulations and internal policies by Ops teams

Ensure compliance with global and regional policies, especially Compliance and IT Security

Ensure respect of the standards of Code of Conduct

**Technical & Behavioral Competencies**

Minimum 4 years of experience in Internal Control, Operational Risk, Internal or External Audit function**or**with Client Management operations experience.

Good analytical skills and control mindset

Ability to integrate various information and synthesize them

Good communication and presentation skills, with ability to interact with operations staff and Senior Management

Ability to work independently and also as part of a team

Coordination and multi-tasking skill

Proficient in Microsoft Office Suite (Excel, PowerPoint, Word) for statistical analysis and report production

**Skills Required**:
Client Management;KYC Checker

**Location**

Mumbai / Mumbai Suburban / Navi Mumbai

**Years Of Experience**

3 to 8 Years