IT Governance Officer at Mumbai for a Broking Firm

3 weeks ago

Mumbai, India Kaapro Management Solutions Full time

Opening: 1 Nos.- Job ID: 56002- Employment Type: Full Time- Reference:
- Work Experience: 5.0 Year(s) To 10.0 Year(s)- CTC Salary: 12.00 LPA TO 20.00 LPA- Function: Accounts / Finance / Tax / CS / Audit- Industry: Banking/Financial Services- Location:

- Mumbai

Posted On: 06th Mar, 2023
**Ensure IT Data, Architecture and Process governance for co. Expectation from the role will be to develop an understanding of the co. expectations on these areas and then develop procedures, processes and framework to document, communicate and ensure the implementation of these processes.

Ensure that the procedures are in line with the co. IT procedure framework and is aligned to GCP controls and other audit requirements.

Expectation will be to be able to participate in the project / major change reviews to assess architecture, data and process level compliance and alignment.
- Participate in the project / major change reviews to assess architecture, data and process level compliance and alignment
- Ensure alignment with the co. group expectations linked to architecture, Data governance, Data documentations, Data protection and overall IT procedures
- Steer the development and ongoing updation of IT policies and procedures
- Ensure that all IT policies and procedures are compliant with regulatory and co. IT group requirements
- Maintain a schedule of policy review and submission to the board for approval to ensure that the yearly review and necessary modifications are done
- Maintain the evidence as part of the procedure implementation
- Provide the necessary monthly MIS to publish the status of procedure documentation / implementation
- Lead the design of co.IT processes, Maintain the reference documentation of the co. IT processes,
- Maintains the reference documentation of the IT department organization including org chart, people list
- Be a SPOC for internal and external audits pertaining to the IT procedures and their implementation.
- Drive the internal communications e.g. mailers to internal staff on the importance of IT policies and procedures like antivirus, software licensing, security, data protection etc
- Suggesting ideas to reduce costs in IT and business leadership
- Conducting research in talent management to improve the organization’s business operations
- Providing business architecture and systems processing guidance
- Ensuring the efficiency, security, and support of the organization’s goals
- Creating methods for compliance architecture, such as data storage, metadata management and change control
- Overseeing data management, data analytics, and data governance
- Ensuring data quality
- Spearheading data and information strategy
- Menage and maintain technology catalogue
- All solution review ( ~5 to 6 vendors ) in terms of Data and Archi
- Ownership of Procedures GCP Ctrls, RCSA related to Archi and Data
- Initiatives related to PDP

**Contributing Responsibilities**
- For the procedures related to IR Risk, co-ordinate and consolidate the development and the maintenance which are under the responsibility of the ITRO,
- Assess on a regular basis assess the IT processes performance and launch improvement loops when needed

**Desired Profile / Criteria / Skills**:

- Strong work experience on IT procedure / Governance framework including activities like Development, testing, production support, ITSM, asset management, IT budgeting
- Exposure to COBIT or equivalent frameworks
- Excellent written documentation skills (language, format, diagrams)
- Excellent Teamwork, communication and interpersonal skills
- Ability to convey messages to senior leadership
- Take individual ownership of high level tasks like policy framing, review, planning and visioning
- Ability to think and act strategically and proactively
- Exposure to conduct training / presentation to a large audience
- Exposure to IT audits

**Key Skills**:

- "it Governance"
- Risk Management

**Company Profile**:
its is the fifth largest retail brokerage full-service brokerage firm and the 8th largest stock broker in India with 676631 customers. Its is one of the pioneers of online trading in India.

  • IT Governance Officer at Mumbai for a Broking Firm

    4 weeks ago

    Mumbai, India Talent Leads HR Solutions Full time

    Opening: 1 Nos. - Job ID: 56002 - Employment Type: Full Time - Reference: - Work Experience: 5.0 Year(s) To 10.0 Year(s) - CTC Salary: 12.00 LPA TO 20.00 LPA - Function: Accounts / Finance / Tax / CS / Audit - Industry: Banking/Financial Services/Broking/Trading - Qualification: Any - Any Graduation - Location: - Mumbai **Ensure IT Data, Architecture and...

  • Product Manager @ broking company in mumbai

    1 month ago

    mumbai, India Talent Corner Full time

    Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part...

  • Product Manager @ broking company in mumbai

    1 month ago

    Mumbai, India Talent Corner Full time

    Roles and Responsibilities A 28 years old broking firm in Mumbai is looking for a Product manger , who should be having at least 5+ years of relevant experience in Broking firm as a product manger.Should be good coordinator Desired Candidate Profile work from office 5+ years experience require as a product manger.should be good in strategy part and...

  • Broking - Compliance

    1 month ago

    Mumbai, India Arin Consultancy Full time

    Compliance Mumbai _Mumbai Western Suburbs_ February 28, 2023 - February 29, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **6 We are looking for someone who has worked as a compliance personnel in a broking firm for at least 2 years, and has a good...

  • IT Governance Officer at Mumbai for a broking firm

    1 month ago

    mumbai, India Paradise Placement Consultancy Full time

    Responsibilities For the procedures related to IR Risk, co-ordinate and consolidate the development and the maintenance which are under the responsibility of the ITRO, Assess on a regular basis assess the IT processes performance and launch improvement loops when needed Desired Profile / Criteria / Skills : Strong work experience...

  • Broking Associate

    1 month ago

    Mumbai, India Riverforest Connections Full time

    Incumbent to possess the following competencies: 1. Good knowledge of Project Management Processes and tools - 2. Proficient on MS Excel, PowerPoint and Word - 3. Good verbal and written communication with pleasing personality - 4. Proactive and extremely high on initiatives - 5. Self-starter - should be able to work with minimum supervision - 6. Ability...

  • Looking for 'it Executive' From Stock Broking Firms

    4 weeks ago

    Mumbai, India JHP Securities Pvt. Ltd. Full time

    **LOOKING FOR CANDIDATES FROM STOCK BROKING FIRMS AND STAYING IN WESTERN LINE** 1) Managing more than 50 Desktop & 25 Servers includes Windows 2003 / 2012/2008/Windows 7, Windows 10. 2) Handling & Troubleshooting Odin Servers for BSE, NSE, F&O, & MCX 3) Analyze the Application Requirements of the Broker During the Market Hours. 4) Responsible for...

  • Branch Sales Mumbai

    1 month ago

    Mumbai, India Kotak Securities Full time

    branch sales mumbai Kotak Securities is a subsidiary of Kotak Mahindra Bank and is a full service equity broking firm. We offer Stock Broking services, Portfolio Management Services, Research and Technology platforms.

  • Back Office Executive

    1 month ago

    Mumbai, Maharashtra, India Kataria Jewellery Insurance Consultancy Full time

    **INSURANCE BROKING FIRM LOCATED AT MUMBAI / MARINE LINES is looking for a Back office Executive.** **Back office executive has to work on Motor Insurance quotations.** Pay: ₹18,000.00 - ₹22,000.00 per month Schedule: - Day shift Ability to commute/relocate: - Mumbai, Maharashtra: Reliably commute or planning to relocate before starting work...

  • AVP - Compliance - Stock Broking Firm - CS/LLB

    1 week ago

    Navi Mumbai, India Hitya Global Full time

    Role Overview:- Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to day back...

  • Digital Sales-vile Parle

    1 month ago

    Mumbai, Maharashtra, India Mumbai Rozgaar Private Limited Full time

    **Job Title: Tele caller - Authorized Personnel Generator (Stock Broking)** **Location-** Vile parle **Days of working-** 5 days working **Timing-** 8:30 to 5:00 - 9:30 to 6:00 **Experience-** 1 year (No freshers) **Leads are provided** **Job Summary**:We are looking for a dynamic and enthusiastic Telecaller to join our Stock Broking team in Mumbai. The...

  • .NET Developer at Mumbai for broking firm

    1 month ago

    Mumbai, India Paradise Placement Consultancy Full time

    Job Description:SQL Database: 6-8 years of hand-on SQL - expert level coding experience including query optimization, debugging, coding of stored procedure ,must have worked on large store proceduresNET: with c#, coding / debugging, Experience working with Rest API, WCF, HTML (web development) with IIS exposure,Domain knowledge: Nice to have broking /...

  • Lead-Stock Broking Audit

    1 week ago

    mumbai, India ANB Solutions Pvt. Ltd Full time

    Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3 -5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...

  • Statutory Auditor

    4 days ago

    Mumbai, India Dhiraj & Dheeraj CA Firm Full time

    We are a renowned fast-growing Chartered Accountant Firm practicing in Audit and assurances, Taxation (Direct and indirect) Audit, Compliances, Litigation and Consultancy, Project Finance, Government Subsidies, Management Consultancy, and other professional services. We are looking for young and dynamic Chartered Accountants who want to grab any of the...

  • Avp - Stock Broking Compliance

    2 days ago

    Navi Mumbai, Maharashtra, India Hitya Global Full time

    **Role Overview**: - Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock exchanges i.e NSE & BSE, and depositories, clearing corporations, daily settlements, return filing, client communications, monitoring operations, reporting, empanelment, liaising with back office of institutional cum HNI clients, other day to...

  • Avp - Stock Broking Operations

    2 days ago

    Navi Mumbai, Maharashtra, India Hitya Global Full time

    **Responsibilities**: - Define, implement and manage operational processes as per regulatory framework to ensure exchange compliance. - Vendor management. - Able to build and manage teams for important functions like account opening, paying payout stock and funds, DP account, customer modification, RMS etc. - Responsible for customer support and seamless...

  • .NET Developer at Mumbai for broking firm

    1 month ago

    mumbai, India Paradise Placement Consultancy Full time

    Job Description: SQL Database: 6-8 years of hand-on SQL - expert level coding experience including query optimization, debugging, coding of stored procedure ,must have worked on large store procedures NET: with c#, coding / debugging, Experience working with Rest API, WCF, HTML (web development) with IIS exposure, Domain...

  • Back Office Executive

    1 month ago

    Mumbai, India Kataria Jewellery Insurance Consultancy Full time

    INSURANCE BROKING FIRM LOCATED AT MUMBAI / MARINE LINES is looking for a BACK OFFICE EXECUTIVE Act as the point of contact among MRO, employees, clients and other external partners Manage information flow in a timely and accurate manner Help us meet our customer acquisition and revenue growth targets by keeping our company competitive and innovative. You...

  • Executive - Mis

    1 day ago

    Mumbai, Maharashtra, India Choice Equity Broking Pvt. Ltd Full time

    We are Hiring for Insurance Operations Location - Marol Any one interested can Come and Meet us in office Date : 28th May and 29th May Choice Insurance Broking India Pvt Ltd Mittal Commercia, 12th Floor ,Hasan Pada Rd, Mittal Industrial Estate, Marol, Saki Naka, Mumbai, Maharashtra 400059 Meet person Sneha Pai Business Partner-Human Resource Reference...

  • Lead-Stock Broking Audit

    1 week ago

    Mumbai, India ANB Solutions Pvt. Ltd Full time

    Industry – BFSI (prior experience of capital market is mandatory)Base Location: MumbaiPosition: Lead – Stock Broking AuditsExperience: 3-5 years in Internal and Retail and Institutional Broking Audits including half yearly SEBI audits for NSE/BSE/MCX/. Experience of review Margin Trading and Proprietary Trading would be an advantage.Educational...