Merchant Banking Compliance

Function  : Compliance (Merchant Banking Division) Location  : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience  (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance aspects and understanding & awareness about financial...

Talent Profile – Compliance (Merchant Banking Division) Function : Compliance (Merchant Banking Division) Location : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance...

Compliance Officer - Merchant Banking Job Purpose: Managing all Compliance related activities for Merchant BankingQualifications: Bcom/BMS/BFS with CS preferredExperience : 3-5 years in Merchant banking, PMS and AIF related activitiesKey Responsibilities:- The primary responsibility is to ensure that the merchant banker/AIF adheres to all SEBI regulations,...

**SRUJAN ALPHA CAPITAL ADVISORS LLP.** **About us**: We are the SEBI Category I Merchant Bankers. We bring our ALPHA integrated value services across the spectrum of capital market and investment banking domain. We are in core investment banking and capital market and corporate advisory. Our offices are at Mumbai and Jaipur. We at Srujan Alpha Capital...

CA / CS/Semi Qualified with experience of Merchant Banking Activities and proficiency with numbers, commercial awareness, and industry experience in managing public issue of securities etc Roles and Responsibilities: - Due Diligence, QIP, IPO, Liaison with clients, legal counsels, registrar, share transfer agents, auditors, and other...

Roles and Responsibilities Hiring for a Leading Private Sector Bank Roles and Responsibilities :- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking...

**Para Banking Advisory Compliance**: - From 7 to 12 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Hiring for a Leading Private Sector Bank**Roles and Responsibilities: - ** - Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. - Handling...

SECTION I: BASIC INFORMATION Job Code   Cost Center   Job Title Regulatory Compliance Para Banking Activities Functional Title AVP Grade   Management Band   ...

Job Description 1. Data & pattern analysis in regard to products pertaining to direct banking channels (i.e. debit card, merchant acquiring, net banking, mobile banking, prepaid cards, PayZapp, UPI and other digital channels) - 2. Able to understand and extract meaningful MIS/information from transaction data dumps and other sales data and identify the...

**Eligibility Criteria-** **Years of experience**: 4-8 years **Designation**: Manager/ Sr Manager **Location**: Mumbai **Qualification**:LLB **Key Responsibilities include-** Transaction Compliance: Handling compliance work for Capital Markets, Mergers & Acquisitions and advisory mandates. Drafting, reviewing and vetting various documents and...

**Why you should join dLocal?** dLocal enables the biggest companies in the world to collect payments in 37 countries in emerging markets. Global brands rely on us to increase conversion rates and simplify payment expansion effortlessly. As both a payments processor and a merchant of record where we operate, we make it possible for our merchants to make...

Operations Mumbai _Mumbai_ February 27, 2024 - February 27, 2025 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Salary Offer **6 LPA - **Required Education **Business Graduate with an MBA preferred - **Course Type **Full Time - **Min Required Experience (Years) **3 - **Max Required Experience (Years) **5 **Talent Profile -...

Finance Mumbai _Mumbai_ May 24, 2023 - May 24, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Salary Offer **25 - 35 LPA - **Required Education **CA/CMA/CFA/MBA from Tier business school - **Course Type **Full Time - **Min Required Experience (Years) **10 - **Max Required Experience (Years) **15 **Function** : Merchant...

Job Description is as follow: - Handling IPO of MSME Companies independently Drafting and Finalizing Prospectus IPO Compliances on MSME Losing Computing and Finalizing Valuation of Shares and Debentures Leadership Role in the Merchant Banking Firm Pay: ₹30,000.00 - ₹40,000.00 per month **Benefits**: - Leave encashment Schedule: - Day...

We are looking for Compliance Officer/ Executive Company - Stock Broking Location - Nariman Point Experience - 4-7 yrs Salary - 30-60 k pm Knowledge of DP and stock broking back office, Compliance with SEBI (Stock Broking, Merchant Banking, Invest Advisory) Involves ensuring compliance with SEBI & other applicable rules and regulations of the stock...

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various locations...

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various...

COMPANY OVERVIEW Headquartered in Tokyo, SMBC is one of the largest Japanese banks by assets (with over 238,700 billion in total assets), with strong credit ratings across the globe. The bank offers personal, corporate and investment banking services to their customer network that extends across 39 countries and regions, 15 of which are in Asia. The...

Dear All,Razorpay, Mumbai is hiring an Analyst - Banking OperationsRoles & Responsibilities:•⁠ ⁠Work closely with Razorpay’s partner banks to get their merchants onboarded on Razorpay•⁠ ⁠Understand and respond to various queries raised by both internal and external stakeholders•⁠ ⁠Deliver against the set operational targets for assigned...

Sales/Business Mumbai _Mumbai_ August 18, 2023 - August 18, 2024 Financial Services **Job Overview**: - **Office Location (Area) **Mumbai - **Salary Offer **30 - 35 LPA - **Required Education **Graduate/MBA - **Course Type **Full Time - **Min Required Experience (Years) **2 - **Max Required Experience (Years) **10 **Position Title : Senior Manager/...