Para Banking Advisory Compliance

SECTION I: BASIC INFORMATION Job Code   Cost Center   Job Title Regulatory Compliance Para Banking Activities Functional Title AVP Grade   Management Band   ...

Roles and Responsibilities Hiring for a Leading Private Sector Bank Roles and Responsibilities :- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking...

Purpose of Job: The Senior Compliance role will manage and drive all advisory and regulatory aspects of the Compliance Department. To lead developing and updating various Compliance programs, policies, and procedures, attending senior level meetings, providing Compliance guidance to the lines of business, identifying and addressing necessary training in line...

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**Role of Compliance Advisory** a) Understand and implement the compliance approach as defined by the Compliance policy b) Provide guidance and advise on Regulatory matters to businesses and internal stakeholders c) Business Advisory - advising business on various product related to Payments Bank (CASA, Digital Banking, Products, IT, Treasury etc) on...

**IT Compliance **&** Governance with a Leading Bank**: - From 10 to 15 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** RBI Advisories / Circulars / Alerts / Questionnaire - Maintenance of CSITE Tracker - RBI - IT Examination Indent and Onsite Requirements - RBI - IT Examination Report - Report extraction...

**Compliance - Credit Cards RBL Bank**: - From 6 to 8 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** - Responsible for providing proactive and expert compliance advisory service to Credit - Card Business team - 2. Partnering, as appropriate, with business and support groups to manage relationships - with...

**Job Details**: **Position** **International Tax & FEMA** **Level** **Department** - International Tax**Location** - Bangalore**Reporting to** **Date** - 01-November-2023Total requirements - **1 positions** - FEMA / RBI Compliances. - Preparing and filing Tax returns for our clients like Individuals, HUFs, Partnership firms including LLPs, Private...

Description This role entails support to compliance department which will include circular dissemination, MIS preparation, compliance advisory and monitoring and testing What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy Best in class leave policy Gender neutral parental leaves 100%...

Description This role entails support to compliance department which will include circular dissemination, MIS preparation, compliance advisory and monitoring and testing What we’ll offer you As part of our flexible scheme, here are just some of the benefits that you’ll enjoy Best in class leave policy Gender neutral parental leaves ...

**Company**: Kotak Mahindra Life Insurance Company Limited **Location** Mumbai **Experience** 5-6 Years **Key Skills** GST Complaince, Tax Audit, Tax Compliance, GST Advisory, Direct&Indirect Taxation, Tax Litigation, Tax Advisory **Position: CA - Indirect Tax ( Compliance, Audit & advisory)** **Qualification: CA** **Experience: 2 to 6...

JD ——————— – Completed SEBI registration for PMS business and monthly compliances – Drafting the PMS agreement and POA along with the KYC form – Coordination and setting up of Custodial and banking activities with ICICI Bank and HDFC Bank – Setting up the Wealth spectrum system. – knowledge of the Wealth spectrum system with...

**Job Details**: **Position** **Company Secretary** **Level** - Team Lead**Department** - Company Secretary**Location** **Sion** - Mumbai (2)**Reporting to** - Head of the Department**Date** - 21-April-2023Total requirements - **2 positions** CTC - **Upto 8.00 LPA** **Key Responsibilities**: - Corporate Laws Compliances and Transaction Advisory...

**Responsibilities**: **Job Summary: -** - To support Head of Compliance, business lines and stakeholders in India in the management of compliance risks and handling of all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti Money Laundering (AML) and Counter Financing of Terrorism (CFT) matters by effective coordination and...

**Job Details**: **Position** **Managerial position - Direct Taxation** **Level** - Team Lead**Department** - Direct Taxation**Location** **Sion** - Mumbai (2)**Reporting to** - Head of the Department**Date** - 21-April-2023Total requirements - **2 positions** CTC - **Upto 10.00 LPA** **Role Overview**: As the leader of the tax practice area, you will...

**Digital Compliance -With a Leading Bank**: - From 4 to 9 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Take care of IT compliance & also conduct Information Systems Audit for the Bank.- Need to perform IT audits as per the agreed annual audit plan. - Practical experience of audit methodology - Assisting...

**Responsibilities**: **Job Summary**: - Supporting Head of Compliance, Business lines and Stakeholders in India in the management of compliance risks - Assisting in Handling all matters relating to General Compliance and Financial Crime Compliance (FCC), for Anti-Money Laundering (AML) and Combating The Financing of Terrorism (CFT) matters - Assisting in...

**Function of the Department: - ** Compliance Department works closely with the business partners to manage the Bank’s regulatory / compliance risk by balancing its objective to maximise returns against an acceptable risk profile. The compliance department, partners with stakeholders in developing controls and adequate governance framework and also...

Roles and Responsibilities Role Summary The role holder is responsible for providing regulatory guidance on various products, processes and transaction structures pertaining to the treasury function of the Bank. The role also ensures regular interaction with the regulators for queries as well as during on-site and off-site inspections. Further, the role...

Providing Advisory to various business verticals with reference Trade Finance Compliance – EDPMS & IDPMS including risk mitigation strategies to reduce the financial risks and eliminate compliance risks for L&T at Corporate level. Fostering win-win partnership with banks (Authorized Dealers) Liasioning with various multiple AD Banks at various locations...