Investigation and Due Diligence

4 months ago

Mumbai Maharashtra, India Drip Capital Full time

**Role Overview**: You will play a key role in conducting comprehensive investigations and due diligence to support our financial services operations, ensuring compliance with regulatory requirements and safeguarding the organization's interests.

**Key Responsibilities**:
1. Conduct Investigations:

- Perform detailed investigations into potential risks associated with financial transactions, clients, and partners.
- Analyze and evaluate information from various sources to identify and mitigate potential risks.
- Prepare and present detailed investigative reports with actionable insights and recommendations.

2. Due Diligence:

- Conduct thorough due diligence assessments on clients, partners, and third parties, including background checks, financial reviews, and risk assessments.
- Assess and verify the accuracy and completeness of information provided during the due diligence process.
- Maintain and update due diligence documentation and records in accordance with company policies and regulatory requirements.
- Evaluate the ownership structures, business relationships, financial transactions and other data to assess means of recovering monies from stressed and deep delinquent accounts including tracing assets that one can enforce any judgements against

3. Compliance and Risk Management:

- Ensure adherence to regulatory standards and internal policies related to investigations and due diligence.
- Identify and report any compliance issues or discrepancies that could impact the organization.
- Collaborate with legal, compliance, and risk management teams to address and resolve any identified issues
- Strategically assess improvements needed to the underwriting processes to manage risk better whilst optimizing for growth.

4. Data Analysis and Reporting:

- Utilize analytical tools and techniques to assess data and trends relevant to investigations and due diligence.
- Generate and present reports summarizing findings, trends, and risk factors to senior management.
- Provide recommendations for process improvements based on investigative findings.
- Assess key themes and strands coming out of due diligence and investigation cases and develop actionable underwriting checks and processes or other risk mitigation metrics around those findings

**What we’re looking for**:

- 8-10 years of experience in investigation, due diligence, or a related field within the financial services industry.
- Strong analytical and problem-solving skills, with a keen attention to detail.
- Familiarity with due diligence and integrity databases across major jurisdictions including India, the United States, the United Arab Emirates, etc

Proficiency in data analysis tools and investigative techniques.
- In-depth understanding of regulatory requirements and industry best practices.
- Excellent written and verbal communication skills, with the ability to present complex information clearly.
- Ability to work independently and manage multiple projects simultaneously.
- Strong interpersonal skills and the ability to work effectively with cross-functional teams.

  • Due Diligence

    6 months ago

    Vile Parle, Mumbai, Maharashtra, India Thakkar & Associates Full time

    **Responsibilities**: - Conduct comprehensive due diligence reviews on clients. - Analyze financial statements, legal documents, and other relevant information to assess risk and compliance according to GIFT. - Prepare detailed reports summarizing findings and recommendations. - Collaborate with internal stakeholders, including legal, compliance, and...

  • Principal - Financial Due Diligence

    1 month ago

    Mumbai, Maharashtra, India Elevation HR LLP Full time

    Job Summary: The Senior Manager - Financial Due Diligence will lead and manage comprehensive financial due diligence processes while driving business development initiatives. The role demands a deep understanding of financial analysis, risk assessment, and transaction structuring, along with the ability to build and maintain client relationships, identify...

  • Financial Due Diligence Strategist

    1 month ago

    Mumbai, Maharashtra, India Bhuta Shah & Co LLP Full time

    Key Responsibilities:Develop and implement comprehensive due diligence processes for evaluating potential business partners, vendors, and external stakeholders.Design and implement due diligence frameworks to assess the financial health, operational capabilities, and performance of potential partners.Analyze financial statements, accounting records, and...

  • Due Diligence Coordinator

    6 months ago

    Mumbai, India Keiretsu Forum Full time

    **_D u e D i l i g e n c e C o o r d i n a t o r _** **_J o b D e s c r i p t i o n _**: - _ Working at Keiretsu Forum Northwest & Rockies puts you at the center of the innovative entrepreneurs and angel investors creating the latest technologies and products worldwide. The Due Diligence Coordinator is responsible for supporting the initiation, tracking...

  • Financial Due Diligence

    6 months ago

    Mumbai, India Mangalam Placement Full time

    **Company**: Nexdigm Corporate Service Pvt Ltd **Location** Mumbai **Experience** 0-1 Years **Key Skills** financial due diligence, Transaction Advisory, Mergers and Acquisitions, FDDI **Position: Financial Due Diligence** **Qualification: CA** **Experience: 0 to 1 years** **Location: Mumbai** **Job description** **Role specific...

  • Operation Due Diligence-associate

    6 months ago

    Mumbai, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** You are a strategic thinker passionate about driving solutions using qualitative and quantitative skills. You have found the right team. As the Due Diligence professional in our Operational Due Diligence Team you will spend each day defining, refining and delivering set goals for our firm Job responsibilities - Setting up and...

  • Financial Due Diligence Expert

    3 days ago

    Mumbai, Maharashtra, India CA Monk Full time

    Are you looking for a challenging and rewarding career opportunity in financial due diligence?CA Monk is seeking an experienced Financial Due Diligence Expert to join our team in Mumbai.Job SummaryThe successful candidate will lead multiple financial due diligence engagements for private equity and strategic clients, reviewing and analyzing revenue, margins,...

  • Strategic Due Diligence Expert

    3 weeks ago

    Mumbai, Maharashtra, India Bhuta Shah & Co LLP Full time

    Company OverviewBhuta Shah & Co LLP is a leading provider of financial due diligence services, committed to delivering exceptional results and fostering long-term relationships with clients.SalaryThe estimated annual salary for this role is ₹3,000,000 - ₹4,500,000 depending on experience.Job DescriptionDevelop and implement comprehensive due diligence...

  • Financial Due Diligence Director

    2 weeks ago

    Mumbai, Maharashtra, India CA Monk Full time

    CA Monk is seeking a seasoned Financial Due Diligence Director to lead high-profile transaction advisory engagements. With a strong track record of delivering value to strategic clients and private equity investors, you will be responsible for driving the financial due diligence process from start to finish.Job Description:This is an exceptional opportunity...

  • Bhuta Shah

    2 months ago

    Mumbai, India Bhuta Shah & Co LLP Full time

    Competencies:- Leadership and project management qualities with effective communication skills and articulation ability.- Exceptional client service ability along with developing and maintaining excellent client relationships.- Should be a team player with a proactive and result oriented approach.- Excellent knowledge and rich work experience of financial...

  • Senior Financial Due Diligence Consultant

    2 weeks ago

    Mumbai, Maharashtra, India CA Monk Full time

    Job DescriptionAt CA Monk, we are seeking an experienced Financial Due Diligence Consultant to join our team. This is a senior-level role that requires a high level of expertise in financial analysis and due diligence.About the RoleThe ideal candidate will have a minimum of 4-6 years of experience in financial due diligence and will be responsible for...

  • Managed Services Corporate Intelligence

    6 months ago

    Mumbai, India KPMG India Full time

    About KPMG in India KPMG entities in India are professional services firm(s). These Indian member firms are affiliated with KPMG International Limited. KPMG was established in India in August 1993. Our professionals leverage the global network of firms, and are conversant with local laws, regulations, markets and competition. KPMG has offices across India in...

  • Financial Due Diligence Lead

    1 week ago

    Mumbai, Maharashtra, India CA Monk Full time

    About the RoleWe are seeking a highly skilled and experienced Financial Due Diligence Lead to join our team at CA Monk in Mumbai. As a key member of our transaction advisory group, you will be responsible for managing and supporting buy-side and sell-side engagements, providing financial and business due diligence assistance to strategic clients and private...

  • Due Diligence Agent

    6 months ago

    Mumbai, Maharashtra, India Wise Full time

    Purpose of the role: The Due Diligence Agent is responsible for performing timely customer due diligence to complete the KYC process. The Agent will be engaged in research and analysis. They will use information supplied by external businesses and consumer customers, information already within the organisation, external vendor tools and their overall...

  • Financial Due Diligence

    6 months ago

    Lower Parel, Mumbai, Maharashtra, India Nexdigm Full time

    Location City - Mumbai - Department - Transaction Advisory - Experience - 6 - 12 Months - Salary - 800000 - 1000000 INR - Designation - Executive - Total Position - 1 - Employee Type - Permanent- Job Description**JOB DESCRIPTION - FINANCIALDUE DILIGENCE (TRANSACTION ADVISORY)** **About Us**: Nexdigm (SKP) is a multidisciplinary group thathelps global...

  • Assistant - Financial Due Diligence

    6 months ago

    Lower Parel, Mumbai, Maharashtra, India Nexdigm Full time

    Location City - Mumbai - Department - Transaction Advisory - Experience - 6 - 12 Months - Salary - 400000 - 450000 INR - Designation - Assistant - Total Position - 1 - Employee Type - Permanent- Job Description**JOB DESCRIPTION - FINANCIALDUE DILIGENCE (TRANSACTION ADVISORY)** **About Us**: Nexdigm (SKP) is a multidisciplinary group thathelps global...

  • Corporate Banking Due Diligence Specialist

    2 weeks ago

    Mumbai, Maharashtra, India New Horizon Full time

    About the RoleWe are seeking an experienced Corporate Banking Due Diligence Specialist to join our team at New Horizon. The successful candidate will be responsible for conducting thorough due diligence on companies, individuals, and firms.Key ResponsibilitiesConduct background searches of companies, individuals, and firms, both legally and from a banking...

  • Operational Due Diligence Specialist

    4 days ago

    Mumbai, Maharashtra, India Marsh McLennan Full time

    Mercer is seeking a talented professional to join their team as an Operational Due Diligence Specialist in the Mumbai/Pune location.As a key member of the ODD specialist and client consultants team, you will work closely with the US-based team to conduct operational due diligence risk assessments of investment managers using Mercer Sentinel's framework...

  • Manager - Financial Due Diligence

    3 weeks ago

    Mumbai, India Skillflix Consultancy India Private Limited Full time

    - The individual selected would Lead the Financial Due Diligence engagements.- The individual would be responsible for the management of the profit center. Additionally, responsibilities include; delivering and building the team of this verticalBusiness development role: - Provide guidance and support to the internal marketing team; - Developing ideas-based...

  • Company Secretary

    6 months ago

    Mumbai, India Comfort Securities Limited Full time

    Job Summary: The Company Secretary - Due Diligence plays a critical role within the Merchant Banking division, specifically focusing on Initial Public Offerings (IPOs). This position involves ensuring compliance with regulatory requirements, facilitating due diligence processes, and supporting the overall IPO transaction. The individual in this role will...