Merchant Banking Compliance

Function  : Compliance (Merchant Banking Division) Location  : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience  (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance aspects and understanding & awareness about financial...

Function  : Compliance (Merchant Banking Division) Location  : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience  (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance aspects and understanding & awareness about financial...

Talent Profile – Compliance (Merchant Banking Division) Function : Compliance (Merchant Banking Division) Location : Mumbai Qualifications: Qualified as Company Secretary with LLB or CA degree preferred Work Experience (highlight) : Work experience of 8-10 years and above. Must have exposure & experience in managing compliance...

Compliance Officer - Merchant Banking Job Purpose: Managing all Compliance related activities for Merchant BankingQualifications: Bcom/BMS/BFS with CS preferredExperience : 3-5 years in Merchant banking, PMS and AIF related activitiesKey Responsibilities:- The primary responsibility is to ensure that the merchant banker/AIF adheres to all SEBI regulations,...

Compliance Officer - Merchant Banking Job Purpose: Managing all Compliance related activities for Merchant BankingQualifications: Bcom/BMS/BFS with CS preferredExperience : 3-5 years in Merchant banking, PMS and AIF related activitiesKey Responsibilities:- The primary responsibility is to ensure that the merchant banker/AIF adheres to all SEBI regulations,...

Associate - Merchant Banking There is an urgent requirement of Company Secretary having knowledge and experience of at least 3-4 years of various merchant banking services like main Board IPO, SME IPO, Open Offers, Buyback, Delisting, Right Issue etc. **Requirement**: - Well versed with Companies Act, ICDR, LODR, SAST Regulations of SEBI, Income Tax,...

**SRUJAN ALPHA CAPITAL ADVISORS LLP.** **About us**: We are the SEBI Category I Merchant Bankers. We bring our ALPHA integrated value services across the spectrum of capital market and investment banking domain. We are in core investment banking and capital market and corporate advisory. Our offices are at Mumbai and Jaipur. We at Srujan Alpha Capital...

**SRUJAN ALPHA CAPITAL ADVISORS LLP.** **About us**: We are the SEBI Category I Merchant Bankers. We bring our ALPHA integrated value services across the spectrum of capital market and investment banking domain. We are in core investment banking and capital market and corporate advisory. Our offices are at Mumbai and Jaipur. We at Srujan Alpha Capital...

- Ability to build mechanism to comply with SEBI regulations and requirements in relation to Merchant Banking.- Prepare checklist, SOP & process notes for formulating the Merchant Banker regulatory compliance.- Handle inspection of SEBI Merchant Banker Regulatory.- Coordinating with various department to ensure compliances as applicable for their respective...

CA / CS/Semi Qualified with experience of Merchant Banking Activities and proficiency with numbers, commercial awareness, and industry experience in managing public issue of securities etc Roles and Responsibilities: - Due Diligence, QIP, IPO, Liaison with clients, legal counsels, registrar, share transfer agents, auditors, and other...

CS, CA, MBA (Finance) with knowledge of Capital Market and SEBI Regulations like ICDR/SAST/LODR, etc. Inter CA, Inter CS can also apply. **Responsibilities**: 1. Due Diligence of companies 2. Drafting of Documents related to IPO, Rights Issue, Takeover Letter of Offer etc 3. Dealing with Regulatory Bodies like SEBI, Stock Exchanges 4....

Roles and Responsibilities Hiring for a Leading Private Sector Bank Roles and Responsibilities :- Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. Handling Compliance with above mentioned regulations pertaining to business of Custodian, DP, DDP, Pension Fund, Merchant Banking...

CS, CA, MBA (Finance) with knowledge of Capital Market and SEBI Regulations like ICDR/SAST/LODR, etc. Inter CA, Inter CS & Freshers can also apply. **Responsibilities**: 1. Due Diligence of companies 2. Drafting of Documents related to IPO, Rights Issue, Takeover Letter of Offer etc 3. Dealing with Regulatory Bodies like SEBI, Stock Exchanges 4....

**Para Banking Advisory Compliance**: - From 7 to 12 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Hiring for a Leading Private Sector Bank**Roles and Responsibilities: - ** - Handling Regulatory Compliance for the Bank covering various regulations of SEBI, PFRDA, NSDL, CDSL, NSE, BSE etc. - Handling...

JD: - *Assisting in Due Diligence of the Companies, Take Over, IPOs, Right Issue* etc. - Preparation and submission of documents related to above activities - *Secretarial compliances related to Merchant Banking activities* - Preparation of Propectus - Coordination with the regulatory authorities SEBI, Stock Exchanges etc - *Timely Compliances related to...

**Job Title: Company Secretary for merchant banking related to pre IPO services** **Location**: Mumbai - Powai **Job Type**: Full-time Role Summary: The job description of a company secretary in a merchant banking firm specializing in pre-IPO services would typically encompass a range of responsibilities focused on ensuring regulatory compliance,...

SECTION I: BASIC INFORMATION Job Code   Cost Center   Job Title Regulatory Compliance Para Banking Activities Functional Title AVP Grade   Management Band   ...

Job Description 1. Data & pattern analysis in regard to products pertaining to direct banking channels (i.e. debit card, merchant acquiring, net banking, mobile banking, prepaid cards, PayZapp, UPI and other digital channels) - 2. Able to understand and extract meaningful MIS/information from transaction data dumps and other sales data and identify the...

Responsibilities:Merchant Onboarding & KYC:- Manage the onboarding process for new merchants, including collecting and verifying KYC documentation.- Ensure merchants meet MDR (Merchant Discount Rate) and subvention requirements based on their category.- Coordinate bank and payment gateway (PG) onboarding for new merchants.Payment Processing & Activation:-...

**Digital Banking - UPI **&** Merchant Payments role For a Leading Bank**: - From 4 to 9 year(s) of experience - ₹ Not Disclosed by Recruiter - Mumbaior **Roles and Responsibilities** Product design and development, with the ability to deep dive into the nitty-gritty of customer’s requirements, technical architecture, and operational challenges. -...