Compliance Sme

3 weeks ago

Mumbai Maharashtra, India Yubi Full time

**Job Information**:
Company

**Yubi***

Work Experience

**6-10 years***

Industry

**Financial Services***

City

**Mumbai***

State/Province

**Maharashtra***

Country

**India***

Zip/Postal Code

**400008***

**About us**:
Yubi stands for ubiquitous. But Yubi will also stand for transparency, collaboration, and the power of possibility.

From being a disruptor in India’s debt market to marching towards global corporate markets from one product to one holistic product suite with seven products

Yubi is the place to unleash potential. Freedom, not fear. Avenues, not roadblocks. Opportunity, not obstacles.

About Us:
Yubi, formerly known as CredAvenue, is re-defining global debt markets by freeing the flow of finance between borrowers, lenders, and investors. We are the world's possibility platform for the discovery, investment, fulfillment, and collection of any debt solution. At Yubi, opportunities are plenty and we equip you with tools to seize it.

In March 2022, we became India’s fastest fintech and most impactful startup to join the unicorn club with a Series B fundraising round of $137 million.

In 2020, we began our journey with a vision of transforming and deepening the global institutional debt market through technology. Our two-sided debt marketplace helps institutional and HNI investors find the widest network of corporate borrowers and debt products on one side and helps corporates to discover investors and access debt capital efficiently on the other side. Switching between platforms is easy, which means investors can lend, invest and trade bonds - all in one place. All 5 of our platforms shake up the traditional debt ecosystem and offer new ways of digital finance.
- Yubi Loans - Term loans and working capital solutions for enterprises.
- Yubi Invest - Bond issuance and investments for institutional and retail participants.
- Yubi Pool - End-to-end securitisations and portfolio buyouts.
- Yubi Flow - A supply chain platform that offers trade financing solutions.
- Yubi Co.Lend - For banks and NBFCs for co-lending partnerships.

Currently, we have boarded over 4000+ corporates, 350+ investors and have facilitated debt volumes of over INR 40,000 crore.

Backed by marquee investors like Insight Partners, B Capital Group, Dragoneer, Sequoia Capital, LightSpeed and Lightrock, we are the only-of-its-kind debt platform globally, revolutionizing the segment.

At Yubi, People are at the core of the business and our most valuable assets. Yubi is constantly growing, with 650+ like-minded individuals today, who are changing the way people perceive debt. We are a fun bunch who are highly motivated and driven to create a purposeful impact. Come, join the club to be a part of our epic growth story.

Job Summary:
Key Responsibilities:

- Develop, implement, and monitor a comprehensive compliance program that ensures our operations adhere to legal standards and internal policies.
- Conduct regular audits and risk assessments to identify potential areas of compliance vulnerability and risk; develop and implement corrective action plans for resolution.
- Work with product / business and engineering teams to build a
- Provide expert advice and guidance on regulatory compliance matters to senior management and other departments.
- Stay up-to-date with changes in laws and regulations that impact the company; interpret and disseminate information on regulatory changes to appropriate staff.
- Develop and deliver training and education programs on compliance policies and procedures to employees.
- Collaborate with other departments to ensure compliance with cross-functional areas.
- Manage and respond to regulatory inquiries or investigations.
- Prepare and maintain detailed reports on compliance activities and findings for senior management.

Qualifications:

- Bachelor’s degree in Law, Business Administration, or related field. A Master’s degree or professional certification (e.g., Certified Compliance & Ethics Professional (CCEP)) is preferred.
- 4-7 years of proven experience in a compliance role, with a strong preference for expertise in finance domain
- In-depth knowledge of the industry's standards and regulations.
- Excellent analytical skills and the ability to interpret complex legal documents.
- Strong organizational skills and attention to detail.
- Outstanding communication and interpersonal skills, with the ability to educate and influence others on compliance matters.

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