Compliance Officer

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

Compliance Officer to carry out daily submissions to the National Stock Exchange of India Ltd. (NSEIL) by our Company, Fincap Portfolio Limited (FPL). FPL is a Trading Member of the NSEIL. **Job Types**: Full-time, Regular / Permanent **Salary**: ₹25,000.00 - ₹35,000.00 per month **Benefits**: - Leave encashment - Paid sick time - Paid time...

**Compliance Officer** Starting Date: ASAP Contract type: Fixed term (1 year renewable) Number of positions: 4 Location: Delhi, India with some travel within the country Salary range: Starting INR 1,348,900 (Annual) Application closing date: 30 June 2023 **About this role** At Better Cotton we are continuing to increase the amount of monitoring and...

Responsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...

Responsibilities and Requirements for Compliance Officer in leading stock broking house Signature Global Comtrade Pvt. Ltd. We are a product focussed, engineering-heavy, high-ownership company with a culture of close-knit, hardworking, and supportive colleagues ready to help in challenging work. - Tracking, dissemination and implementing circulars of SEBI,...

Compliance Officer - India - Full-time **Company Description**: Statkraft has been making clean energy possible for over a century. That’s what we offer. 125 years of unrivalled expertise in supplying the world with what it needs most. We envision a world that runs entirely on renewable energy. Because in the fight against climate change, we don’t see...

**JR Compliance** is seeking a **detail-oriented and experienced Licensing Officer** to join our dynamic **licensing regulatory & Regulatory team**. You will play a crucial role in ensuring our legal and financial services operations comply with all relevant licensing and regulatory requirements. **Key Responsibilities**: - **Manage the entire licensing...

Job Summary :As Bank Compliance Officer you have to ensure that a bank's policies, procedures, and practices adhere to federal regulations. Compliance Officers are responsible for ensuring that all corporate processes and procedures comply with the law and not only the law a Compliance Officer is also responsible for ensuring that company operations comply...

Company Description Statkraft has been making clean energy possible for over a century. That’s what we offer. 125 years of unrivalled expertise in supplying the world with what it needs most. We envision a world that runs entirely on renewable energy. Because in the fight against climate change, we don’t see renewable energy as part of the solution - we...

Join at pioneering Stock broker firm for one of our client where integrity, transparency, and compliance are at the heart of everything do. The hunt for a detail-oriented Compliance Officer who's passionate about maintaining regulatory standards and enhancing our compliance frameworks.ResponsibilitiesInterpret and implement directives from...

As a Compliance Officer your roles and responsibilities will be as below:Job Description:- Initial and maintenance compliance- Chasing documents, verifying, and uploading- Signing off file as per client guidelineKey Skills:- Experience with Compliance for 12 to 18 Months- UK compliance healthcare background, Knowledge of NHS framework compliance.- Should be...

**Designation - **Company Secretary **cum Compliance Officer** **Location**: Delhi **Industry**: Cloud Computing/IT **Job Function**: Compliance & Secretarial **Key Responsibilities**: - Assistance in Compliance with all applicable corporate laws including but not limited to the Companies Act, 2013, SEBI (LODR) Regulations, 2015, SEBI (PIT) Regulations,...

From 5 to 9 year(s) of experience ₹ Not Disclosed by Recruiter - New Delhi **Roles and Responsibilities** **About NHA**: **National Health Authority (NHA)**is the apex body responsible for implementing India’s flagship public health insurance/assurance scheme called “Ayushman Bharat Pradhan Mantri Jan Arogya Yojana” & has been entrusted with the...

**Responsibilities**: - Develop and implement company policies and regulations. - Oversee all business operations relating to compliance including policies, investments, and procedures. - Design and monitor control systems to deal with violations of legal rules and internal policies. - Regularly assess the efficiency of control systems and recommend...

Develop and implement an effective legal compliance program - Create sound internal controls and monitor adherence to them - Draft and revise company policies - Proactively audit processes, practices and documents to identify weaknesses - Evaluate business activities (e.g. investments) to assess compliance risk - Collaborate with external auditors and HR...

Draft and review all contract agreements and internal policies ensuring that all are in compliance with existing statutory and /or laws. Take care the disputes with business partner, agent, customers and concerned third parties in line with agreement contracts ,policies and laws. Managing of fraud cases affecting company's image and interest including...

Experience : 10+ yearsQualification : Graduate / PG in LawJob location : Parel, MumbaiWhat you will work on:● Assist the Board to implement the compliance policy● Identify the compliance risk● Monitor & test compliance of regulatory/supervisor direction given by performing compliance testing● Compliance with other regulatory too● Constitution of...

Who we are:FlexiLoans is a technology based Digital financing platform started with an endeavor to solve the problems that small businesses face in accessing Quick, Flexible and Adequate funds for growing their Businesses. Our vision is to give "Financial access at a click". Our talent pool has rockstars from diverse backgrounds - ex- Founders, investment...

**Company**: Grovy India limited **Location** New Delhi **Experience** 6-8 Years **Key Skills** Companies Act, board meeting, ROC, Secretarial Activities, Corporate Governance, Company Law, Listing Agreement, SEBI (LODR) Regulations **Position: Company Secretary / Compliance Officer** **Qualification: CS** **Experience: 4 to 9 years** **Location: New...