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Regulatory Control Associate

2 months ago

Mumbai, India ARA Resources Full time

Mumbai, Maharashtra, India

**Job Description**:
About The Company:
ARA's Client is a leading IT solutions provider, offering Applications, Business Process Outsourcing (BPO) and Infrastructure services globally through a combination of technology knowhow, domain, and process expertise. The accolades has been garnering can be attributed to their undeterred focus in delivering quality solutions across verticals that meet the challenging requirements of their esteemed customers. It has been recently felicitated by the Economic Times as the most distinguished digital company 2015. They have also been ranked 29 of 100 largest financial technology vendors by American Banker and BAI in the FinTech Forward Top 100 rankings.

Key Responsibilities:

- **Understand the regulatory requirements working with Legal / Compliance / Industry (ISDA/Equities**:

- industry groups/DTCC etc) & internal stakeholders
- Establish the end to end control processes.
- Review & improve the end to end control process around the Regulatory Reporting agenda in Credit /
- Rates / Equities.
- Establish a strategic attestation process on Regulatory reporting for the jurisdictions already implemented
- to the business
- Come up with process and system enhancement recommendations
- Perform impact analysis on issues and prioritize fixes with various Technology teams for RTS22 report
- Highlight gaps/enhancements in existing control framework
- Ensure time-to-time up-skilling on additional controls introduced as part of overall control framework

Skills Required:

- **Previous experience in the Financial Services industry with strong understanding of Credit / Rates /Equity Cash & Derivatives products.**:

- **Strong understanding of MIFID, Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting**:

- Strong understanding of Cash Equities and Securitized Derivatives products
- Strong communication skills, both written and verbal, including the ability to develop relationships across
- the various stakeholders including Senior Business executives
- A self motivated individual who is able to deliver with mínimal supervision, whilst also working effectively as part of a team
- **Strong product knowledge; thorough understanding of the end to end transaction cycle for derivative products**:

- Control mindset to identify process control gaps, prioritize & mitigate operational risk
- Excellent time management skill and ability to prioritize work effectively
- Proactive in problem solving and developing solutions.
- Ability to respond to a changing environment.
- Be innovative and suggest system improvement capabilities.
- Ability to multitask, ensuring the controls are performed correctly, breaks are resolved and MIS being
- sent to managers on deadlines.
- Positive “Can Do” attitude
- Contributes to an environment of collaboration and mutual responsibility
- Good understanding of downstream impact of actions undertaken, particularly the requirement for strong
- and timely controls throughout the life cycle of the trade
- Ability to motivate people and manage careers.
- Ability to influence the team and provide a vision.
- Strong proficiency in Microsoft Office especially, Excel

Qualifications & Experience:

- Bachelor’s degree, Finance / Economics or other related disciplines is preferred
- 4.5 Years - 10 Years

**Required Skills**:
Financial Services, MIFID, Microsoft Office, Excel, Regulatory Reporting, Regulatory Requirements, Control Framework
Educational Qualification

Bachelor’s degree, Finance / Economics or other related disciplines is preferred

Mar 31, 2023

**Pay Rate**

800000 - 1300000 INR Per Annum

4 - 8 Years Exp.

1 Vacancy

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