Associate, Regulatory Operations

3 weeks ago

Mumbai, India BlackRock Full time

Description

About this role

Team Overview

Regulatory Operations is a growing team responsible for designing, implementing & leading all aspects of BlackRock’s regulatory processes. Our team is part of the Technology and Operations function at BlackRock, that makes up around one third of the firm’s employees.

The Regulatory Operations team plays a key role; we own many of BlackRock's most sophisticated and critical regulatory reporting processes. We also act as the translation layer between Legal & Compliance, Technology and Operations teams. Working in Regulatory Operations provides you with opportunities and challenges to develop your skills and make an impact within our business.

We are looking for a Regulatory Controls Associate to:

- Join a local team supporting the wider Global Regulatory Operations
- Ensure production and quality control of data for BLK's EMEA cost calculation process, which feeds into required regulatory and industry standard reporting covering EMEA jurisdictions including MIFID, UK Local Government/DC Pensions, Dutch Pensions, Competition & Markets Authority and CTI. This critical process delivers cost data to reports which provides clients more transparency into the underlying costs of their investments

**Responsibilities**:

- Ownership of data production and quality control (QC)
- Driving resolution of QC breaks and critical issues to the VP
- Developing into an expert able to work through the most challenging of issues
- Key member of our Controls team to ensure accurate and timely delivery of regulatory and industry-standard costs disclosures
- Critical contribution to the end-to-end process, including sourcing of some off-platform data
- Identification of trends and provision of key performance statistics
- Drive improvement and automation of oversight controls, reducing our risk profile
- Work with technology and business team partners to support key business objectives

Knowledge/Experience
- A college degree is required, ideally in a finance or related field
- Operational experience (5 - 7+yrs) preferred within a financial reporting or regulatory environment
- Ability to understand and work with numbers
- Produces accurate work and spots mistakes/errors and makes appropriate corrections
- Ability to identify, prioritize and develop practical solutions for issues
- Exhibits strong time management and organizational skills
- Takes ownership for outcomes and is personally accountable for results
- Works efficiently to plan and prioritize their own and the wider team’s workload
- Self-motivated - able to show initiative and come up with ideas without prompting
- Excellent verbal, written and interpersonal skills including ability to clearly articulate QC results, data issues to the team, VP and Controls team

Our benefits

To help you stay energized, engaged and inspired, we offer a wide range of benefits including a strong retirement plan, tuition reimbursement, comprehensive healthcare, support for working parents and Flexible Time Off (FTO) so you can relax, recharge and be there for the people you care about.

Our hybrid work model

BlackRock’s hybrid work model is designed to enable a culture of collaboration and apprenticeship that enriches the experience of our employees, while supporting flexibility for all. Employees are currently required to work at least 4 days in the office per week, with the flexibility to work from home 1 day a week. Some business groups may require more time in the office due to their roles and responsibilities. We remain focused on increasing the impactful moments that arise when we work together in person - aligned with our commitment to performance and innovation. As a new joiner, you can count on this hybrid model to accelerate your learning and onboarding experience here at BlackRock.

About BlackRock

At BlackRock, we are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are saving for retirement, paying for their children’s educations, buying homes and starting businesses. Their investments also help to strengthen the global economy: support businesses small and large; finance infrastructure projects that connect and power cities; and facilitate innovations that drive progress.

This mission would not be possible without our smartest investment - the one we make in our employees. It’s why we’re dedicated to creating an environment where our colleagues feel welcomed, valued and supported with networks, benefits and development opportunities to help them thrive.

  • Regulatory Operations

    2 months ago

    Mumbai, India JPMorgan Chase & Co. Full time

    Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Regulatory Operations team to partner with the Business. As a Regulatory Operations - Regulatory Reporting - Associate within the Regulatory Operations CoE, you will cater to private...

  • Operations - Regulatory Reporting – Associate

    4 weeks ago

    Mumbai, India JPMorgan Chase & Co. Full time

    . Morgan Chase Bank NA (JPMCB) is a single bank branch in Mumbai rapidly expanding its revenue business in India.  Job summary: As an Associate within our Regulatory Reporting team, you will be responsible for preparing various reports required to be submitted to multiple regulators like RBI, FIU, DRI etc. You will also handle internal, RBI, Statutory...

  • Operations - Regulatory Reporting – Associate

    4 weeks ago

    mumbai, India JPMorgan Chase & Co. Full time

    Morgan Chase Bank NA (JPMCB) is a single bank branch in Mumbai rapidly expanding its revenue business in India.  Job summary: As an Associate within our Regulatory Reporting team, you will be responsible for preparing various reports required to be submitted to multiple regulators like RBI, FIU, DRI etc. You will also handle internal, RBI, Statutory...

  • Associate Regulatory Operations

    2 weeks ago

    Mumbai, India Abbott Laboratories Full time

    **Primary Job Function**: **With Manager Oversight**: Supports Drug product lifecycle management activities for EPD Global Regulatory Affairs Specific actions and responsibilities of individual contributor include but are not restricted to: - Awareness of end-to-end processes of the Drug product lifecycle management - Supports the Regulatory Operations be...

  • Associate, Regulatory Operations

    3 weeks ago

    Mumbai, India BlackRock Full time

    Description About this role Team Overview Regulatory Operations is a growing team responsible for designing, implementing & leading all aspects of BlackRock’s regulatory processes. Our team is part of the Technology and Operations function at BlackRock that makes up around one third of the firm’s employees. The Regulatory Operations team plays a key...

  • Associate Regulatory Operations

    2 months ago

    Mumbai, India Abbott Laboratories Full time

    Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medicines. Our 109,000 colleagues serve people in more than 160 countries. Job...

  • Associate Regulatory Operations

    5 days ago

    Mumbai, Maharashtra, India Abbott Laboratories Full time

    Primary Job Function:With Manager Oversight:Supports Drug product lifecycle management activities for EPD Global Regulatory AffairsSpecific actions and responsibilities of individual contributor include but are not restricted to:Awareness of end-to-end processes of the Drug product lifecycle management Supports the Regulatory Operations be it related to...

  • Associate Regulatory Operations

    5 days ago

    Mumbai, Maharashtra, India Abbott Laboratories Full time

    Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medicines. Our 109,000 colleagues serve people in more than 160 countries.Job...

  • Regulatory Operations

    2 weeks ago

    Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** Job Description - Regulatory Operations CoE (Associate - 601)** **Introduction** J.P. Morgan is a leading global financial services firm, established over 200 years ago: - We are the leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset...

  • Operations - Regulatory Reporting - Associate

    3 weeks ago

    Santacruz East, Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** J.P. Morgan Chase Bank NA (JPMCB) is a single bank branch in Mumbai rapidly expanding its revenue business in India. **Job summary**: As an Associate within our Regulatory Reporting team, you will be responsible for preparing various reports required to be submitted to multiple regulators like RBI, FIU, DRI etc. You will also handle...

  • Associate - Regulatory Operations

    2 weeks ago

    Mumbai, Maharashtra, India Sandoz Full time

    **Your Key Responsibilities**: Your responsibilities include, but not limited to: - To ensure the smooth running of the Drug Regulatory Affairs Department through providing professional secretarial service & assistance, and to contribute to the achievement of functional objectives. - Learns to use basic principals, theories, and professional concepts. -...

  • Associate - Regulatory Operations

    5 days ago

    Mumbai, Maharashtra, India Sandoz Full time

    Your Key Responsibilities:Your responsibilities include, but not limited to:To ensure the smooth running of the Drug Regulatory Affairs Department through providing professional secretarial service & assistance, and to contribute to the achievement of functional objectives. Learns to use basic principals, theories, and professional concepts. Applies company...

  • Compliance Associate

    2 weeks ago

    Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Regulatory Affairs Associate

    5 days ago

    Goregaon, Mumbai, Maharashtra, India Zivira Labs Private Limited Full time

    _**Regulatory Affairs Associate**_ As regulatory affairs associate you'll be the crucial link between the company, its products and regulatory authorities. You'll combine your knowledge of scientific, legal and business issues to ensure products, which are developed or manufactured, meet the required legislation. **Products include**: - Pharmaceuticals -...

  • Compliance Associate

    2 weeks ago

    Mumbai, India TIAA Full time

    Compliance AssociateThe Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general supervision,...

  • Compliance Associate

    2 weeks ago

    mumbai, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Compliance Associate

    5 days ago

    Mumbai, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Associate, Client Regulatory Reporting

    3 weeks ago

    Mumbai, India BlackRock Full time

    Description About this role Team Overview Regulatory Operations is a growing team responsible for designing, implementing & leading all aspects of BlackRock’s regulatory processes. Our team is part of the Technology and Operations function at BlackRock that makes up around one third of the firm’s employees. The Regulatory Operations team plays a key...

  • Associate Compliance-regulatory Relationship

    1 week ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    **Job Title**: Associate Compliance **Function/ Department**: Compliance **Job Purpose**: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Roles & Responsibilities**: Support all business operations relating to compliance including policies,...

  • Associate Manager, Regulatory Affairs

    5 days ago

    Mumbai, Maharashtra, India Kenvue Full time

    Associate Manager, Regulatory Affairs W Description Kenvue is currently recruiting for: Associate Manager, Regulatory Affairs This position reports to Director-Regulatory Affairsand is based at Mumbai. Who we are At , we realize the extraordinary power of everyday care. Built on over a century of heritage and rooted in science, we're the house of...