Regulatory Reporting Assoc Ind

6 months ago

Gurgaon, India Ameriprise India Full time

The Regulatory Reporting Analyst is responsible for the processing and submission of threshold based reporting to regulatory / quasi-regulatory bodies and issuing companies, and for data assurance of key information used to define reporting requirements.

The role is for an analyst experienced in reporting, competent at analyzing and interpreting reporting requirements and prioritizing a demanding and diverse workload.

**Key Responsibilities**
- Produce daily and monthly reporting to agreed timescales for all threshold based reporting across the Ameriprise Financial, Inc. group of companies.
- Ensure that all regulatory reporting is performed to the highest quality and in line with the Regulatory Reporting Standards.
- Develop and maintain Subject Matter Expertise in the following areas of regulatory reporting (Large Holdings; Enhanced Takeover; Short Selling; Issuer Holdings Requests).
- Ensure the process for end-to-end delivery of selected areas of regulatory reporting (including content supplied by other teams to Regulatory Reporting team) is robust and controlled.
- Maintain Operating Model documentation, process, procedure risk and control documentation and KPIs to support this.
- Contribute towards further streamlining of and risk mitigation of regulatory reporting processes.
- Research, monitor and assess the impact of business changes (e.g. corporate entity change, new instrument types, new products, new clients) and regulatory change (e.g. Allen & Overy updates ; notifications from Regulatory Change or GCO ; industry groups and publications) on selected areas of regulatory reporting.
- Develop and maintain operator level capability in selected areas of regulatory reporting from the following list (AIFMD; Solvency II; GroMiKV; CRR; CCyB; CVA; FTK; COVIP; VAG; Solva; MIFID II Costs and Charges; PRIIPS; FTK; EMIR; MIFID II Trade and Transaction; Section 13; NFA; Form PF; Form CPO-PQR) and its applicability to Columbia Threadneedle.

**Required Qualifications**
- 1-3 years of relevant experience
- A self-starter - motivated and able to act on own initiative. Enthusiastic.
- Approachable and able to work with people at all levels in the organization.
- A team player: able to motivate & contribute to and or lead effective teams.
- Inquisitive, with good logical, analytical, and diagnostic skills.
- Pro-active, owns and resolves issues; has a strong attention to detail.
- Able to deliver to tight deadlines, whilst maintaining quality.
- Good working knowledge of the Microsoft Office suite.
- Regulatory threshold reporting experience (Large Holding ; Short Selling ; Enhanced Takeover ; Sensitive Industry ; Issuer Holding Requests)
- Strong understanding of regulations and direct experience of monitoring and disclosure processes.
- Good understanding of instruments (equities, fixed income and derivatives) and products (OEICs, Life/Pension Funds, Hedge Funds)
- Meticulous eye for detail (e.g. for checking disclosures, reading regulations).
- Good interpersonal and communication skills, both verbal and written.
- Able to manage a variable workload with a variety of deadlines.

**Preferred Qualifications**
- A sound knowledge of Investment Management processes
- Degree qualified or equivalent

**About Our Company**
Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 125 years. We are a U.S. based financial planning company headquartered in Minneapolis with a global presence. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection. Be part of an inclusive, collaborative culture that rewards you for your contributions and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So if you're talented, driven and want to work for a strong ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Ameriprise India LLP is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, genetic information, age, sexual orientation, gender identity, disability, veteran status, marital status, family status or any other basis prohibited by law.

**Full-Time/Part-Time**

Full time

**Timings**

(2:00p-10:30p)

**India Business Unit**

AWMPO AWMP&S President's Office

**Job Family Group**

Business Support & Operations

  • Prozo - IND-AS Expert - Financial Reporting - CA

    4 weeks ago

    Gurgaon, Haryana, India Prozo Distribution Pvt Ltd Full time

    Role Overview:The IND-AS Specialist will play a critical role in ensuring compliance with Indian Accounting Standards (IND-AS) and contribute to the financial reporting process. This position requires deep technical expertise in IND-AS, along with a strong background in IPO processes and financial recasting. The ideal candidate will have experience working...

  • Prozo IND-AS Compliance Specialist

    3 weeks ago

    Gurgaon, Haryana, India Prozo Distribution Pvt Ltd Full time

    About the Role:As an IND-AS Specialist at Prozo Distribution Pvt Ltd, you will play a critical role in ensuring compliance with Indian Accounting Standards (IND-AS) and contribute to the financial reporting process. This position requires deep technical expertise in IND-AS, along with a strong background in IPO processes and financial recasting. The ideal...

  • IND-AS Finance Specialist

    3 weeks ago

    Gurgaon, Haryana, India Prozo Distribution Pvt Ltd Full time

    Job DescriptionAs a key member of our finance team at Prozo Distribution Pvt Ltd, we are seeking an experienced IND-AS Finance Specialist to play a critical role in ensuring compliance with Indian Accounting Standards (IND-AS).Key Responsibilities:IND-AS Expertise: Ensure compliance with all relevant IND-AS regulations and standards. Oversee the adoption and...

  • Financial Reporting Expert

    44 minutes ago

    Gurgaon, Haryana, India Hatchtra Innotech Private Limited Full time

    We're seeking a seasoned Financial Reporting Expert for our Gurugram office. This is a fantastic opportunity for an experienced Chartered Accountant with a strong background in financial reporting and compliance.Job Description:We are looking for a highly skilled Financial Reporting Expert who can prepare and review financial statements (standalone and...

  • Investor Report Assoc-cm Ind

    5 months ago

    Gurgaon, India Ameriprise India Full time

    This Position is Responsible for timely and accurate production and delivery of ESG/RI reporting. Which includes Report creation/generation and validation of various types of reports including manual reports. Maintain CPM queries related to RI reporting and working with Vermilion Reporting Suite. **Key Responsibilities** - Associate be responsible for...

  • Regulatory Reporting Specialist

    1 month ago

    Gurgaon, Haryana, India Ameriprise Financial Full time

    Job SummaryWe are seeking a highly skilled Regulatory Reporting Specialist to join our team. As a key member of our Business Operations team, you will be responsible for delivering high-quality regulatory reporting to agreed timescales for all Trade and Transaction based reporting across the Columbia Threadneedle Investments group of companies.Key...

  • Regulatory Reporting Specialist

    4 weeks ago

    Gurgaon, Haryana, India Ameriprise Financial Full time

    {"Job SummaryAs a Regulatory Reporting Associate at Ameriprise India LLP, you will play a vital role in ensuring the accuracy and timeliness of regulatory reporting. Your primary responsibility will be to produce daily and monthly reports to agreed timescales for trade and transaction-based reporting across the Columbia Threadneedle Investments group of...

  • Regulatory Reporting Specialist

    3 weeks ago

    Gurgaon, Haryana, India Ameriprise Financial Full time

    About the RoleColumbia Threadneedle Investments is seeking a highly skilled Regulatory Reporting Associate to join their team. In this role, you will be responsible for completing day-to-day business responsibilities and operational processes for the delivery of regulatory reporting. Under the guidance of management, you will become a business Subject Matter...

  • Financial Reporting Specialist

    6 days ago

    Gurgaon, Haryana, India Skyleaf Consultants LLP Full time

    Job OverviewWe are seeking a highly skilled Financial Reporting Specialist to join our team at Skyleaf Consultants LLP.The successful candidate will be responsible for ensuring the accuracy and completeness of financial statements, as well as managing statutory audits and internal controls.About the RoleThis is a fantastic opportunity for an experienced...

  • Financial Analyst

    1 month ago

    Gurgaon, Haryana, India American Express Full time

    Job Title: Financial Analyst - Regulatory ReportingAt American Express, we're committed to delivering exceptional customer experiences. As a Financial Analyst - Regulatory Reporting, you'll play a critical role in ensuring the accuracy and compliance of our regulatory reports.Key Responsibilities:Prepare and review regulatory filings, ensuring compliance...

  • Manager - regulatory cmc

    2 weeks ago

    Gurgaon, India SUN PHARMA Full time

    Job Location : Gurgaon (preferable)/Baroda/Mumbai Education : M. Pharm Department : Global Regulatory Affairs Specialty Pharma Job Responsibilities Serve as a Regulatory CMC Product Lead and provide CMC Regulatory leadership within Regulatory and on cross-functional teams for the assigned branded being developed for US and other...

  • Manager - Regulatory CMC

    2 weeks ago

    gurgaon, India SUN PHARMA Full time

    Job Location :Gurgaon (preferable)/Baroda/MumbaiEducation : M. PharmDepartment : Global Regulatory Affairs Specialty PharmaJob ResponsibilitiesServe as aRegulatory CMC Product Leadandprovide CMC Regulatory leadershipwithin Regulatory and on cross-functional teams for theassigned brandedbeing developed forUS and other advanced markets like EU & CanadaEnsure...

  • Manager - Regulatory CMC

    2 weeks ago

    Gurgaon, India SUN PHARMA Full time

    Job Location :Gurgaon (preferable)/Baroda/MumbaiEducation : M. PharmDepartment : Global Regulatory Affairs Specialty PharmaJob ResponsibilitiesServe as aRegulatory CMC Product Leadandprovide CMC Regulatory leadershipwithin Regulatory and on cross-functional teams for theassigned brandedbeing developed forUS and other advanced markets like EU & CanadaEnsure...

  • Manager - Regulatory CMC

    2 weeks ago

    Gurgaon, India SUN PHARMA Full time

    Job Location : Gurgaon (preferable)/Baroda/MumbaiEducation : M. PharmDepartment : Global Regulatory Affairs Specialty PharmaJob ResponsibilitiesServe as a Regulatory CMC Product Lead and provide CMC Regulatory leadership within Regulatory and on cross-functional teams for the assigned branded being developed for US and other advanced markets like EU...

  • Manager - Regulatory CMC

    2 weeks ago

    gurgaon, India SUN PHARMA Full time

    Job Location : Gurgaon (preferable)/Baroda/MumbaiEducation : M. PharmDepartment : Global Regulatory Affairs Specialty PharmaJob ResponsibilitiesServe as a Regulatory CMC Product Lead and provide CMC Regulatory leadership within Regulatory and on cross-functional teams for the assigned branded being developed for US and other advanced markets like EU...

  • Regulatory Governance Specialist

    2 days ago

    Gurgaon, Haryana, India American Express Full time

    About UsAmerican Express is a global services company that provides customers with access to products, experiences, and insights throughout their lives.At American Express, we are dedicated to bringing people together everywhere they live, work, and travel. We believe in the power of connection – both technology and human – to build strong, vibrant...

  • Financial & Regulatory Reporting

    6 months ago

    Gurgaon, Ranchi, Jharkhand, India Saaki Argus & Averil Consulting Full time

    **About Client**: A leading BPO organization **Responsibilities**: - Financial & Regulatory Reporting Associates will work closely with Operations and Allocations teams to gather necessary data such as Trail Balance, Appraisal Report, Cost Roll, Allocation file, etc. to compile financials statements in accordance with Generally Accepted Accounting...

  • Financial Analyst

    4 weeks ago

    Gurgaon, Haryana, India American Express Full time

    Job DescriptionAbout the RoleWe are seeking a highly skilled Financial Analyst to join our Regulatory Reporting team at American Express. As a Financial Analyst, you will play a critical role in delivering Bank Holding Company regulatory reports in accordance with Federal Reserve requirements.Key ResponsibilitiesPrepare, review, and analyze financial...

  • Regulatory Affairs Expert

    4 weeks ago

    Gurgaon, Haryana, India IPL Biologicals Limited Full time

    Job Title: Sr. Manager/Manager Regulatory Affairs Job Summary: IPL Biologicals Limited is seeking a highly skilled and experienced Sr. Manager/Manager Regulatory Affairs professional to lead our regulatory affairs team. The successful candidate will have a strong understanding of regulatory guidelines and requirements, exceptional leadership and strategic...

  • Regulatory Affairs Expert

    2 weeks ago

    Gurgaon, Haryana, India SUN PHARMA Full time

    Job OverviewSun Pharma is seeking an experienced Regulatory Affairs Expert to lead our CMC Product team. In this role, you will be responsible for ensuring timely submission of annual reports and supplements to regulatory authorities.About the RoleWe are looking for a seasoned professional with 10-15 years of hands-on experience in regulatory affairs. You...