Regulatory Reporting Specialist
4 weeks ago
Job Summary
We are seeking a highly skilled Regulatory Reporting Specialist to join our team. As a key member of our Business Operations team, you will be responsible for delivering high-quality regulatory reporting to agreed timescales for all Trade and Transaction based reporting across the Columbia Threadneedle Investments group of companies.
Key Responsibilities
- Produce daily and monthly reporting to agreed timescales for all Trade and Transaction based reporting across the Columbia Threadneedle Investments group of companies.
- Operate daily regulatory reporting procedures and contribute towards further automation of these processes.
- Ensure that all regulatory reporting is performed to the highest quality and in line with the Regulatory Reporting Standards.
- Develop and maintain Subject Matter Expertise in one or more selected areas of regulatory reporting (Swiss FMIA, EMIR, MIFID II trade and transaction reporting) and its applicability to Columbia Threadneedle.
- Support specialists in completing the process for end-to-end delivery of selected areas of regulatory reporting (including content supplied by other teams to Regulatory Reporting team) within a robust and controlled framework.
- Support specialists in Maintain Operating Model documentation, process, procedure risk and control documentation and KPI to support this.
- Assist Regulatory Reporting Specialists to research, monitor and assess the impact of business changes (e.g. corporate entity change, new instrument types, new products, new clients) and regulatory change (e.g. reading consultation papers) on selected areas of regulatory reporting.
- Plan and co-ordinate process changes working with Legal, Compliance, IT and others to implement business and regulatory changes to maintain compliance.
- Specify system enhancements, check and maintain rule coding in systems, plan and execute User Acceptance Testing (UAT).
- Proactively puts forward ideas to improve the efficiency and effectiveness of tasks for which they are accountable.
- Timely escalation of issues identified in the process in line with Regulatory Operations escalation process and protocols.
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