Compliance Officer

1 week ago

Gurgaon Gurugram, India Saxo Group India Private Limited Full time
Job Title : Compliance OfficerExperience : 3+ yearsLocation : GurgaonJob Description :Responsibility :
• You will play a crucial role in ensuring the success of the independent 2nd line Compliance team in our office in Gurugram.
• You will be responsible for supporting projects and conduct tasks, controls, and investigations on behalf of the global compliance function in close collaboration with other compliance colleagues.
• You will have important deliveries to the tasks carried out as part of the monitoring setup for the activities that are outsourced to the office in Gurugram, and for reporting on findings.
• You will take part in high quality deliverables for various periodic and ad-hoc reports as a part of the compliance function.
• You will support the ongoing reporting to the Group Compliance Operating Office and the Chief Compliance Officer on compliance risks and help identify risk exposures across the activities performed in Gurugram and provide advice on how to mitigate the risk levels.
• You will get to know colleagues and participate in projects with our local departments focused in Europe and Asia.
Mandate Skills : 
• You have +3 years' experience within Audit, Compliance or Risk Management, preferably from working in a 2nd or 3rd Line of Defence functions.
• You have a solid educational background for working within the compliance area and preferably you have experience with working in an international financial institutions.
• You are a self-driven team player and can take responsibility for compliance projects and ensure delivery in collaboration with our different offices.
• You are solution-oriented with a 'can-do attitude' to projects and tasks that require coordination and stakeholder management with different parts of the bank.
• You can work independently and enjoy working on projects with a deadline and would like to take part in shaping a newly established Compliance department.
• It is a plus, but not a requirement, if you have previous experience with having reporting lines to a manager located in another jurisdictions.

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