Assistant Vice President, Specialist, Regulatory Adherence Specialist, Technology and Operations
7 days ago
Assistant Vice President, Specialist, Regulatory Adherence Specialist, Technology and Operations-(WD80150)Job Purpose The Regulatory Adherence Specialist plays a critical role in ensuring that the Operations team in DBS Bank is in full compliance with all applicable regulations. This role involves a deep understanding of regulatory requirements, proactive identification and mitigation of compliance risks, and fostering a strong culture of adherence throughout Operations teams across Institutional and Consumer Banking. Requirements: Job Duties & Responsibilities Perform independent assessment of adherence to existing regulations. Monitor and analyse all new and amended regulations and regulatory guidelines issued by financial regulators (e.g., RBI, SEBI, IRDA, FIMMDA, FEDAI) and other relevant authorities (eg NSDL, CDSL). Ensure that all new regulations are disseminated and assigned to the respective département heads in Operations for further assessment. Collaborate with the various Operations teams to assess the impact of regulations and perform gap analysis. Work with the Operations teams for relevant process enhancements and fixes and updation of the SOP documents wherever required. Work with Technology teams to track that the tech solutions are implemented as per the regulatory ask in an accurate and timely manner. Contribute to the incorporation of key regulatory risks into Unit's Risk & Control Self-Assessments (RCSA) Promote a strong regulatory compliance culture through various forms of communication, including training and awareness communications Required Experience Proven experience in regulatory compliance, or a related field within the financial services industry (10-15 years) Should have strong knowledge of banking operations across Institutional and Consumer Banking. In-depth knowledge of banking regulations, and guidelines, particularly those issued by relevant local regulatory bodies (RBI, SEBI etc). Should have prior experience in reviewing and monitoring of regulations, regulatory returns and handling of regulatory audits. Education / Preferred Qualifications Chartered Accountant Technical Competencies Good Computer Skills Core Competencies Strong analytical and problem-solving skills with the ability to interpret complex regulatory requirements. Excellent communication (written and verbal) and interpersonal skills to effectively engage with diverse stakeholders. Ability to work independently and collaboratively in a fast-paced environment. Primary Location :India-Maharashtra-MumbaiJob :Risk ManagementSchedule :RegularEmployee Status :Full-time:Job Posting :Dec 12, 2025, 2:30:00 AM
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Mumbai, Maharashtra, India DBS Bank Full timeJob Purpose The Regulatory Adherence Specialist plays a critical role in ensuring that the Operations team in DBS Bank is in full compliance with all applicable regulations This role involves a deep understanding of regulatory requirements proactive identification and mitigation of compliance risks and fostering a strong culture of adherence throughout...
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Mumbai, Maharashtra, India DBS Full timeJob PurposeThe Regulatory Adherence Specialist plays a critical role in ensuring that the Operations team in DBS Bank is in full compliance with all applicable regulations. This role involves a deep understanding of regulatory requirements, proactive identification and mitigation of compliance risks, and fostering a strong culture of adherence throughout...
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Mumbai, Maharashtra, India DBS Bank Full timeBusiness FunctionTechnology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Bank's operational processes and inspire to delight our business partners...
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Assistant Vice President Operations
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Mumbai, Maharashtra, India Spocto X (A Yubi Company) Full timeCompany DescriptionSpocto X, a Yubi Company, is the world's leading end-to-end debt collection platform focused on digitizing the entire collections process. Spocto X makes debt collections simpler, faster, and easier with dignity to the borrower, thereby "Simplifying Collections with Superior Customer Experience." Our E2E collections platform, SpoctoX,...
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Mumbai, India DBS Bank Full timeAssistant Vice President, Specialist,Operational Risk & Regulatory, Consumer Banking Group-(WD79519)Job Purpose To support effective end-to-end implementation of regulatory circulars issued by the RBI and other regulators by coordinating with internal stakeholders, tracking actions, and ensuring timely and compliant closure as per the Bank’s governance...
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Mumbai, India DBS Bank Full timeAssistant Vice President, Specialist Credit Approver, Risk Management Group-(WD80186)Primary Location :India-Maharashtra-MumbaiJob :Risk ManagementSchedule :RegularEmployee Status :Full-time:Job Posting :Dec 16, 2025, 2:30:00 AM
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Mumbai, India DBS Bank Full timeAssistant Vice President, Specialist,Operational Risk & Regulatory, Consumer Banking Group-(WD79520)Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services,...
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Mumbai, India Evoke HR Solutions Pvt. Ltd. Full timePosition: Senior Manager Market Operations (Index)Location: MumbaiDesignation: Assist Vice President Experience: 10+ yearsQualifications: MBA / CA / CFA / FRM / CSRole Overview:We're looking for an experienced Senior Manager to oversee trading operations, ensure compliance, and manage system enhancements within the financial markets. This role involves...
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4 weeks ago
Mumbai, India Evoke HR Solutions Pvt. Ltd. Full timePosition: Senior Manager Market Operations (Index)Location: MumbaiDesignation: Assist Vice President Experience: 10+ yearsQualifications: MBA / CA / CFA / FRM / CSRole Overview:We're looking for an experienced Senior Manager to oversee trading operations, ensure compliance, and manage system enhancements within the financial markets. This role involves...
