AIF compliance | Capital Market

7 days ago

Mumbai, India Ativir Financial Consultants Private Limited Full time


Company Profile:


Ativir Financial Consultants Private Limited is a SEBI Registered Category -I Merchant Banking Firm engaged in Business and Investment Advisory Services, Credit Appraisal, Project Financing, Equity Research, Valuation and Financial Due Diligence. The Company focuses on Debt Syndication and Structured Finance, Debt Restructuring and Resolution Services. The group has diversified into NBFC, Cat I AIF. The Company is having its presence at Mumbai, Kolkata, Delhi and Bangalore


Job Summary:

We are looking for a dynamic and experienced Compliance Officer to join our team. The ideal candidate will be responsible for overseeing and managing compliance-related functions for our Alternate Investment Fund (AIF) and Initial Public Offering (IPO) operations. This role requires a strong understanding of regulatory compliance, attention to detail, and the ability to work collaboratively with cross-functional teams.

Key Responsibilities:

Regulatory Compliance : Ensure compliance with all applicable regulatory requirements related to AIFs and IPOs, including SEBI regulations and guidelines.

Risk Management : Develop and maintain compliance policies and procedures to mitigate risks associated with AIF and IPO operations.

Record Keeping : Maintain accurate records of compliance activities, including approvals, policies, and reports.

Reporting: Prepare and submit timely reports to regulatory authorities and management on compliance status.

Audits and Inspections : Facilitate internal and external audits or inspections related to AIF/IPO compliance.

Training : Conduct compliance training sessions for staff members and other stakeholders.

Due Diligence : Perform due diligence for AIFs and IPOs to ensure compliance with regulatory requirements.

Documentation: Review legal documents and agreements to ensure compliance with AIF/IPO regulations.

Monitoring Changes : Stay updated on changes in AIF/IPO regulations and advise the organization on necessary actions.

Qualifications and Experience:

- A qualified Company Secretary (CS) with a good standing membership in the Institute of Company - - Secretaries of India (ICSI).

- At least 5 years of experience in compliance roles, particularly in the AIF and IPO domains.

- Strong knowledge of SEBI regulations and guidelines related to AIFs and IPOs.

- Excellent written and verbal communication skills.

- Attention to detail and strong analytical abilities.

- Ability to work collaboratively and independently.

- Strong organizational and time management skills.

- Familiarity with compliance software and tools.

- Demonstrated ability to handle complex regulatory matters.

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