Compliance Officer for Venture Capital Fund Management

3 weeks ago

Mumbai Metropolitan Region, India Artha Group Full time

About Artha Group

Artha Group is a leading investment firm with a strong presence in the global market, managing over ₹1,000 crores in assets under management. Our diverse portfolio includes 120+ startups, with 32+ successful exits, and 10+ renewable energy projects. We operate a unique self-sustaining investment model that reinvests returns from high-yielding renewable energy assets into high-potential startups.

Job Overview

We are seeking a highly detail-oriented and experienced Compliance Associate to ensure compliance with all regulatory frameworks pertaining to our SEBI-registered Alternative Investment Fund (AIF). The ideal candidate will be responsible for managing and overseeing compliance procedures related to both investments made and investments taken by the fund.

The role requires a strong understanding of compliance requirements specific to venture capital funds, including SEBI regulations, fund documentation, and financial disclosures. This individual will maintain a detailed compliance calendar, ensuring the timely submission of all necessary filings and reports, and collaborate with internal teams to ensure alignment with legal and regulatory requirements.

Main Responsibilities
  • Ensure full compliance with SEBI regulations governing the operations of an AIF, including investment compliance.
  • Maintain and update compliance procedures for all investment activities—both incoming (capital raised) and outgoing (investments made).
  • Review, manage, and maintain statutory documentation related to the fund, ensuring all records are accurate and up-to-date.
  • Develop and manage a comprehensive compliance calendar that tracks all regulatory filing deadlines.
  • Prepare and submit all mandatory reports, including those related to fund performance, investor communication, financial reporting, and compliance disclosures.
Requirements
  • A Company Secretary (CS) certification is mandatory for this role.
  • 3-5 years of experience in compliance management, preferably within the venture capital, private equity, or investment management sectors.
  • Strong understanding of SEBI regulations and compliance frameworks applicable to AIFs.
  • Demonstrated ability to manage and maintain a compliance calendar, ensuring the timely filing of all regulatory reports and disclosures.
Compensation and Benefits

This role offers a competitive annual salary of ₹21,00,000, paid in monthly installments, and a retention bonus of ₹3,00,000 paid at the end of the year. You will also have opportunities for professional growth and leadership development within the organization.

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