
Compliance officer
4 weeks ago
Officer - Compliance Insurance Regulatory Submission Key Responsibilities Regulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers) Aware of the process of submission of regulations which include new business submissions, schedules submissions, SP submissions, complaints submissions, financial statements submissions, compliance certificate as applicable and to submit the same to regulator with the stipulated timelines Registers Maintenance – to track, align, ensure and coordinate with respective business units, BIUteams for regulatory registers are maintained in appropriate format and needs to be submitted to IRDAI Communication to regulators as per regulations – All communications including branch opened & closed data, directorship change, regulatory charges levied etc to be notified. IIB Envoy Portal Update – All the salespersons, SP details needs to be uploaded, tracked and reviewed periodically IRDAI CA/ISNP/Envoy License Renewal – to ensure all the applicable licenses are availed, procured and renewed with the applicable timelines as per guidelines and to coordinate with relevant stakeholders on the licensing applicability, repository maintenance NOC issuance & Detagging Pan in IRDAI portal – Issuing NOC for exited SP’s and Detagging the PAN from IRDA & Envoy along with record keeping Telemarketer License – Application of telemarketing license as per guidelines and submission of regulatory data to IRDAI as per stipulated guidelines. Renewal of IRDAI CA license, PO, ISNP, Envoy, any other licenses to be kept in track and to be renewed along with PO & relevant stakeholders Regulatory Checklist maintenance – Tracking the regulatory checklist (IRDAI Data maintenance, Registers, timely submissions, grievances, etc.,) completely along with stakeholders Reconciliations Tracking – To Coordinate with finance, product teams & insurers for reconciliation sign off every month. Ensuring the gaps identified in recon are followed up. Agreements maintenance – to maintain and track the agreements of insurers, SLA’s of insurers, Commission structure of insurers Grievance tracking/Data maintenance – to Track the grievances from grievance team, insurers and coordinating the resolution with insurers, business, product and branch team. To maintain the grievance register as per regulatory requirement. Audit Initiation for Branch & Tracking – To provide the Audit Checklist & To Coordinate with functional audit team and track the audit resolution for branches. Compliance check on AML – To provide the checklist to compliance team of MFL and to coordinate and track AML cases with internal & external stakeholders. Legal/Litigation Tracking – Bookkeeping the Litigation of insurance cases, open cases, updating the regulator as needed Any other activity as delegated by the management & supervisor from time to time Expeirence : 4- 8 years in a similar domain
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Compliance Officer
2 weeks ago
Bangalore, India Muthoot Fincorp Ltd. Full timeOfficer - Compliance Insurance Regulatory Submission Key Responsibilities Regulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers) Aware of the process of submission of regulations which include new...
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Compliance Officer
1 week ago
bangalore, India Muthoot Fincorp Ltd. Full timeOfficer - Compliance Insurance Regulatory SubmissionKey ResponsibilitiesRegulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers)Aware of the process of submission of regulations which include new...
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Junior Compliance Officer
3 days ago
bangalore, India Tetra Consultants Full timeTetra Consultants is a management consulting firm headquartered in Singapore. Our corporate advisory wing specializes in international business set up, financial license applications, merger & acquisition, and corporate banking solutions. In addition, our accounting and tax wing provides services such as international tax planning, bookkeeping and tax...
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Compliance Officer
7 days ago
Bangalore, IN, SBM Offshore Full time ₹ 12,00,000 - ₹ 36,00,000 per yearCompliance Officer Imagine your career taking you to the depths of innovation and the heights of impact. Our people enable continuous progress. Their commitment, collective expertise, and unique capabilities are the engine room behind SBM Offshore's True. Blue. Transition. - shaping the future of energy, and beyond.About Us: SBM Offshore is the world's...
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Back Office
3 days ago
bangalore, India PlusWealth Capital Management LLP Full timePlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision,...
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Back Office
22 hours ago
Bangalore, India PlusWealth Capital Management LLP Full timePlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision,...
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Compliance Officer Apac
4 weeks ago
Bangalore, Karnataka, India Continental Full timeCompany DescriptionContinental develops pioneering technologies and services for sustainable and connected mobility of people and their goods Founded in 1871 the technology company offers safe efficient intelligent and affordable solutions for vehicles machines traffic and transportation In 2022 Continental generated sales of xe2x82xac39 4 billion...
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Compliance Officer
2 weeks ago
Bangalore Urban District, Karnataka, India TATVA NETWORKS PVT. LTD Full timeRegular Secretarial matters such as filing of various forms with the Ministry of Corporate Affairs (MCA), Drafting of Minutes and Resolutions and Updating of Statutory Registers. - Incorporation of Companies and LLPs - Preparation and filing of Annual filing forms and annual report (Notice, Board’s Report) including the same in XBRL mode with the Registrar...
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Environmental Compliance Officer
2 weeks ago
Bangalore, India Potentiam Ltd Full timeAbout Potentiam Potentiam helps SME companies build world-class offshore teams. Our model is our locations and your dedicated staff under your control. Potentiam have offices in Iasi in Romania, Bangalore and Cape Town, home to large liquid pools of offshore talent working for international companies. Potentiam's management team have had over 15...
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Environmental Compliance Officer
2 weeks ago
bangalore, India Potentiam Ltd Full timeAbout PotentiamPotentiam helps SME companies build world-class offshore teams. Our model is our locations and your dedicated staff under your control. Potentiam have offices in Iasi in Romania, Bangalore and Cape Town, home to large liquid pools of offshore talent working for international companies. Potentiam's management team have had over 15 years'...