Back Office

3 weeks ago

Bangalore, India PlusWealth Capital Management LLP Full time

PlusWealth Capital Management LLP is a proprietary high-frequency trading firm, active in multiple markets including equities, options, and futures. We thrive on building cutting edge, data-driven, and tech-based trading algorithms. As a dynamic, machine-learning oriented trading platform, we embody the ethos of THINK. TECH. TRADE. If you share our vision, we'd love to have you onboard. Role Overview We are looking for a detail-oriented professional with strong knowledge of capital market operations, UCC (Unique Client Code), DP Operation & Compliance, and NSE account reconciliations. The role involves ensuring timely reconciliations, adherence to SEBI/NSE/CDSL regulations, and smooth compliance processes within a stock-broking environment. Responsibilities - Perform daily/weekly/monthly trade processing and reconciliations of NSE bank accounts, client accounts, and settlement accounts. - Monitor and reconcile fund transfers, margin obligations, and pay-in/pay-out settlements. - Manage Unique Client Code (UCC) generation, updates, and reporting as per exchange/SEBI guidelines. - Ensure compliance with Depository Participant (DP) regulations, including client onboarding, KYC, pledge/re-pledge, and demat transactions. - Coordinate with clearing members, custodians, banks, and exchanges for reconciliation and compliance queries. - Maintain accurate and up-to-date compliance records and ensure timely filing of regulatory returns. - Support in audit, inspection, and regulatory reporting for NSE, SEBI, and Depositories. - Collaborate with operations, risk, and IT teams for automation and system updation related to compliance and reconciliation. Qualifications - Graduate/Postgraduate in Commerce, Finance, or related field. - 5+ years of experience in a stock broking firm / DP operations / compliance. - Strong knowledge of NSE account reconciliation, UCC processes, DP operations, and SEBI compliance. - Hands-on experience in back-office (Shilpi software) / DP software. - Good communication skills to coordinate with internal teams and regulators. Benefits & Perks: - Competitive compensation and performance-based bonuses. - Flat organizational structure with high ownership and visibility. - Medical insurance - we've got you covered. - Catered meals/snacks for 5 working days in office. - Generous paid time off policies. Pluswealth Capital Management is an equal opportunity employer

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