Compliance Officer
9 hours ago
Officer - Compliance Insurance Regulatory SubmissionKey ResponsibilitiesRegulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers)Aware of the process of submission of regulations which include new business submissions, schedules submissions, SP submissions, complaints submissions, financial statements submissions, compliance certificate as applicable and to submit the same to regulator with the stipulated timelinesRegisters Maintenance – to track, align, ensure and coordinate with respective business units, BIUteams for regulatory registers are maintained in appropriate format and needs to be submitted to IRDAICommunication to regulators as per regulations – All communications including branch opened & closed data, directorship change, regulatory charges levied etc to be notified. IIB Envoy Portal Update – All the salespersons, SP details needs to be uploaded, tracked and reviewed periodicallyIRDAI CA/ISNP/Envoy License Renewal – to ensure all the applicable licenses are availed, procured and renewed with the applicable timelines as per guidelines and to coordinate with relevant stakeholders on the licensing applicability, repository maintenanceNOC issuance & Detagging Pan in IRDAI portal – Issuing NOC for exited SP’s and Detagging the PAN from IRDA & Envoy along with record keepingTelemarketer License – Application of telemarketing license as per guidelines and submission of regulatory data to IRDAI as per stipulated guidelines.Renewal ofIRDAI CA license, PO, ISNP, Envoy, any other licenses to be kept in track and to be renewed along with PO & relevant stakeholdersRegulatory Checklist maintenance – Tracking the regulatory checklist (IRDAI Data maintenance, Registers, timely submissions, grievances, etc.,) completely along with stakeholdersReconciliations Tracking – To Coordinate with finance, product teams & insurers for reconciliation sign off every month. Ensuring the gaps identified in recon are followed up. Agreements maintenance – to maintain and track the agreements of insurers, SLA’s of insurers, Commission structure of insurersGrievance tracking/Data maintenance – to Track the grievances from grievance team, insurers and coordinating the resolution with insurers, business, product and branch team. To maintain the grievance register as per regulatory requirement.Audit Initiation for Branch & Tracking – To provide the Audit Checklist & To Coordinate with functional audit team and track the audit resolution for branches. Compliance check on AML – To provide the checklist to compliance team of MFL and to coordinate and track AML cases with internal & external stakeholders. Legal/Litigation Tracking – Bookkeeping the Litigation of insurance cases, open cases, updating the regulator as neededAny other activity as delegated by the management & supervisor from time to timeExpeirence : 4- 8 years in a similar domain
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Compliance Officer
2 weeks ago
bangalore, India Booming Bulls Finserv Full timeJob Title: Compliance Officer – SEBI Registered Research Analyst (Remote) Company Overview: We are a SEBI-registered Research Analyst firm delivering high-quality equity and market research to our clients across India. Our commitment to transparency, ethics, and compliance forms the foundation of our work. Position Overview: We are seeking an...
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IT Compliance Officer
3 weeks ago
Bangalore, India Mobileum Full timeWe are hiring for IT Compliance Officer at Bangalore Job Summary We are seeking a highly driven and experienced IT Compliance Officer to oversee and manage compliance across IT Infrastructure and Application domains. The ideal candidate will be responsible for tracking key performance indicators (KPIs), ensuring IT operational alignment with...
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Compliance officer
2 weeks ago
Bangalore, India Muthoot Fincorp Ltd. Full timeOfficer - Compliance Insurance Regulatory Submission Key Responsibilities Regulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers) Aware of the process of submission of regulations which include new...
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Compliance Officer
23 hours ago
Bangalore, India Muthoot Fincorp Ltd. Full timeOfficer - Compliance Insurance Regulatory Submission Key Responsibilities Regulatory Submissions – Ensuring all the regulatory submissions are periodically uploaded in IRDA portal post concurrence with relevant stakeholders (Ops, customer care, business products, finance, PO & Insurers) Aware of the process of submission of regulations which include new...
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Compliance Officer Apac
2 weeks ago
Bangalore, Karnataka, India Continental Full timeCompany DescriptionContinental develops pioneering technologies and services for sustainable and connected mobility of people and their goods Founded in 1871 the technology company offers safe efficient intelligent and affordable solutions for vehicles machines traffic and transportation In 2022 Continental generated sales of xe2x82xac39 4 billion...
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Compliance Officer
2 days ago
Bangalore Urban District, Karnataka, India TATVA NETWORKS PVT. LTD Full timeRegular Secretarial matters such as filing of various forms with the Ministry of Corporate Affairs (MCA), Drafting of Minutes and Resolutions and Updating of Statutory Registers. - Incorporation of Companies and LLPs - Preparation and filing of Annual filing forms and annual report (Notice, Board’s Report) including the same in XBRL mode with the Registrar...
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Environmental Compliance Officer
4 days ago
Bangalore, India Potentiam Ltd Full timeAbout Potentiam Potentiam helps SME companies build world-class offshore teams. Our model is our locations and your dedicated staff under your control. Potentiam have offices in Iasi in Romania, Bangalore and Cape Town, home to large liquid pools of offshore talent working for international companies. Potentiam's management team have had over 15...
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Environmental Compliance Officer
5 days ago
Bangalore, India Potentiam Ltd Full timeAbout Potentiam Potentiam helps SME companies build world-class offshore teams. Our model is our locations and your dedicated staff under your control. Potentiam have offices in Iasi in Romania, Bangalore and Cape Town, home to large liquid pools of offshore talent working for international companies. Potentiam's management team have had over 15...
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Environmental Compliance Officer
4 days ago
bangalore, India Potentiam Ltd Full timeAbout PotentiamPotentiam helps SME companies build world-class offshore teams. Our model is our locations and your dedicated staff under your control. Potentiam have offices in Iasi in Romania, Bangalore and Cape Town, home to large liquid pools of offshore talent working for international companies. Potentiam's management team have had over 15 years'...
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Environmental Compliance Officer
3 days ago
Bangalore, India Potentiam Ltd Full timeAbout Potentiam Potentiam helps SME companies build world-class offshore teams. Our model is our locations and your dedicated staff under your control. Potentiam have offices in Iasi in Romania, Bangalore and Cape Town, home to large liquid pools of offshore talent working for international companies. Potentiam's management team have had over 15 years'...
