Executive - Broking KYC

4 days ago


Mumbai, India Axis Capital Ltd. Full time
About the Role: We are seeking a detail oriented and organized individual to join our Broking Operations team in the KYC (Know Your Customer) role. The candidate will be responsible for verifying and processing client documents, ensuring compliance with regulatory guidelines, and maintaining accurate records.
Responsibilities:
- Collect and verify KYC documents from clients.
- Conduct thorough checks to ensure compliance with regulatory requirements.
- Update and maintain accurate client records in the system.
- Coordinate with internal teams to resolve KYC discrepancies or missing documentation.
- Respond to client queries related to KYC processes.
- Stay updated on SEBI, AML, and other regulatory guidelines pertaining to KYC.
Qualifications:
- Bachelor’s degree in Commerce, Finance, or related field.
- Strong attention to detail and accuracy.
- Good communication and interpersonal skills.
- Basic knowledge of broking operations and financial regulations is a plus.
- Proficiency in MS Office (Excel, Word).
Experience:
1-3 years of experience in a related role. Freshers with strong pedigree are welcome to apply.

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