Financial Compliance Specialist

1 day ago


Mumbai, Maharashtra, India Axis Capital Ltd. Full time
About Us

Axis Capital Ltd. is a leading financial services firm that offers a range of products and services to its clients.

Salary

The estimated annual salary for this role is ₹8,00,000 to ₹12,00,000, depending on experience.

Job Description

We are seeking a detail-oriented and organized individual to join our Broking Operations team in the KYC (Know Your Customer) role. The candidate will be responsible for verifying and processing client documents, ensuring compliance with regulatory guidelines, and maintaining accurate records.

The ideal candidate will have strong attention to detail and accuracy, good communication and interpersonal skills, and basic knowledge of broking operations and financial regulations.

  • The candidate will collect and verify KYC documents from clients.
  • They will conduct thorough checks to ensure compliance with regulatory requirements.
  • Accurate client records will be maintained in the system.
  • Candidate will coordinate with internal teams to resolve KYC discrepancies or missing documentation.
  • Client queries related to KYC processes will be responded to.
  • Staying updated on SEBI, AML, and other regulatory guidelines pertaining to KYC is essential.

Qualifications:

  • Bachelor's degree in Commerce, Finance, or related field is required.
  • 1-3 years of experience in a related role is preferred.
Benefits

The successful candidate will enjoy a competitive salary, opportunities for growth and development, and a dynamic work environment.



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