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Assistant Manager Compliance
1 week ago
Designation : Assistant Manager/Manager - Compliance
Experience : 3 - 4 yrs
Qualifications and Education Requirements : Preferred a professional with Company Secretary and LLB Degree
Preferred Skills: Experience in managing AIF related compliance
Role and Responsibilities :
- Play key role in ensuring compliance under regulations issued by SEBI for Alternative Investment Funds (AIF) and by RBI for non-banking financial companies
- Identify compliances applicable to the Company, identify implications and implement compliance requirements
- Keep abreast with amendments in laws, regulations, directions and guidelines applicable to the Company and ensure steps are taken as and when any new implications arise
- Sensitise all departments for compliances to be ensured in their respective areas
- Assist in creating organisation-wide policies and create compliance framework for the Company
- Ensure implementation of internal policies and procedures and creating awareness of the same
- Drive the compliance monitoring program for the group
- Ensuring periodic and even based filings with RBI and SEBI
- Collaborate with the other functions / departments to ensure timely and accurate submission of returns and information to regulators
- Assist in automating reporting and controls
- Assist in dealing with queries raised by RBI, SEBI and or any other statutory bodies
- Maintaining and updating compliance related MIS(s)
- Assist all departments in preparing and providing Compliance reports on a regular basis
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Assistant Manager Compliance
1 week ago
Mumbai, India Unique Occupational Services Pvt Ltd. Full timeDesignation : Assistant Manager/Manager - ComplianceExperience : 3 - 4 yrsQualifications and Education Requirements : Preferred a professional with Company Secretary and LLB DegreePreferred Skills: Experience in managing AIF related complianceRole and Responsibilities :Play key role in ensuring compliance under regulations issued by SEBI for Alternative...
-
Assistant Manager Compliance
1 week ago
Mumbai, India Unique Occupational Services Pvt Ltd. Full timeDesignation :Assistant Manager/Manager - ComplianceExperience :3 - 4 yrsQualifications and Education Requirements :Preferred a professional with Company Secretary and LLB DegreePreferred Skills:Experience in managing AIF related complianceRole and Responsibilities :Play key role in ensuring compliance under regulations issued by SEBI for Alternative...
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Mumbai, India Unique Occupational Services Pvt Ltd. Full timeDesignation : Assistant Manager/Manager - ComplianceExperience : 3 - 4 yrsQualifications and Education Requirements : Preferred a professional with Company Secretary and LLB DegreePreferred Skills: Experience in managing AIF related complianceRole and Responsibilities :- Play key role in ensuring compliance under regulations issued by SEBI for Alternative...
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