AVP/AM - Client Management Operations (Large Multinational Bank)

7 days ago

mumbai, India Riverforest Connections Private Limited Full time

Position Purpose

To ensure high quality services delivery standards enhancing client satisfaction by duly performing activities within prescribed TAT & ensuring compliance with applicable regulations.

 

Responsibilities

Direct Responsibilities

Client Onboarding, amendments , modification and closure on CIB and Custody (Foreign Portfolio Investors)

  • Initiate and maintain client coordination to facilitate client onboarding , recertification/KYC renewals
  • Effective coordination with business RM on the internal documents and onboard client based on agreed timeline and prioritization.
  • Perform necessary checks for client onboarding including checks against local and global blacklists and due diligence with local/group regulations, SEBI and RBI regulatory requirements
  • Ensure data quality and data integrity on client records.
  • Effective coordination and control over outsourced activities following set timelines.
  • Active follow up on Pending Documentation and discrepancy management
  • Safekeeping of client documentation and strict adherence to turn around time standard.
  • Proactive coordination with business, branches, compliance and other teams.
  • Active support to various reporting, audits, inspection and timely submission of data

Anti Money Laundering /Financial Sanctions ( AML/FS) related duties.

Operations are integral part of the control framework including AML/FS project. In that respect , in performing your role you are expected to ensure adherence to AML/FS related Group Policies and execution of associated operational controls, and to promptly escalate any resulting hit for analysis and decision to relevant authority.

Contributing Responsibilities

  • Contribute to the implementation of Permanent Control policies and procedures in day-to-day business activities
  • Active participation in regular review of operational procedural changes /requirements during processing functions / staff meetings 
  • `Active participation in Projects / System Changes / UAT / new system implementation when required

 

Qualifications

Technical & Behavioral Competencies

  • Good communication skills is a pre-requisite
  • Accuracy and rigor
    Team player
    Adaptable flexible approach to the working environment
  • Ability to work on multiple IT systems
  • IT literate and familiar with Microsoft Office (Excel to macro level), PowerPoint

Specific Qualifications

  • University Graduate
    Experience of above 3-5 years' experience in Banking Industry with specialization in KYC due diligence
    Sound knowledge of the on boarding/ KYC recertification process for CIB and Custody clients
    Knowledge of the global and local regulations related to banking and financial services.

 

  • Avp Investment Banking

    3 weeks ago

    Mumbai, India GOG Analytics IT Full time

    **AVP - INVESTMENT BANKING(IB)** **SALARY RANGE: 35 LPA** **EXP: 7.5+ YEARS** **Location: Andheri east, Mumbai** Below is our company profile and Job Description. Pranjal Corporate Services Private Limited creates value for mid-cap to large-cap corporate clients in the field of Investment Banking and Corporate Finance. Pranjal offers a diversified set...

  • Avp Credit Cards Marketing

    4 weeks ago

    Mumbai, India DBS Bank Full time

    **_About DBS Bank_** Underlining its commitment to India, DBS Bank officially announced the launch of its locally incorporated wholly owned subsidiary, DBS Bank India Limited (DBIL) in March 2019. This marked a key milestone for the bank, which has been present in India for 26 years. DBS Bank India Limited is the only large foreign bank in India to start...

  • Avp

    2 months ago

    Mumbai, India Deutsche Bank Full time

    **Job Title**:AVP- Developer **Corporate Title**:AVP **Location: Mumbai** **Role Description** A techno functional skillset (i.e.Finance and coding knowledge) required to understand Finance processes and create end to end automation / provide support for Finance. **What we’ll offer you** As part of our flexible scheme, here are just some of the...

  • Avp

    1 day ago

    Mumbai, India Deutsche Bank Full time

    **Job Title**:AVP- Developer **Corporate Title**:AVP **Location: Mumbai** **Role Description** A techno functional skillset (i.e.Finance and coding knowledge) required to understand Finance processes and create end to end automation / provide support for Finance. **What we’ll offer you** As part of our flexible scheme, here are just some of the...

  • Cb CRM

    2 weeks ago

    Mumbai, India Deutsche Bank Full time

    **Job Title - AVP - Coverage/Sales support - DBC** **Location - Mumbai** **Role Description** Corporate Coverage is part of DB’s corporate bank division, and the team is responsible for the delivery of the entire range of financial products and services to the bank’s corporate clients. This includes working on origination and execution of corporate...

  • Avp Operations

    4 weeks ago

    Mumbai, India Barclays Full time

    Job Title: AVP - Operations Location: Mumbai About Barclays Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of...

  • AVP Credit Analyst-Large corporates-Mumbai

    5 days ago

    mumbai, India Corporate Chemistry Full time

    We have an opening with an Asset Management Company for AVP- Credit Analyst Risk Management Grade AVP Department: Risk Management Location-BKC Job Description Credit Analyst Risk Management Key Responsibilities Establish appropriate credit limits for specific exposures based on fundamental analysis, industry analysis, meetings with company management...

  • Operations Expert-avp

    1 week ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    **Operations Expert-AVP**: **Job ID**:R0334565**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-06-21**Location**:Mumbai**Position Overview**: **Job Title: Fund accounting Operator** **Location: Mumbai** **Role Description** Our Fund administration team is working with some of the top names in the fund industry. You’ll be working...

  • Manager/AVP - Client Services

    1 week ago

    Mumbai, India HSBC Full time

    Some careers open more doors than others.If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.HSBC Securities...

  • AVP-PMS Operations

    1 week ago

    mumbai, India Aptita Full time

    Position: AVP-PMS OperationsManaging Daily Operations, Settlement activitiesHandling Audit and InspectionsManaging accounting of Income & ExpensesMonitoring Distributor Commission and other expensesTo take care of Bank and Stock ReconciliationsMIS and Reporting to the Clients, Management and RegulatorExpert in NRI trade and settlement processingSoftware...

  • Avp Sales, Credit Card

    4 weeks ago

    Mumbai, India DBS Bank Full time

    **About DBS Bank** Underlining its commitment to India, DBS Bank officially announced the launch of its locally incorporated wholly owned subsidiary, DBS Bank India Limited (DBIL) in March 2019. This marked a key milestone for the bank, which has been present in India for 26 years. DBS Bank India Limited is the only large foreign bank in India to start...

  • Relationship Manager

    4 weeks ago

    mumbai, India YES BANK Full time

    Core Responsibilities▪ Provide support to the Team Leader in managing a portfolio of multinational corporate clients▪ Preparation of credit approval/renewal memorandum, generate risk analysis reports and manage credit related covenants/exceptions.▪ Business development in deepening existing client relationships and acquisition of new to bank...

  • Relationship Manager

    4 weeks ago

    mumbai, India YES BANK Full time

    Core Responsibilities▪ Provide support to the Team Leader in managing a portfolio of multinational corporate clients▪ Preparation of credit approval/renewal memorandum, generate risk analysis reports and manage credit related covenants/exceptions.▪ Business development in deepening existing client relationships and acquisition of new to bank...

  • Avp

    2 months ago

    Mumbai, India Deutsche Bank Full time

    **Job Title: DDP Division, Deutsche Bank AG - AVP** **Location: Mumbai** **Role Description**: The Regulatory Management Advisor provides support in managing relationships and engagement with regulatory authorities. They assist in the facilitation of meetings between the business divisions and/or infrastructure functions and external regulators and...

  • Manager/AVP - Client Services

    3 weeks ago

    mumbai, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC...

  • Manager/AVP - Client Services

    2 weeks ago

    Mumbai, Maharashtra, India HSBC Full time

    Some careers open more doors than others. If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC Securities...

  • Manager/AVP - Client Services

    2 weeks ago

    Mumbai, India HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. HSBC Securities...

  • AVP-PMS Operations

    1 week ago

    Mumbai, India Aptita Full time

    Position: AVP-PMS Operations Managing Daily Operations, Settlement activities Handling Audit and Inspections Managing accounting of Income & Expenses Monitoring Distributor Commission and other expenses To take care of Bank and Stock Reconciliations MIS and Reporting to the Clients, Management and Regulator Expert in NRI trade and settlement processing...

  • AVP-PMS Operations

    1 week ago

    Mumbai, India Aptita Full time

    Position: AVP-PMS OperationsManaging Daily Operations, Settlement activitiesHandling Audit and InspectionsManaging accounting of Income & ExpensesMonitoring Distributor Commission and other expensesTo take care of Bank and Stock ReconciliationsMIS and Reporting to the Clients, Management and RegulatorExpert in NRI trade and settlement processingSoftware...

  • Avp

    2 weeks ago

    Mumbai, Maharashtra, India Deutsche Bank Full time

    Job Title:AVP- DeveloperCorporate Title:AVPLocation: MumbaiRole DescriptionA techno functional skillset (i.e.Finance and coding knowledge) required to understand Finance processes and create end to end automation / provide support for Finance.What we'll offer youAs part of our flexible scheme, here are just some of the benefits that you'll enjoy Best in...