
Inspection Manager
19 hours ago
Role & responsibilities
- Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received.
- Continuous monitoring of the data submitted by the trading member
- Draft the inspection report for the member.
- Expand the scope of inspection beyond the pre-approved checklist after consulting manager.
- Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager.
- Verify the inspection report prepared by the maker.
- Conduct compliance visits for new members/ brokers to acquaint them to the compliance requirements and inspection process.
- Escalate matters like non co-operation of member/delay in furnishing data to the respective Manager.
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Inspection Manager
2 weeks ago
Mumbai, Maharashtra, India Maximus Global Consulting Services Full time ₹ 9,00,000 - ₹ 12,00,000 per yearRole & responsibilitiesConduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received.Continuous monitoring of the data submitted by the trading memberDraft the inspection report for the member.Expand the scope of inspection beyond the...
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Deputy Manager
4 days ago
Mumbai, India NCDEX Full timeEducational QualificationChartered Accountant / Cost and works accountant (CMA)Experience5 to 8 years of total experience with 2 to 3 years of relevant work experience preferably in broking/exchange/financial institution operationSkills RequiredProven expertise in audit proceduresFunctional Competencies requiredKnowledge and understanding of Exchange...
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Inspection Auditor
2 weeks ago
Mumbai, Maharashtra, India UNIQUO Full time ₹ 3,00,000 - ₹ 6,00,000 per yearWe are seeking a detail-oriented and experienced Inspection Auditor to perform audits and inspections across various operational areas in Mumbai. This role requires a strong understanding of compliance standards, attention to detail, and the ability to work both independently in the field and collaboratively in an office setting.Field Work (50%)Conduct...
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Inspection Auditor
22 hours ago
Mumbai, India UNIQUO Full timeWe are seeking a detail-oriented and experienced Inspection Auditor to perform audits and inspections across various operational areas in Mumbai. This role requires a strong understanding of compliance standards, attention to detail, and the ability to work both independently in the field and collaboratively in an office setting.Field Work (50%) Conduct...
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Deputy Manager
3 days ago
Mumbai, India NCDEX Full timeEducational Qualification - Chartered Accountant / Cost and works accountant (CMA) Experience - 5 to 8 years of total experience with 2 to 3 years of relevant work experience preferably in broking/exchange/financial institution operation Skills Required - Proven expertise in audit procedures Functional Competencies required - Knowledge and...
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Compliance Inspection
2 weeks ago
Mumbai, Maharashtra, India Premier Consultants Full time ₹ 8,00,000 - ₹ 12,00,000 per yearThis is regarding a Job Opportunity for a leading bankDesignation- Compliance InspectionExperience- 4-12 YearsLocation- MumbaiRole & responsibilities:Coordinate and support RBI Onsite & Offsite Inspections, ensuring smooth execution and timely submissions.Disseminate RBI requests to relevant stakeholders, collate and review responses, and ensure accurate...
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Compliance Inspection
22 hours ago
Mumbai, India Premier Consultants Full timeThis is regarding a Job Opportunity for a leading bank Designation- Compliance Inspection Experience- 4-12 Years Location- Mumbai Role & responsibilities: Coordinate and support RBI Onsite & Offsite Inspections, ensuring smooth execution and timely submissions. Disseminate RBI requests to relevant stakeholders, collate and review responses, and ensure...
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Inspection Coordinator
2 weeks ago
Mumbai, Maharashtra, India LRQA group Full timeJob ID:41880 Location:Mumbai: Solitaire Corporate Park Position Category:Technical Position Type:Employee Regular **Who is LRQA?** LRQA stands for dedication to clients, market firsts, and deep expertise in risk management. We’ve grown to become a leading global assurance provider, bringing together outstanding expertise in certification, customised...
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Deputy Manager
4 days ago
Mumbai, India NCDEX Full timeEducational QualificationChartered Accountant / Cost and works accountant (CMA)Experience5 to 8 years of total experience with 2 to 3 years of relevant work experience preferably in broking/exchange/financial institution operation Skills RequiredProven expertise in audit proceduresFunctional Competencies requiredKnowledge and understanding of Exchange...
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Deputy Manager
3 days ago
Mumbai, India NCDEX Full timeEducational Qualification Chartered Accountant / Cost and works accountant (CMA) Experience 5 to 8 years of total experience with 2 to 3 years of relevant work experience preferably in broking/exchange/financial institution operation Skills Required Proven expertise in audit procedures Functional Competencies required Knowledge and understanding of...