Inspection Manager

4 weeks ago

Mumbai, India Maximus Global Consulting Services Full time

Role & responsibilities

  • Conduct inspection on members site as per the inspection calendar for the quarter following a pre-approved checklist or conduct inspection on members offsite based on alerts received.
  • Continuous monitoring of the data submitted by the trading member
  • Draft the inspection report for the member.
  • Expand the scope of inspection beyond the pre-approved checklist after consulting manager.
  • Prepare the preliminary observation sheet for the inspection and schedule the closure meeting between the member and manager.
  • Verify the inspection report prepared by the maker.
  • Conduct compliance visits for new members/ brokers to acquaint them to the compliance requirements and inspection process.
  • Escalate matters like non co-operation of member/delay in furnishing data to the respective Manager.

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