Regulatory Compliance
4 weeks ago
Risk and contro l team to provide regular updatesActively
formulate compliance tests
for client processesAnalysing data and reviewing supporting documentation provided by the businessAssessing risk
related to policies/ process and working on identifying new controlsIdentifying enhancements and remediate actions to address compliance gapsPrepare reports
for management in a summarised formPrepare process knowledge documentations like SOPs, Cheat sheets, etc.Provide regular updates to the team lead and management for day to day activitiesWork on Employee compliance modules for financial industry regulationConduct Audits, Monitor and perform compliance checksWork extensively on Excel based reports, analyse, and prepare compliance reportsPrepare Monthly/Quarterly/Yearly reports and presentationsMaintain and manage document and policy checklist repositoriesExperience in working on different tools for Risk and controlCarry out and oversee detailed info gathering, process mapping, analysis and other activities with objective to identify and assess compliance risks. For this purpose, extensive interaction with other departments and functions is expectedReports toTeam Lead / ManagerHow You Add Value(including but are not limited to)You have at least 4 - 8 years’ experience in the Finance & Regulatory/corporate department of a fiduciary or have worked in a company engaged in providing finance services compliance check. You are willing and looking to consolidate and grow your skills and talents in the long term with a company that works in a strong team and results-based environment. You speak English fluently and bring on table:Good exposure to finance compliance and audit processHands on experience of providing basic financial services audit and compliance checkProficiency in using MS Office ToolsAbility to work in team environment as well as independentlyAbility to resolve complex problems efficientlyExcellent interpersonal or organization skillsDESIRED SKILLS & COMPETENCIESLogical ThinkingExperience /exposure to similar work environmentAttention to detailExperience in analyzing documentsMaintain detail documentation and reports for key stakeholdersEffective communication and written skills
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Regulatory Compliance
1 week ago
Delhi, Delhi, India Investment Bank Full timeJOB RESPONSIBILITIESThe role in Finance & Regulatory Compliance shall encompass various tasks including, but not limited to, the following:Liaise withRisk and contro l team to provide regular updatesActivelyformulate compliance testsfor client processesAnalysing data and reviewing supporting documentation provided by the businessAssessing riskrelated to...
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Regulatory Compliance
4 weeks ago
delhi, India Investment Bank Full timeJOB RESPONSIBILITIESThe role in Finance & Regulatory Compliance shall encompass various tasks including, but not limited to, the following:Liaise with Risk and contro l team to provide regular updatesActively formulate compliance tests for client processesAnalysing data and reviewing supporting documentation provided by the businessAssessing risk related...
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Regulatory Risk
2 weeks ago
Delhi, India Tide Full timeJob Title: -Regulatory Risk & Compliance LeadLocation: - DelhiAbout TideAt Tide, we are building a finance & admin platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting.Launched in...
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Regulatory Risk
1 week ago
delhi, India Tide Full timeJob Title: -Regulatory Risk & Compliance Lead Location: - Delhi About Tide At Tide, we are building a finance & admin platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting....
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Regulatory Risk
1 week ago
Delhi Division, India Tide Full timeJob Title: -Regulatory Risk & Compliance LeadLocation: - Delhi About TideAt Tide, we are building a finance & admin platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting.Launched in...
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Regulatory Risk
1 month ago
delhi, India Tide Full timeWho are Tide: At Tide, we’re on a mission to save businesses time and money. We’re the leading provider of UK SME business accounts and one of the fastest-growing FinTechs in the UK. Using the latest tech, we design solutions with SMEs in mind and our member-driven financial platform is transforming the business banking market. Not only do we offer our...
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Delhi, Delhi, India Adecco Full timeGreetings from AdeccoRole-Associate Vice President-Regulatory Compliance || NBFC Industry || New DelhiDepartment- ComplianceLocation-New DelhiEducation-Qualified CSExperience-3+years in the compliance function of listed NBFCs. Further, exposure in secretarial function of any listed entity and compliance function of NBFCs/Banks will be an added advantage....
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New Delhi, India Adecco Full timeGreetings from Adecco!!!Role-Associate Vice President-Regulatory Compliance || NBFC Industry || New DelhiDepartment- ComplianceLocation-New DelhiEducation-Qualified CSExperience-3+years in the compliance function of listed NBFCs. Further, exposure in secretarial function of any listed entity and compliance function of NBFCs/Banks will be an added advantage....
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new delhi, India Adecco Full timeGreetings from Adecco!!!Role-Associate Vice President-Regulatory Compliance || NBFC Industry || New DelhiDepartment- ComplianceLocation-New DelhiEducation-Qualified CSExperience-3+years in the compliance function of listed NBFCs. Further, exposure in secretarial function of any listed entity and compliance function of NBFCs/Banks will be an added advantage....
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Regulatory Risk
1 month ago
Delhi Division, India Tide Full timeWho are Tide:At Tide, we’re on a mission to save businesses time and money. We’re the leading provider of UK SME business accounts and one of the fastest-growing FinTechs in the UK. Using the latest tech, we design solutions with SMEs in mind and our member-driven financial platform is transforming the business banking market. Not only do we offer our...
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new delhi, India Adecco Full timeGreetings from Adecco!!! Role-Associate Vice President-Regulatory Compliance || NBFC Industry || New Delhi Department- Compliance Location-New Delhi Education-Qualified CS Experience-3+years in the compliance function of listed NBFCs. Further, exposure in secretarial function of any listed entity and compliance function of NBFCs/Banks will be an added...
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Agm - Regulatory
3 weeks ago
New Delhi, India Vodafone Idea Full timeJob Req ID: 41743- Location: New Delhi, IN- Function: Technology/ IOT/Cloud- About: - Vodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India’s leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing...
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GM - Circle Regulatory
2 days ago
New Delhi, India Vodafone Idea Limited Full timeVodafone Idea Limited is an Aditya Birla Group and Vodafone Group partnership. It is India’s leading telecom service provider. The Company provides pan India Voice and Data services across 2G, 3G and 4G platform. With the large spectrum portfolio to support the growing demand for data and voice, the company is committed to deliver delightful customer...
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Regulatory Risk
7 days ago
Delhi, Delhi, India Tide Full timeJob Title:Regulatory Risk & Compliance LeadLocation: DelhiAbout TideAt Tide, we are building a finance & admin platform designed to save small businesses time and money. We provide our members with business accounts and related banking services, but also a comprehensive set of connected administrative solutions from invoicing to accounting.Launched in 2017,...
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Regulatory Affairs Manager
4 weeks ago
new delhi, India SurgeWay Biosciences Full timeCompany DescriptionSurgeWay Biosciences Pvt Ltd is an established exporter of Pharmaceutical Drugs and Niche Healthcare Products. With a strong track record of domestic and international operations spanning 40 years, SurgeWay is led by a dynamic young team that brings a professional approach and long-term business growth outlook.Our expertise in regulatory...
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Business Development Executive
1 week ago
New Delhi, India JR Compliance® Full timeJR Compliance & Testing Labs is a testing and certification company. Effective April 3rd, 2013 the Indian Department of Electronics and Information Technology (DEITY) issued the Compulsory Registration Order 2012. Certain products are now required to comply with Indian safety standards and obtain BIS registration before they can be imported, distributed or...
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Business Development Executive
1 month ago
new delhi, India JR Compliance® Full timeJR Compliance & Testing Labs is a testing and certification company. Effective April 3rd, 2013 the Indian Department of Electronics and Information Technology (DEITY) issued the Compulsory Registration Order 2012. Certain products are now required to comply with Indian safety standards and obtain BIS registration before they can be imported, distributed or...
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Business Development Executive
3 weeks ago
new delhi, India JR Compliance® Full timeJR Compliance & Testing Labs is a testing and certification company. Effective April 3rd, 2013 the Indian Department of Electronics and Information Technology (DEITY) issued the Compulsory Registration Order 2012. Certain products are now required to comply with Indian safety standards and obtain BIS registration before they can be imported, distributed or...
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Compliance Executive
2 months ago
New Delhi, India The British School Full time**Reports to**:Compliance Manager School Hours** **7:45 a.m. to 4:30 p.m. **Role**: - To assist the Compliance function and ensure implementation of a robust compliance framework for managing organisation wide compliances in a proactive manner. Continuous tracking and monitoring of compliance reporting across departments, through an automated compliance...
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New Delhi, India Domnic Lewis International Full timeWe are looking for a Lead Regulatory Affairs who is specialized in Indian market regulatory affairs with good connections in DCGI for a Global Pharmaceutical MNC in Delhi / BangaloreJob Description:We are looking for a Regulatory Affairs Lead to lead regulatory processes for our assigned products, ensuring swift approvals and strict compliance with...
