Current jobs related to Guidelines- Coding and Compliance- Associate - mumbai - JPMorgan Chase & Co.

  • Guidelines- Coding and Compliance- Associate

    4 months ago

    Mumbai, Maharashtra, India JPMorgan Chase & Co Full time

    **JOB DESCRIPTION** **_ Job Responsibilities:_** **_ Coding_** - New account coding, reviews & revisions including on-boarding activities. - Review new data analytics and update compliance platforms - Understand and setup rules as per ratings agencies - Identification of coding issues. - Maintenance of Legal & Compliance approved & restricted lists. -...

  • Associate, Compliance

    3 months ago

    Mumbai, India Ares Management Corporation Full time

    DescriptionPrimary Functions and Essential ResponsibilitiesCore ResponsibilitiesSupport the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies;On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored events;Assist in processing...

  • Associate, Compliance

    4 months ago

    mumbai, India Ares Management Corporation Full time

    Description Primary Functions and Essential Responsibilities Core Responsibilities Support the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies; On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored...

  • Associate, Compliance

    1 week ago

    mumbai, India Ares Management Corporation Full time

    Description Primary Functions and Essential Responsibilities Core Responsibilities Support the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies; On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored events; ...

  • Associate, Compliance

    3 months ago

    Mumbai, India Ares Management Corporation Full time

    Description Primary Functions and Essential Responsibilities Core Responsibilities Support the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies; On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored events; ...

  • Associate, Compliance

    4 months ago

    Mumbai, Maharashtra, India Ares Management Full time

    Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values - Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy - and our purpose to be a catalyst for shared prosperity and a better future. Through our recruitment, career development and employee-focused programming,...

  • Associate-aml Kyc Compliance

    4 months ago

    Mumbai, India IDFC FIRST Bank Full time

    **Role/ Job Title**: Associate Compliance **Function/ Department**: Compliance **Location**: - Mumbai **Job Purpose**: The role entails the responsibility to support compliance manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Primary Responsibilities**: Support all business operations relating to...

  • Coding Specialist

    2 weeks ago

    mumbai, India IKS Health Full time

    Key Responsibilities: ● Interpreting a patient's medical charts and determining the appropriate diagnostic and procedural codes. ● Ensure assigned codes meet all the compliance requirements so service payments are obtained by the insurance companies. ● Remaining up-to-date with the latest revisions to coding standards and federal regulations ...

  • Coding Specialist

    6 months ago

    Mumbai, India IKS Health Full time

    Key Responsibilities: ● Interpreting a patient's medical charts and determining the appropriate diagnostic and procedural codes. ● Ensure assigned codes meet all the compliance requirements so service payments are obtained by the insurance companies. ● Remaining up-to-date with the latest revisions to coding standards and federal regulations ●...

  • Associate Compliance-regulatory Relationship

    4 months ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    **Job Title**: Associate Compliance **Function/ Department**: Compliance **Job Purpose**: The role entails the responsibility to support Compliance Manager in ensuring bank's policies and procedures comply with regulatory and ethical standards. **Roles & Responsibilities**: Support all business operations relating to compliance including policies,...

  • Manager - Secretarial & Compliance

    1 month ago

    Mumbai, India Talent Corner HR Services Pvt Ltd Full time

    Key Responsibilities:- Ensure timely compliance with SEBI (Mutual Fund) Regulations and other relevant guidelines.- Regularly review and update the Compliance Manual and related policies to reflect changes in regulations.- Conduct compliance awareness sessions, including training on Insider Trading and related topics.- Ensure adherence to provisions of the...

  • Audit Associate

    3 months ago

    Mumbai, India Shah Kapadia And Associates Full time

    About Us: The firm is a pioneer in the field of the securities market for process review, SEBI compliance assistance, audit & assurance, and risk management. SKA has successfully managed to serve more than 80+ SEBI intermediaries with the strong support of our 200+ employees PAN India level. With continuous efforts and dedication, Shah Kapadia & Associates...

  • Investment Compliance

    2 weeks ago

    Mumbai, Maharashtra, India State Street Full time

    What you will be responsible for: - Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / investment mandate and extracting compliance restrictions to create a compliance rule matrix. - Liaise with clients to obtain additional information that may be necessary from time to time to code...

  • Associate-aml Kyc Compliance

    3 months ago

    Mumbai, Maharashtra, India IDFC FIRST Bank Full time

    Job Title - Associate Compliance Function - Compliance **Job Purpose**: The role holder has the responsibility to carefully monitor fund transfers for the bank, report for any suspicious activity or AML for the assigned businesses. It entails creating Suspicious Transaction Reports, summaries, presentations for senior management to develop strategies...

  • Associate Ecc Compliance

    3 months ago

    Mumbai, Maharashtra, India TIAA Full time

    Compliance Associate The Compliance Advisor assists with broader planning of business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under general...

  • Guest Service Associate

    4 months ago

    Mumbai, Maharashtra, India MoSahay Associate Full time

    The **Guest Service Associate (GSA)** is responsible for providing exceptional customer service to guests, ensuring their stay is memorable and pleasant. The GSA will handle all aspects of guest check-in and check-out, answer inquiries, and manage reservations. A background in hotel management is essential to understand the operational and service-oriented...

  • Controlling Professional

    3 months ago

    Mumbai, India Siemens Full time

    Job Position Controlling Professional (Guidelines and Principles) Job Responsibilities 1. Ensure Governance in Accounting and that local internal guidelines are in place that are in confirmity with the Siemens internal as well as with statutory requirements and assess arising changes in regulations to develop strategy for early adoption. 2. Responsibility...

  • Investment Compliance

    1 week ago

    Mumbai, India State Street Full time

    What you will be responsible for:• Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / investment mandate and extracting compliance restrictions to create a compliance rule matrix.• Liaise with clients to obtain additional information that may be necessary from time to time to...

  • VP/AVP - RBI Compliance

    1 week ago

    mumbai, India Banking and NBFC job Full time

    Job Description: Key Responsibilities Regulatory Compliance Activities Dissemination of Circulars/Guidelines and interpretation of the same Framing/Review Policies of Compliance Department Conduct Compliance Risk Assessment / Reviews & preparation of reports Compliance Testing Implementation of applications for Compliance (e.g. AML Transactions Monitoring,...

  • Associate, Compliance

    1 day ago

    Mumbai, India Ares Management Corporation Full time

    DescriptionPRIMARY FUNCTIONS AND ESSENTIAL RESPONSIBILITIESSupport the administering of the Corporate Compliance polices, including Code of Ethics and Conduct and Anti-Corruption policies;On a daily basis, respond to inquiries relating to gifts & entertainment, and screen lists of invitees to Ares-sponsored events;Assist in processing and escalating Code of...

Guidelines- Coding and Compliance- Associate

4 months ago

mumbai, India JPMorgan Chase & Co. Full time

Job Responsibilities:

Coding

New account coding, reviews & revisions including on-boarding activities. Review new data analytics and update compliance platforms Understand and setup rules as per ratings agencies Identification of coding issues. Maintenance of Legal & Compliance approved & restricted lists. Counterparty maintenance. Work on Rule coding standardization across supported regions. Perform periodic reviews of account coding to ensure accuracy & consistency.

Monitoring

Post-trade violation investigation & resolution Classification of Active v/s Passive breach Assistance with Client certifications/ attestations. Additional review of regulatory breaches around UCITS and 1940 ACT regulations Classification of Fund Portfolio investments Manual test execution as per defined periodicity. Perform Annual account review Coordinating with Portfolio managers and Investment specialists for fund breaches

Required Qualification, skills and Capabailities

2-5 years of work experience of Portfolio Guidelines Coding/ Monitoring. Candidate with 5+ years in-depth understanding of securities reference data, portfolio analysis experience can be considered. Familiar with trade compliance applications such as LZ Sentinel, Charles River, Aladdin (Compliance), SimCorp Dimension, ThinkFolio. Professional level understanding of 1940 Act, UCITS Regulations or ERISA will be added advantage.