Associate, Compliance
1 month ago
Under direct supervision, contributes to thepliance efforts of the assigned business unit. Helps with assessment activities to ensure the business units are inpliance with standard regulatory and policy requirements,, reviews work for accuracy with more experienced professionals. May assist with drafting of documentation when control changes are made. Under direct supervision, analyzes existing legislation, regulatory announcements and industry practices in order to report on the assigned business' current state ofpliance. As needed, assists with projects and program tasks intended to improvepliance and enhance the control environment. Assists with analyses of control processes to ensure they are inpliance with all applicable laws, rules and regulations. Begins to build working relationships with business unit managers in order to facilitate the timely delivery of information and increase the likelihood of favorable conditions forpliance activities. With direct supervision, assists with the assessments of the effectiveness of controls that help ensure ongoingpliance with key laws, regulations and policies affecting BNY Mellon businesses. May begin to gain experience preparing risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps. May assist with the preparation of nonplex reporting, as directed. Escalates issues to more experienced professionals. No direct reports.Contributes to the achievement of team objectives. Modified based upon local regulations/requirements.Bachelor's degree or the equivalentbination of education and experience is required. Business or Finance degree preferred. 0-3 years of total work experience preferred. Financial Services, Audit orpliance background and/or experience with financial servicespliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.. BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team - one that is representative and inclusive of the diverse talent, clients andmunities we work with and serve - and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.
Employer Description:
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admiredpanies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with amitment to doing what is right that continues to set us apart. Make your mark: bnymellon/careers.
Job ID 52826
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