Asset Management

4 weeks ago


Delhi, India Avendus Full time

KEY AREAS OF RESPONSIBILITY Assist in day-to-day administrative and operational functioning across the Asset management business for AIF Investor onboarding – Perform initial level world checks, KYC documents check. Co-ordinate with various RTA agents for investor on boarding Assist in review of documentation Transfer & Transmission cases, Pledge / UnPledge, updating bank records, updating nominee details Coordinate with Auditor for Statutory audit, Internal audit and PPM audit Cash Management – Assist in cash management of various funds. Prepare and send cash transfer instructions for daily expenses / investments Assist in various regulatory compliances Income Tax : FATCA Compliance etc. SEBI : SEBI AIF compliance, SEBI monthly / quarterly regulatory return preparation and filing, etc. RBI : Filing form DI and form DPIIT intimation when investments are done, InVI report filing, Annual FLA return filing etc. Preparation and review of Distributor Fees Viz. Trail Fees,Claw back etc. Investor Servicing : Send SOA to Investors, solving Investor queries, provide investor specific reports Distributor Servicing : Assist distributor on boarding investor, Distributor query resolution etc. EXPERIENCE & SKILLS REQUIRED CA with1 2 years or CA Inter with 2 4 yrs of relevant experience or graduate/post-graduate with 4 to 6 years of relevant experience Working Knowledge of SEBI AIF / PMLA / UBO regulations Good communication skills Strong command of MS Office



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