Compliance Officer

6 hours ago

Bengaluru, India InBrok (IFSC) Private Limited Full time

Compliance Officer (CO) – InBrok (IFSC) Private LimitedLocation: GIFT City – IFSC , GandhinagarEmployment Type: Full-time | On-siteDepartment: Compliance & Regulatory Affairs---About InBrokInBrok is an emerging-market broker-dealer in the IFSC ecosystem, positioned at the intersection of regulatory innovation, and next-generation capital markets infrastructure. As the IFSCA framework evolves, we’re scaling our governance capabilities with a proactive and future-ready outlook.---Role OverviewWe are looking to onboard a Compliance Officer (CO) who will anchor our regulatory, surveillance, and governance agenda under the IFSCA (Capital Market Intermediaries) Regulations, 2025. This role is central to ensuring ongoing compliance, managing risk controls, and supporting our expansion across multi-registration verticals.The CO will work closely with the Principal Officer, Founders, and key functional leads to maintain an agile, compliant, and audit-ready operating environment.---Key ResponsibilitiesOversee compliance with all relevant IFSCA regulatory frameworks, circulars, guidelines, and reporting obligations.Lead regulatory filings, inspections, and audit coordination (Internal/Statutory/IFSCA/NSE IX).Maintain and update compliance manuals, policies, SOPs, and internal control frameworks.Monitor client onboarding, AML/CFT, FATCA-CRS, risk profiling, and transaction surveillance.Manage key registers, documentation, and periodical returns to IFSCA and exchanges.Collaborate with the business/operations teams to implement controls for new products, processes, and digital infrastructure.Track regulatory amendments and advise management on impacts.Develop compliance training, awareness materials, and conduct internal sessions.Ensure timely closure of compliance observations, gaps, and non-compliances with corrective actions.---Eligibility Criteria (As per CMI Regulation)Education – any one of the following:Post-graduate degree / PG diploma (min 1 year) in :Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Markets, Banking, Insurance, Actuarial Science,ORFinTech, STEM disciplines (Science, Technology, Engineering, Mathematics) as per proposed amendments.ORGraduation in any field with minimum 5 years of experience in the financial services market.Experience Requirements:Minimum 3 years of experience in financial services ;Prior exposure to broker-dealer compliance, AML, FATCA/CRS, DP/CM frameworks, or GIFT IFSC regulations will be preferred.---Key SkillsStrong understanding of capital market intermediary regulations, AML/CFT norms, and risk governance.Ability to interpret regulations and implement practical controls.High agility in working with evolving frameworks and new-market constructs.Excellent communication, documentation, and stakeholder-management skills.Hands-on approach with strong execution capability.---What We OfferOpportunity to be part of the early-stage IFSC market ecosystem and shape future-ready compliance frameworks.Direct exposure to IFSCA regulatory evolution, and multi-registration structures.High-ownership role with leadership visibility.Competitive compensation aligned to IFSC standards.---

  • Compliance Officer

    2 weeks ago

    Bengaluru, India Agratas Full time

    JOB TITLE Compliance Officer FUNCTION / DEPARTMENT Finance SUB-FUNCTION Compliance REPORTING TO Chief Financial Officer JOB LOCATION Bengaluru, India JOB SCOPE Global PEOPLE MANGEMENT RESPONSBILITY Yes ABOUT AGRATAS Agratas is a wholly owned subsidiary of Tata Sons. We design, develop and manufacture high-quality, high-performance, sustainable batteries...

  • Compliance Officer

    1 week ago

    Bengaluru, India Agratas Full time

    JOB TITLE Compliance Officer FUNCTION / DEPARTMENT Finance SUB-FUNCTION Compliance REPORTING TO Chief Financial Officer JOB LOCATION Bengaluru, India JOB SCOPE Global PEOPLE MANGEMENT RESPONSBILITY Yes ABOUT AGRATAS Agratas is a wholly owned subsidiary of Tata Sons. We design, develop and manufacture high-quality, high-performance, sustainable batteries...

  • Compliance Officer

    2 weeks ago

    Bengaluru, Karnataka, India Paywize Full time ₹ 4,00,000 - ₹ 6,00,000 per year

    Job Title: Compliance Officer – Merchant OnboardingJob description:Accounts ExecutiveLocation: BangaloreType: Full‑TimeExperience: 4+ YearsCTC: Up to ₹6,00,000 LPAAbout PaywizePaywize is building India's first Fintech OS — powering payouts, collections, connected banking, and bill pay infrastructure for modern businesses. Our platforms are...

  • Compliance Officer

    2 weeks ago

    Bengaluru, Karnataka, India Agratas Full time ₹ 12,00,000 - ₹ 36,00,000 per year

    JOB TITLECompliance OfficerFUNCTION / DEPARTMENTFinanceSUB-FUNCTIONComplianceREPORTING TOChief Financial OfficerJOB LOCATIONBengaluru, IndiaJOB SCOPEGlobalPEOPLE MANGEMENT RESPONSBILITYYesABOUT AGRATASAgratas is a wholly owned subsidiary of Tata Sons. We design, develop and manufacture high-quality, high-performance, sustainable batteries applied to multiple...

  • Compliance Officer

    7 days ago

    Bengaluru, Karnataka, India Talent Vision Services Full time ₹ 5,00,000 - ₹ 12,00,000 per year

    Tan90 Thermal Solutions Private LimitedPosition: Compliance Officer – Statutory CompliancesLocation: BangaloreDepartment: Finance & AccountsReports To: Manager – Finance / Head – AccountsAbout Tan90 Thermal Solutions Pvt. Ltd.Tan90 Thermal Solutions is a forward-thinking company developing sustainable and energy-efficient thermal management systems. As...

  • Compliance Officer

    1 week ago

    Bengaluru, India Agratas Full time

    JOB TITLECompliance OfficerFUNCTION / DEPARTMENTFinanceSUB-FUNCTIONComplianceREPORTING TOChief Financial OfficerJOB LOCATIONBengaluru, IndiaJOB SCOPEGlobalPEOPLE MANGEMENT RESPONSBILITYYesABOUT AGRATASAgratas is a wholly owned subsidiary of Tata Sons. We design, develop and manufacture high-quality, high-performance, sustainable batteries applied to multiple...

  • Compliance Officer

    2 days ago

    Bengaluru, Karnataka, India SBM Offshore Full time ₹ 15,00,000 - ₹ 25,00,000 per year

    Compliance OfficerReq Id: 20356Job Family: ComplianceLocation:Bangalore, IN, 560071Description:Imagine your career taking you to the depths of innovation and the heights of impact. Our people enable continuous progress. Their commitment, collective expertise, and unique capabilities are the engine room behind SBM Offshore's True. Blue. Transition. - shaping...

  • Compliance Officer

    2 days ago

    Bengaluru, India SBM Offshore Full time

    Imagine your career taking you to the depths of innovation and the heights of impact. Our people enable continuous progress. Their commitment, collective expertise, and unique capabilities are the engine room behind SBM Offshore’s - shaping the future of energy, and beyond. About Us: SBM Offshore is the world’s deepwater ocean-infrastructure expert. Our...

  • Assistant Compliance Officer

    2 days ago

    Bengaluru, India Humaniquee Full time

    We are seeking an experienced Compliance Officer to join our team. The Compliance Officer will be responsible for ensuring that Clients operate in accordance with all applicable laws, regulations, and internal policies, including Corporate Law and Labour Law. This role will involve working closely with various departments to identify potential compliance...

  • Chief Compliance Officer

    2 days ago

    Bengaluru, Karnataka, India PyjamaHR Full time

    **Role**: Chief Compliance Officer **Location**: Bengaluru, Karnataka **Annual CTC**: 30LPA - 40LPA **Key Relationships: - ** **Reports to**: Founder and CEO and Audit & Governance Committee **Internal**: Legal, Finance, HR, Business, Admin, Capital **External**: Government offices, Auditors, Service Providers **Overview**: We are seeking a dedicated...