PMS Audit Professional

2 days ago

Mumbai, India ACME SERVICES PRIVATE LIMITED Full time
  • Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI(Securities and Exchange Board of India) regulations and circulars.
  • Evaluate the adequacy and effectiveness of internal controls, processes, and compliancesystems.
  • Review investment processes, client onboarding, KYC/AML compliance, reporting standards, anddisclosures for adherence to regulatory norms.
  • Verify that transactions and investment decisions are aligned with the client mandate and SEBIguidelines.
  • Prepare detailed audit reports highlighting findings, risk implications, and actionablerecommendations.
  • Liaise with operations, compliance, risk, and portfolio teams to ensure prompt resolution of auditobservations.
  • Stay updated on changes in SEBI regulations, PMS guidelines, and advisory frameworks.
  • Assist in periodic compliance testing and regulatory reporting, as needed.

  • PMS Audit Professional

    2 weeks ago

    Mumbai, Maharashtra, India ACME SERVICES PRIVATE LIMITED Full time ₹ 9,00,000 - ₹ 12,00,000 per year

    Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI(Securities and Exchange Board of India) regulations and circulars.Evaluate the adequacy and effectiveness of internal controls, processes, and compliancesystems.Review investment processes, client onboarding, KYC/AML compliance, reporting standards, anddisclosures for...

  • Pms Audit

    1 week ago

    Nariman Point, Mumbai, Maharashtra, India Acme Services Private Limited Full time

    Key Responsibilities and experience required for various audits: PMS Audit: - Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI (Securities and Exchange Board of India) regulations and circulars. - Evaluate the adequacy and effectiveness of internal controls, processes, and compliance systems. - Review investment...

  • Senior Audit Manager

    2 weeks ago

    Mumbai, Maharashtra, India Professional Full time ₹ 15,00,000 - ₹ 20,00,000 per year

    The Senior Audit Manager is a senior level management position responsible for managing a complex and critical unit within Internal Audit, in coordination with the Audit team. The overall objective of this role is to develop and execute a robust Audit Plan, and direct complex audit activities for a component of the business at a regional or country...

  • PMS Generalist – Marine PMS

    4 weeks ago

    Mumbai, Maharashtra, India Norsetech Group Full time

    PMS Generalist – Marine PMS & Database SpecialistLocation: Mumbai, India (Head Office) | Option for WFHAbout Norsetech GroupNorsetech Group is a leading maritime technology and services provider, specializing in Planned Maintenance Systems (PMS), vessel database development, spares digitization, and technical documentation management. We partner with top...

  • PMS Generalist – Marine PMS

    3 weeks ago

    Mumbai, Maharashtra, India Norsetech Group Full time

    IMP: We have a fixed budget for this position, as mentioned at the bottom of the page. Others are requested to refrain from applying.PMS Generalist – Marine PMS & Database SpecialistLocation: Mumbai, India (Head Office) | Work with Global ClientsAbout Norsetech GroupNorsetech Group is a leading maritime technology and services provider, specializing in...

  • PMS Generalist – Marine PMS

    3 weeks ago

    Mumbai, Maharashtra, India Norsetech Group Full time

    IMP: We have a fixed budget for this position, as mentioned at the bottom of the page. Others are requested to refrain from applying.PMS Generalist – Marine PMS & Database SpecialistLocation: Mumbai, India (Head Office) | Work with Global ClientsAbout Norsetech GroupNorsetech Group is a leading maritime technology and services provider, specializing in...

  • PMS Generalist – Marine PMS

    3 weeks ago

    Mumbai, Maharashtra, India Norsetech Group Full time

    PMS Generalist – Marine PMS & Database SpecialistLocation: Mumbai, India (Head Office) | Work with Global ClientsAbout Norsetech GroupNorsetech Group is a leading maritime technology and services provider, specializing in Planned Maintenance Systems (PMS), vessel database development, spares digitization, and technical documentation management. We partner...

  • PMS Generalist – Marine PMS

    4 weeks ago

    Mumbai, Maharashtra, India Norsetech Group Full time

    PMS Generalist – Marine PMS & Database Specialist Location: Mumbai, India (Head Office) | Option for WFH About Norsetech Group Norsetech Group is a leading maritime technology and services provider, specializing in Planned Maintenance Systems (PMS), vessel database development, spares digitization, and technical documentation management. We partner with...

  • PMS Generalist – Marine PMS

    4 weeks ago

    Mumbai, Maharashtra, India Norsetech Group Full time

    PMS Generalist – Marine PMS & Database Specialist Location: Mumbai, India (Head Office) | Option for WFH About Norsetech Group Norsetech Group is a leading maritime technology and services provider, specializing in Planned Maintenance Systems (PMS), vessel database development, spares digitization, and technical documentation management. We partner with...

  • PMS Generalist – Marine PMS

    3 weeks ago

    Mumbai, Maharashtra, India Norsetech Group Full time

    PMS Generalist – Marine PMS & Database Specialist Location: Mumbai, India (Head Office) | Work with Global Clients About Norsetech Group Norsetech Group is a leading maritime technology and services provider, specializing in Planned Maintenance Systems (PMS) , vessel database development, spares digitization, and technical documentation management. We...