PMS Audit Professional

Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI(Securities and Exchange Board of India) regulations and circulars.Evaluate the adequacy and effectiveness of internal controls, processes, and compliancesystems.Review investment processes, client onboarding, KYC/AML compliance, reporting standards, anddisclosures for...

**Job Title**: Inventory Audit Executive **Location**: Multiple Lakmé outlets (Travel required - expenses not reimbursed) **Work Hours**: 10:00 AM - 7:00 PM **Key Responsibilities**: - Conduct inventory audits at Lakmé outlets independently or with a partner. - Perform scanning and verification of products against system records. - Check for stock...

**PMS Audit**: **Location**: MumbaiQualifications : CA/MBA-Finance/CFA (US) Experience : 0-3 Years Role: **1) To evaluate PMS Performance across the industry**: **a.Preparing PMS Audit and of clients and creating tracking mechanism for the same** **b. Standardizing the review format** **c. Doing meeting with RMs and presenting the Audit for the...

Key Responsibilities and experience required for various audits: PMS Audit: - Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI (Securities and Exchange Board of India) regulations and circulars. - Evaluate the adequacy and effectiveness of internal controls, processes, and compliance systems. - Review investment...

Conduct internal audits of PMS schemes and Investment Advisory services.Review investment processes, client onboarding, KYC/AML compliance.Verify that client mandate and SEBI guidelines. Updates on SEBI regulations, PMS guidelines.

SAP PM Consultant : Key Responsibilities : - Project Work: Participate in SAP PM implementation/rollout, and support projects - Configuration: Configure SAP PM modules to meet business requirements. - Data Migration: Perform data upload and migration activities. - Enhancements: Develop and implement enhancements and custom developments - Interfaces:...

SAP PM Consultant :Key Responsibilities :- Project Work: Participate in SAP PM implementation/rollout, and support projects- Configuration: Configure SAP PM modules to meet business requirements.- Data Migration: Perform data upload and migration activities.- Enhancements: Develop and implement enhancements and custom developments- Interfaces: Work on...

Please call // Candidates having experience of working in a senior position of any leading consulting firms in the region with focus on Internal Audit, IFC, ICOFR including dispute resolution. Minimum 9+ years of industry related / relevant consulting experience within depth understanding of the Internal Audit and Risk Advisory domain. Key areas of...

Please call // Candidates having experience of working in a senior position of any leading consulting firms in the region with focus on Internal Audit, IFC, ICOFR including dispute resolution.Minimum 9+ years of industry related / relevant consulting experience within depth understanding of the Internal Audit and Risk Advisory domain. Key areas of expertise...

Role & Responsibilities As a PMS Compliance Manager at Stallion Asset, you will be responsible for ensuring complete adherence to SEBI PMS Regulations and other applicable laws. This role requires close collaboration with the Investment, Operations, and Sales teams to ensure regulatory compliance, timely filings, and robust internal processes. You will also...