Pms Audit

1 week ago

Nariman Point Mumbai Maharashtra, India Acme Services Private Limited Full time

Key Responsibilities and experience required for various audits:
PMS Audit:

- Conduct internal audits of PMS schemes and Investment Advisory services in line with SEBI

(Securities and Exchange Board of India) regulations and circulars.
- Evaluate the adequacy and effectiveness of internal controls, processes, and compliance

systems.
- Review investment processes, client onboarding, KYC/AML compliance, reporting standards, and

disclosures for adherence to regulatory norms.
- Verify that transactions and investment decisions are aligned with the client mandate and SEBI

guidelines.
- Prepare detailed audit reports highlighting findings, risk implications, and actionable

recommendations.
- Liaise with operations, compliance, risk, and portfolio teams to ensure prompt resolution of audit

observations.
- Stay updated on changes in SEBI regulations, PMS guidelines, and advisory frameworks.
- Assist in periodic compliance testing and regulatory reporting, as needed.

**Job Types**: Full-time, Permanent

Pay: ₹30,000.00 - ₹40,000.00 per month

**Benefits**:

- Health insurance
- Provident Fund

Schedule:

- Day shift
- Morning shift

**Education**:

- Bachelor's (required)

**Experience**:

- PMS Audit, SEBI,AML,: 3 years (required)

Work Location: In person

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